With increasing deployment of Large Language Models (LLMs) in the finance domain, LLMs are increasingly expected to parse complex regulatory disclosures. However, existing benchmarks often focus on isolated details, failing to reflect the complexity of professional analysis that requires synthesizing information across multiple documents, reporting periods, and corporate entities. They do not distinguish whether errors stem from retrieval failures, generation flaws, finance-specific reasoning mistakes, or misunderstanding of the query or context. This makes it difficult to pinpoint performance bottlenecks. To bridge these gaps, we introduce Fin-RATE, a benchmark built on U.S. Securities and Exchange Commission (SEC) filings and mirror financial analyst workflows through three pathways: detail-oriented reasoning within individual disclosures, cross-entity comparison under shared topics, and longitudinal tracking of the same firm across reporting periods. We benchmark 17 leading LLMs, spanning open-source, closed-source, and finance-specialized models, under both ground-truth context and retrieval-augmented settings. Results show substantial performance degradation, with accuracy dropping by 18.60

Despite advances in generative large language models (LLMs), practical application of specialized conversational AI agents remains constrained by computation costs, latency requirements, and the need for precise domain-specific relevance measures. While existing embedding models address the first two constraints, they underperform on information retrieval in specialized domains like finance. This paper introduces a scalable pipeline that trains specialized models from an unlabeled corpus using a general purpose retrieval embedding model as foundation. Our method yields an average of 27.7

This study introduces bifurcated attention, a method designed to enhance language model inference in shared-context batch decoding scenarios. Our approach addresses the challenge of redundant memory IO costs, a critical factor contributing to latency in high batch sizes and extended context lengths. Bifurcated attention achieves this by strategically dividing the attention mechanism during incremental decoding into two separate GEMM operations: one focusing on the KV cache from prefill, and another on the decoding process itself. While maintaining the computational load (FLOPs) of standard attention mechanisms, bifurcated attention ensures precise computation with significantly reduced memory IO. Our empirical results show over 2.1× speedup when sampling 16 output sequences and more than 6.2× speedup when sampling 32 sequences at context lengths exceeding 8k tokens on a 7B model that uses multi-head attention. The efficiency gains from bifurcated attention translate into lower latency, making it particularly suitable for real-time applications. For instance, it enables massively parallel answer generation without substantially increasing latency, thus enhancing performance when integrated with post-processing techniques such as re-ranking.

Generative models, widely utilized in various applications, can often struggle with prompts corresponding to partial tokens. This struggle stems from tokenization, where partial tokens fall out of distribution during inference, leading to incorrect or nonsensical outputs. This paper examines a technique to alleviate the tokenization artifact on text completion in generative models, maintaining performance even in regular non-subword cases. The method, termed token alignment, involves backtracking to the last complete tokens and ensuring the model's generation aligns with the prompt. This approach showcases marked improvement across many partial token scenarios, including nuanced cases like space-prefix and partial indentation, with only a minor time increase. The technique and analysis detailed in this paper contribute to the continuous advancement of generative models in handling partial inputs, bearing relevance for applications like code completion and text autocompletion.

In our study, we present bifurcated attention, a method developed for language model inference in single-context batch sampling contexts. This approach aims to reduce redundant memory IO costs, a significant factor in latency for high batch sizes and long context lengths. Bifurcated attention achieves this by dividing the attention mechanism during incremental decoding into two distinct GEMM operations, focusing on the KV cache from prefill and the decoding process. This method ensures precise computation and maintains the usual computational load (FLOPs) of standard attention mechanisms, but with reduced memory IO. Bifurcated attention is also compatible with multi-query attention mechanism known for reduced memory IO for KV cache, further enabling higher batch size and context length. The resulting efficiency leads to lower latency, improving suitability for real-time applications, e.g., enabling massively-parallel answer generation without substantially increasing latency, enhancing performance when integrated with postprocessing techniques such as reranking.

Large Language Models (LLMs) can exhibit considerable variation in the quality of their sampled outputs. Reranking and selecting the best generation from the sampled set is a popular way of obtaining strong gains in generation quality. In this paper, we present a novel approach for reranking LLM generations. Unlike other techniques that might involve additional inferences or training a specialized reranker, our approach relies on easy to compute pairwise statistics between the generations that have minimal compute overhead. We show that our approach can be formalized as an extension of self-consistency and analyze its performance in that framework, theoretically as well as via simulations. We show strong improvements for selecting the best k generations for code generation tasks as well as robust improvements for the best generation for the tasks of autoformalization, summarization, and translation. While our approach only assumes black-box access to LLMs, we show that additional access to token probabilities can improve performance even further.

Recent studies have shown that code language models at scale demonstrate significant performance gains on downstream tasks, i.e., code generation. However, most of the existing works on code representation learning train models at a hundred million parameter scale using very limited pretraining corpora. In this work, we fuel code representation learning with a vast amount of code data via a two-stage pretraining scheme. We first train the encoders via a mix that leverages both randomness in masking language modeling and the structure aspect of programming language. We then enhance the representations via contrastive learning with hard negative and hard positive constructed in an unsupervised manner. We establish an off-the-shelf encoder model that persistently outperforms the existing models on a wide variety of downstream tasks by large margins. To comprehend the factors contributing to successful code representation learning, we conduct detailed ablations and share our findings on (i) a customized and effective token-level denoising scheme for source code; (ii) the importance of hard negatives and hard positives; (iii) how the proposed bimodal contrastive learning boost the cross-lingual semantic search performance; and (iv) how the pretraining schemes decide the downstream task performance scales with the model size.

While pre-trained language models (LM) for code have achieved great success in code completion, they generate code conditioned only on the contents within the file, i.e., in-file context, but ignore the rich semantics in other files within the same project, i.e., cross-file context, a critical source of information that is especially useful in modern modular software development. Such overlooking constrains code language models' capacity in code completion, leading to unexpected behaviors such as generating hallucinated class member functions or function calls with unexpected arguments. In this work, we develop a cross-file context finder tool, CCFINDER, that effectively locates and retrieves the most relevant cross-file context. We propose CoCoMIC, a framework that incorporates cross-file context to learn the in-file and cross-file context jointly on top of pretrained code LMs. CoCoMIC successfully improves the existing code LM with a 33.94% relative increase in exact match and a 28.69% relative increase in identifier matching for code completion when the cross-file context is provided.

In the realm of language models, data encoding is pivotal, influencing efficiency and effectiveness of model training. Byte Pair Encoding (BPE) is a well-established subword tokenization technique that balances computational efficiency and linguistic expressiveness by merging frequent byte or character pairs. As language model training requires substantial computational resources, we propose Fusion Token, a method that substantially enhances the conventional Byte Pair Encoding (BPE) approach in data encoding for language models. Fusion Token employs a more aggressive computational strategy compared to BPE, expanding the token groups from bi-grams to 10-grams. Remarkably, with the addition of 1024 tokens to the vocabulary, the compression rate significantly surpasses that of a regular BPE tokenizer with a vocabulary of one million. Overall, the Fusion Token method leads to noticeable performance improvements due to an increased data scope per compute unit. Additionally, higher compression results in faster inference times due to fewer tokens per given string. By devoting more compute resources to the tokenizer building process, Fusion Token maximizes the potential of language models as efficient data compression engines, enabling more effective language modeling systems.

The open-ended Visual Question Answering (VQA) task requires AI models to jointly reason over visual and natural language inputs using world knowledge. Recently, pre-trained Language Models (PLM) such as GPT-3 have been applied to the task and shown to be powerful world knowledge sources. However, these methods suffer from low knowledge coverage caused by PLM bias -- the tendency to generate certain tokens over other tokens regardless of prompt changes, and high dependency on the PLM quality -- only models using GPT-3 can achieve the best result. To address the aforementioned challenges, we propose RASO: a new VQA pipeline that deploys a generate-then-select strategy guided by world knowledge for the first time. Rather than following the de facto standard to train a multi-modal model that directly generates the VQA answer, RASO first adopts PLM to generate all the possible answers, and then trains a lightweight answer selection model for the correct answer. As proved in our analysis, RASO expands the knowledge coverage from in-domain training data by a large margin. We provide extensive experimentation and show the effectiveness of our pipeline by advancing the state-of-the-art by 4.1% on OK-VQA, without additional computation cost. Code and models are released at http://cogcomp.org/page/publication_view/1010

Despite exciting progress in causal language models, the expressiveness of the representations is largely limited due to poor discrimination ability. To remedy this issue, we present ContraCLM, a novel contrastive learning framework at both token-level and sequence-level. We assess ContraCLM on a variety of downstream tasks. We show that ContraCLM enhances discrimination of the representations and bridges the gap with the encoder-only models, which makes causal language models better suited for tasks beyond language generation. Specifically, we attain $44\%$ relative improvement on the Semantic Textual Similarity tasks and $34\%$ on Code-to-Code Search tasks. Furthermore, by improving the expressiveness of the representations, ContraCLM also boosts the source code generation capability with $9\%$ relative improvement on execution accuracy on the HumanEval benchmark.

Code generation models have achieved impressive performance. However, they tend to be brittle as slight edits to a prompt could lead to very different generations; these robustness properties, critical for user experience when deployed in real-life applications, are not well understood. Most existing works on robustness in text or code tasks have focused on classification, while robustness in generation tasks is an uncharted area and to date there is no comprehensive benchmark for robustness in code generation. In this paper, we propose ReCode, a comprehensive robustness evaluation benchmark for code generation models. We customize over 30 transformations specifically for code on docstrings, function and variable names, code syntax, and code format. They are carefully designed to be natural in real-life coding practice, preserve the original semantic meaning, and thus provide multifaceted assessments of a model's robustness performance. With human annotators, we verified that over 90% of the perturbed prompts do not alter the semantic meaning of the original prompt. In addition, we define robustness metrics for code generation models considering the worst-case behavior under each type of perturbation, taking advantage of the fact that executing the generated code can serve as objective evaluation. We demonstrate ReCode on SOTA models using HumanEval, MBPP, as well as function completion tasks derived from them. Interesting observations include: better robustness for CodeGen over InCoder and GPT-J; models are most sensitive to syntax perturbations; more challenging robustness evaluation on MBPP over HumanEval.

ML-powered code generation aims to assist developers to write code in a more productive manner by intelligently generating code blocks based on natural language prompts. Recently, large pretrained deep learning models have pushed the boundary of code generation and achieved impressive performance.] However, the huge number of model parameters poses a significant challenge to their adoption in a typical software development environment, where a developer might use a standard laptop or mid-size server to develop code. Such large models cost significant resources in terms of memory, latency, dollars, as well as carbon footprint. Model compression is a promising approach to address these challenges. We have identified quantization as one of the most promising compression techniques for code-generation as it avoids expensive retraining costs. As quantization represents model parameters with lower-bit integer (e.g., int8), the model size and runtime latency would both benefit.] We empirically evaluate quantized models on code generation tasks across different dimensions: (i) resource usage and carbon footprint, (ii) accuracy, and (iii) robustness. Through systematic experiments we find a code-aware quantization recipe that could run even a 6-billion-parameter model in a regular laptop without significant accuracy or robustness degradation. We find that the recipe is readily applicable to code summarization task as well.

Open-domain question answering (ODQA) is a crucial task in natural language processing. A typical ODQA system relies on a retriever module to select relevant contexts from a large corpus for a downstream reading comprehension model. Existing ODQA datasets consist mainly of Wikipedia corpus, and are insufficient to study models’ generalizability across diverse domains, as models are trained and evaluated on the same genre of data. We propose RobustQA 1 , a novel benchmark consisting of datasets from 8 different domains, which facilitates the evaluation of ODQA’s domain robustness. To build RobustQA , we annotate QA pairs in retrieval datasets with rigorous quality control. We further examine improving QA performances by incorporating unsupervised learning methods with target-domain corpus and adopting large generative language models. These methods can effectively improve model performances on RobustQA . However, experimental results demonstrate a significant gap from in-domain training, suggesting that Ro-bustQA is a challenging benchmark to evaluate ODQA domain robustness.

We present a novel approach for structured datato-text generation that addresses the limitations of existing methods that primarily focus on specific types of structured data.Our proposed method aims to improve performance in multitask training, zero-shot and few-shot scenarios by providing a unified representation that can handle various forms of structured data such as tables, knowledge graph triples, and meaning representations.We demonstrate that our proposed approach can effectively adapt to new structured forms, and can improve performance in comparison to current methods.For example, our method resulted in a 66% improvement in zero-shot BLEU scores when transferring models trained on table inputs to a knowledge graph dataset.Our proposed method is an important step towards a more general data-to-text generation framework. 1

Large language models trained on code have shown great potential to increase productivity of software developers. Several execution-based benchmarks have been proposed to evaluate functional correctness of model-generated code on simple programming problems. Nevertheless, it is expensive to perform the same evaluation on complex real-world projects considering the execution cost. On the contrary, static analysis tools such as linters, which can detect errors without running the program, haven't been well explored for evaluating code generation models. In this work, we propose a static evaluation framework to quantify static errors in Python code completions, by leveraging Abstract Syntax Trees. Compared with execution-based evaluation, our method is not only more efficient, but also applicable to code in the wild. For experiments, we collect code context from open source repos to generate one million function bodies using public models. Our static analysis reveals that Undefined Name and Unused Variable are the most common errors among others made by language models. Through extensive studies, we also show the impact of sampling temperature, model size, and context on static errors in code completions.

Large-scale code generation models such as Codex and CodeT5 have achieved impressive performance. However, libraries are upgraded or deprecated very frequently and re-training large-scale language models is computationally expensive. Therefore, Continual Learning (CL) is an important aspect that remains underexplored in the code domain. In this paper, we introduce a benchmark called CodeTask-CL that covers a wide range of tasks, including code generation, translation, summarization, and refinement, with different input and output programming languages. Next, on our CodeTask-CL benchmark, we compare popular CL techniques from NLP and Vision domains. We find that effective methods like Prompt Pooling (PP) suffer from catastrophic forgetting due to the unstable training of the prompt selection mechanism caused by stark distribution shifts in coding tasks. We address this issue with our proposed method, Prompt Pooling with Teacher Forcing (PP-TF), that stabilizes training by enforcing constraints on the prompt selection mechanism and leads to a 21.54% improvement over Prompt Pooling. Along with the benchmark, we establish a training pipeline that can be used for CL on code models, which we believe can motivate further development of CL methods for code models. Our code is available at https://github.com/amazon-science/codetaskcl-pptf

We introduce STREET, a unified multi-task and multi-domain natural language reasoning and explanation benchmark. Unlike most existing question-answering (QA) datasets, we expect models to not only answer questions, but also produce step-by-step structured explanations describing how premises in the question are used to produce intermediate conclusions that can prove the correctness of a certain answer. We perform extensive evaluation with popular language models such as few-shot prompting GPT-3 and fine-tuned T5. We find that these models still lag behind human performance when producing such structured reasoning steps. We believe this work will provide a way for the community to better train and test systems on multi-step reasoning and explanations in natural language.

We present new benchmarks on evaluation code generation models: MBXP and Multilingual HumanEval, and MathQA-X. These datasets cover over 10 programming languages and are generated using a scalable conversion framework that transpiles prompts and test cases from the original Python datasets into the corresponding data in the target language. Using these benchmarks, we are able to assess the performance of code generation models in a multi-lingual fashion, and discovered generalization ability of language models on out-of-domain languages, advantages of multi-lingual models over mono-lingual, the ability of few-shot prompting to teach the model new languages, and zero-shot translation abilities even on mono-lingual settings. Furthermore, we use our code generation model to perform large-scale bootstrapping to obtain synthetic canonical solutions in several languages, which can be used for other code-related evaluations such as code insertion, robustness, or summarization tasks. Overall, our benchmarks represents a significant step towards a deeper understanding of language models' code generation abilities. We publicly release our code and datasets at https://github.com/amazon-research/mxeval.