The increasing densification of small-cell networks substantially expands cable-based backhaul infrastructure, creating heightened vulnerability to cable link failures. This paper proposes a reconfigurable intelligent surface (RIS)-assisted backup framework that exploits a key insight: during backhaul cable failures, base station (BS) radio components remain functional, enabling wireless backhaul traffic redistribution. Our framework maintains network connectivity by redistributing disconnected BS backhaul traffic to neighboring BSs through RIS-assisted wireless links. To maximize survivability across varying traffic conditions, we formulate a joint optimization problem that maximizes total resolvable backhaul traffic by jointly deciding BS selection, RIS phase shifts, and precoding vectors. The inherent non-convexity arising from coupling and quadratic fractional term is addressed through an alternating optimization algorithm that iteratively solves tractable convex subproblems via quadratic transformation. Comprehensive numerical evaluations demonstrate that the proposed RIS-enhanced framework significantly improves survivability from 58
This paper studies flexible non-uniform array design for monostatic integrated sensing and communication (ISAC) systems. An antenna pool is considered at the base station, where each candidate antenna can be dynamically assigned to transmit, receive, or inactive modes, such that a non-uniform effective array is jointly constructed with the ISAC precoding design. We formulate a sum communication rate maximization problem by jointly optimizing the ISAC beamforming schemes and antenna-mode assignment under sensing, power, and antenna mode constraints. We develop an alternating-optimization-based solution framework mainly with the aid of weighted minimum mean square error, continuous relaxation-based penalty, and successive convex approximation. Numerical results show that the proposed non-uniform array achieves higher sum-rates than the uniform-array baselines, with particularly large gains when the number of activated antennas is small. Moreover, the proposed non-uniform array can achieve, and in some cases exceed, the performance of uniform array baselines with substantially fewer activated antennas, highlighting geometry-aware non-uniform array design as a compelling alternative to brute-force antenna scaling-based array design.
With the deployment of large antenna arrays at high-frequency bands, future wireless communication systems are likely to operate in the radiative near-field. Unlike far-field beam steering, near-field beams can be focused on a spatial region with a finite depth, enabling spatial multiplexing in the range dimension. Moreover, in the line-of-sight MIMO near-field, multiple spatial degrees of freedom (DoF) are accessible, akin to a scattering- rich environment. In this paper, we derive the beamdepth for a generalized uniform rectangular array (URA) and investigate how the array geometry influences near-field beamdepth and its limits. We define the effective beamfocusing Rayleigh distance (EBRD), to present a near-field boundary with respect to beamfocusing and spatial multiplexing gains for the generalized URA. Our results demonstrate that under a fixed element count constraint, the array geometry has a strong impact on beamdepth, whereas this effect diminishes under a fixed aperture length constraint. Moreover, compared to uniform square arrays, elongated configurations such as uniform linear arrays (ULAs) yield narrower beamdepth and extend the effective near-field region defined by the EBRD. Building on these insights, we design a polar codebook for compressed-sensing-based channel estimation that leverages our findings. Simulation results show that the proposed polar codebook achieves a 2 dB NMSE improvement over state-of-the-art methods. Additionally, we present an analytical expression to quantify the effective spatial DoF in the near-field, revealing that they are also constrained by the EBRD. Notably, the maximum spatial DoF is achieved with a ULA configuration, outperforming a square URA in this regard.
Near-field localization has attracted significant attention in recent years due to the move toward higher frequencies and extremely large aperture arrays, which expand the near-field region and bring many sources into it. This implies that antenna arrays can be used to localize not only in angle but also in range. Although a wide range of localization methods has been developed, each comes with limitations that may hinder practical deployment. This article focuses on a class of techniques that has received relatively little attention in the prior literature despite its strong potential for accurate and efficient location estimation: swarm and evolutionary computation (SEC). These methods are well-suited to the complex optimization landscape of near-field localization and can offer important advantages over conventional approaches such as grid-based subspace methods and deep learning approaches.
This paper proposes a novel affine-precoded superimposed pilot (SP) framework for orthogonal time frequency space (OTFS) modulation in millimeter-wave (mmWave) multiple-input multiple-output (MIMO) systems designed for integrated sensing and communication (ISAC). The goal is to jointly estimate radar target parameters (RTPs) and wireless channel with improved accuracy. Initially, separate parameter estimation models are formulated for pilot-assisted radar and data-assisted radar to estimate RTPs. These models are then integrated into a joint pilot-data radar framework, leveraging both data and pilot signals simultaneously to improve estimation accuracy. Additionally, a sparse Bayesian learning (BL)-based technique is developed to effectively exploit the sparsity of the radar scattering environment. Simulation results demonstrate that the proposed SP-aided BL framework achieves up to 6-10 dB SNR gains and significantly lower normalized mean squared error (NMSE) compared to pilot-only and conventional sparse recovery methods.
In this work, we show that pilot contamination can be exploited to jointly increase the uplink sum rate and reduce pilot overhead. By leveraging the effect of pilot contamination on minimum mean-square-error (MMSE) channel estimates, we demonstrate that allowing users to share or use correlated pilots can, in certain regimes, yield better sum rate than with mutually orthogonal pilots or perfect channel state information (CSI) under maximum-ratio (MR) combining. To establish this result, we derive the use-and-then-forget (UATF) capacity bound for an arbitrary pilot design under correlated Rayleigh fading with MR combining. We show that, in the presence of pilot contamination, the key mechanism is the directional suppression of the channel estimate towards nearby interfering angular regions, enabling interference reduction. Numerical results confirm this behavior, demonstrating the sum-rate gain and showing that it grows with the number of antennas.
Without requiring operational costs such as cabling and powering while maintaining reconfigurable phase-shift capability, self-sustainable reconfigurable intelligent surfaces (ssRISs) can be deployed in locations inaccessible to conventional relays or base stations, offering a novel approach to enhance wireless coverage. This study assesses the feasibility of ssRIS deployment by analyzing two harvest-and-reflect (HaR) schemes: element-splitting (ES) and time-splitting (TS). We examine how element requirements scale with key system parameters, transmit power, data rate demands, and outage constraints under both line-of-sight (LOS) and non-line-of-sight (NLOS) ssRIS-to-user equipment (UE) channels. Analytical and numerical results reveal distinct feasibility characteristics. The TS scheme demonstrates better channel hardening gain, maintaining stable element requirements across varying outage margins, making it advantageous for indoor deployments with favorable harvesting conditions and moderate data rates. However, TS exhibits an element requirement that exponentially scales to harvesting difficulty and data rate. Conversely, the ES scheme shows only linear growth with harvesting difficulty, providing better feasibility under challenging outdoor scenarios. These findings establish that TS excels in benign environments, prioritizing reliability, while ES is preferable for demanding conditions requiring operational robustness.
This paper considers a challenging maritime low altitude surveillance issue, in which, a legitimate monitor UAV intends to overhear a suspicious UAV-vessel link with the help of a jammer UAV. Both the suspicious receiver has the jamming detection ability and the jammer UAV is energy-constrained. To address these challenges, we propose a novel UAV-mounted reconfigurable intelligent surface (RIS) assisted approach, where the RIS is deployed on the jammer UAV to create an additional surveillance channel towards the legitimate UAV. Furthermore, the jammer UAV can also intelligently adjust its power allocation and flight trajectory to covertly disturb the suspicious transmission with the detection thresholds and the energy budgets. In such a setup, we consider a sum eavesdropping rate maximization problem of the legitimate UAV during all time slots. This formulated problem is solved by jointly optimizing the three dimensional (3D) trajectory of the legitimate UAV, the reflecting phase shifts of the RIS, as well as the 3D trajectory and jamming power of the jammer UAV under the mobility, covertness, and power limitation constraints. We decompose the non-convex design problem into three subproblems and propose an iterative algorithm to find its approximated optimal solution by using the block coordinate descent method. In eachiteration, we utilize the successive convex approximation and phase alignment techniques to handle these subproblems. Numerical simulation results are provided to validate the effectiveness and tremendous potential of UAV-mounted RIS in the maritime low-altitude surveillance.
We investigate the problem of maximizing the sum-rate performance of a beyond-diagonal reconfigurable intelligent surface (BD-RIS)-aided multi-user (MU)-multiple-input single-output (MISO) system using fractional programming (FP) techniques. More specifically, we leverage the Lagrangian Dual Transform (LDT) and Quadratic Transform (QT) to derive an equivalent objective function which is then solved iteratively via a manifold optimization framework. It is shown that these techniques reduce the complexity of the optimization problem for the scattering matrix solution, while also providing notable performance gains compared to state-of-the-art (SotA) methods under the same system conditions. Simulation results confirm the effectiveness of the proposed method in improving sum-rate performance.
Limited fronthaul capacity is a practical bottleneck in massive multiple-input multiple-output (MIMO) 5G architectures, where a base station (BS) consists of an advanced antenna system (AAS) connected to a baseband unit (BBU). Conventional downlink designs perform all precoding at the BBU and transmit a high-dimensional precoding matrix over the fronthaul, resulting in significant quantization loss and signaling overhead. This letter proposes a splitting precoding architecture that separates the design between the AAS and BBU. The AAS performs local subspace selection, after which the BBU computes a quantization-aware refinement precoding over the resulting reduced-dimensional effective channel. Numerical results show that the proposed splitting precoding strategy achieves higher sum rate than conventional one-stage precoding.
We propose a novel low-complexity receiver design for multicarrier continuous aperture array (CAPA) systems operating over doubly-dispersive (DD) channels. The receiver leverages a Gaussian Belief Propagation (GaBP)-based framework that hinges only on element-wise scalar operations for the detection of the transmitted symbols. Simulation results for the orthogonal frequency division multiplexing (OFDM), orthogonal time frequency space (OTFS), and affine frequency division multiplexing (AFDM) waveforms demonstrate significant performance improvements in terms of uncoded bit error rate (BER) compared to conventional discrete antenna array systems, while maintaining very low computational complexity.
To achieve the desired coverage and capacity levels, future terahertz (THz) wireless systems are envisioned to utilize extremely large antenna arrays. At THz frequencies, the combination of short wavelengths and large array apertures often makes many of the conventional far-field assumptions invalid in practice. As a result, many UEs operate in the radiative near-field zone, where novel near-field beam synthesis methods become viable. This paper studies phase-only Bessel-like near-field beam configurations for downlink THz multiple-input multiple-output links under imperfect UE location knowledge. We first formulate a spectral efficiency maximization problem with respect to the "Bessel cone angle”. We then derive low-complexity closed-form approximations for the optimal Bessel beam configuration for: (i)deterministic UE location; (ii)Gaussian and (iii)uniform error in the UE location. Finally, through extensive simulations across multiple signal frequencies, UE locations, and array sizes, we show that our proposed simple closed-form approximations closely match (under 0.1
Future wireless networks are expected to support increasingly high data rates and user densities, motivating advanced multi-antenna architectures capable of adapting to dynamic propagation environments. Movable antenna (MA) arrays have recently emerged as an extension of massive MIMO, enabling physical repositioning of antenna elements to better exploit spatial diversity and mitigate inter-user interference. While prior studies report promising gains under idealized assumptions, their performance under realistic wideband multi-user operation remains insufficiently understood. This paper presents a comprehensive evaluation of MA-enabled systems in practical uplink and downlink scenarios. A wideband OFDM system model is developed, and novel closed-form sum-rate expressions are derived for both uplink and downlink under linear and nonlinear processing. Hardware impairments are incorporated via an EVM-based model, from which a distortion-aware UL/DL duality is established and the resulting high-SNR sum rate ceiling is analytically characterized. In addition, the interactions between antenna position optimization, receiver processing, and user loading are examined, and performance is evaluated under both time-division duplexing (TDD) and frequency-division duplexing (FDD). The results show that movable antennas can provide noticeable gains in low-impairment regimes with strong multi-user interference, but these benefits are highly scenario-dependent and diminish under hardware-impairment-limited conditions or in rich-scattering environments. These findings highlight the importance of carefully assessing deployment conditions when considering antenna mobility as an alternative to conventional fixed array configurations.
As natural disasters become more frequent and severe, ensuring a resilient communications infrastructure is of paramount importance for effective disaster response and recovery. This disaster-resilient infrastructure should also respond to sustainability goals by providing an energy-efficient and economically feasible network that is accessible to everyone. To this end, this paper provides a comprehensive exploration of the technological solutions and strategies necessary to build and maintain resilient communications networks that can withstand and quickly recover from disaster scenarios. The paper starts with a survey of existing literature and related reviews to establish a solid foundation, followed by an overview of the global landscape of disaster communications and power supply management. We then introduce the key enablers of communications and energy resource technologies to support communications infrastructure, examining emerging trends that improve the resilience of these systems. Pre-disaster planning is emphasized as a critical phase where proactive communication and energy supply strategies can significantly mitigate the impact of disasters. We also explore the essential technologies for disaster response, focusing on real-time communications and energy solutions that support rapid deployment and coordination in times of crisis. The paper then presents post-disaster communication and energy management planning for effective rescue and evacuation operations. The main findings derived from the comprehensive survey are also summarized for each disaster phase. This is followed by an analysis of existing vendor products and services as well as standardization efforts and ongoing projects that contribute to the development of resilient infrastructures. A detailed case study of the Turkiye earthquakes is presented to illustrate the practical application of these technologies and strategies. Finally, we address the open issues and challenges in realizing sustainable and resilient communication infrastructures and provide insights into future research directions. By incorporating lessons learned from various disaster scenarios, this paper presents strategic recommendations that enhance the resilience and adaptability of communication systems in the context of disaster relief and management.
The evolution of 5G-advanced (5G-A) systems relies heavily on advanced beamforming technologies to achieve high spectral efficiency and network capacity. Although abundant theoretical research has been devoted to optimizing beamforming based on full channel state information (CSI), a major gap remains with the codebook-based beamforming defined in 3rd Generation Partnership Project (3GPP) standards for practical deployment. This disconnect is exacerbated by the often complex and elusive nature of the protocol descriptions themselves. This paper bridges this critical gap by providing a systematic examination of the beamforming codebook technology, i.e., precoding matrix indicator (PMI), in the 5G NR from theoretical, standardization, and implementation perspectives. We begin by introducing the background of beamforming in multiple-input multiple-output (MIMO) systems and the signaling procedures for codebook-based beamforming in practical 5G systems. Then, we establish the fundamentals of regular codebooks and port-selection codebooks in 3GPP standards. Next, we provide rigorous technical analysis of 3GPP codebook evolution spanning Releases 15-18, with particular focus on: 1) We elucidate the core principles underlying codebook design, 2) provide clear physical interpretations for each symbolic variable in the codebook formulas, summarized in tabular form, and 3) offer intuitive visual illustrations to explain how codebook parameters convey information. These essential pedagogical elements are almost entirely absent in the often-obscure standardization documents. Through mathematical modeling, performance benchmarking, feedback comparisons, and scenario-dependent applicability analysis, we provide researchers and engineers with a unified understanding of beamforming codebooks in real-world systems. Furthermore, we identify future directions and other beamforming scenarios for ongoing research and development efforts. This work serves not only as a tutorial but also as a reference book for simulation and a guide for future research, facilitating more effective collaboration between academia and industry in advancing wireless communication technologies.
Beyond-diagonal reconfigurable intelligent surfaces (BD-RISs) are emerging as a transformative technology in wireless communications, enabling enhanced performance and quality of service (QoS) of wireless systems in harsh urban environments due to their relatively low cost and advanced signal processing capabilities. Generally, BD-RIS systems are employed to improve robustness, increase achievable rates, and enhance energy efficiency of wireless systems in both direct and indirect ways. The direct way is to produce a favorable propagation environment via the design of optimized scattering matrices, while the indirect way is to reap additional improvements via the design of multiple-input multiple-output (MIMO) beamformers that further exploit the latter "engineered" medium. In this article, the problem of sum-rate maximization via BD-RIS is examined, with a focus on feasibility, namely low-complexity physical implementation, by enforcing reciprocity in the BD-RIS design. We begin by outlining the system model and formulating an optimization problem that aims to enhance the system's sum-rate by designing a symmetric scattering matrix. In particular, the approach leverages a manifold optimization framework, where a penalty term is added to the objective function to ensure that the symmetry constraint is upheld, with reciprocity further enforced by projecting the obtained solution onto a set of feasible scattering matrices. Simulation results demonstrate the effectiveness of the proposed method in outperforming current state-of-the-art (SotA) approaches in terms of sum-rate maximization.
Millimeter wave (mmWave) technology operates at high frequencies to provide dramatically increased bandwidth for next-generation networks. mmWave multiple-input multiple-output (MIMO) systems require hybrid precoding—a combination of digital and RF techniques—rather than purely digital precoding due to hardware constraints. This approach balances performance with cost while addressing limitations of signal mixers and analog-to-digital converters. These systems operate in wideband channels with frequency selectivity, requiring OFDM (orthogonal frequency-division multiplexing) to handle dispersive channels. We study the problem of robust digital-RF precoding optimization for the downlink sum-rate maximization in hybrid multi-user (MU) MIMO-OFDM systems under maximum transmit power and unit modulus constraints, where phase shifters (PSs) are possibly impaired at the transmitter and users. The formulated maximization problem is non-convex and difficult to solve. We propose a weighted minimum mean squared error (WMMSE) based block coordinate descent (BCD) method to iteratively optimize digital-RF precoders at the transmitter and digital-RF combiners at the users. Low-cost and scalable optimization approaches are proposed to efficiently solve the BCD subproblems. Extensive simulation results are conducted to demonstrate the efficiency of the proposed approaches and exhibit their superiority relative to well-known benchmarks.
We consider a low Earth orbit downlink communication, where multiple satellites jointly serve multi-antenna ground users, transmitting multiple spatial streams per user. Using a line-of-sight-dominant satellite channel model with statistical channel state information, including angular information and large-scale fading, we study two distributed transmission modes with different fronthaul requirements. First, for joint transmission, where all satellites transmit all user streams, we formulate a sum spectral efficiency (SE) maximization problem under general convex power constraints and address the intractability of the exact ergodic SE expression by adopting a tractable approximation. Exploiting the equivalence between sum SE maximization and weighted sum mean square error minimization, we derive a novel iterative transceiver design. Second, to reduce fronthaul load, we propose streamwise transmission, where each stream is sent by a single satellite, and develop an eigenmode-based stream-satellite association using participation factors and a maximum-weight bipartite matching problem solved by the Hungarian algorithm. Numerical simulations evaluate the validity of the SE approximation, demonstrate conditions under which streamwise transmission performs nearly optimally or trades SE for lower overhead, highlight the impact of stream/user loading, and show substantial performance gains over conventional benchmarks.
Many wireless systems divide the baseband processing between two locations, interconnected by a fronthaul. This paper examines the impact of fronthaul quantization on multiple-input multiple-output (MIMO) systems. Starting from a Bussgang-based analysis of quantized single-input single-output (SISO) channels, we extend the framework to MIMO and derive a capacity lower bound under fronthaul quantization, where the receive combining is performed before the quantization. To maximize the sum rate, we propose a joint bit and power allocation (JBP-Alloc) scheme that efficiently distributes fronthaul bits and transmit power across active data streams. Asymptotic analysis shows that uniform bit allocation becomes optimal at high SNR. Numerical results confirm that JBP-Alloc outperforms uniform allocation and quantization-unaware water-filling, and achieves the same performance as Greedy bit allocation but with substantially lower computational complexity.
We address the modeling and optimal beamforming (BF) design for multiple-input multiple-output (MIMO) continuous aperture array (CAPA) systems operating over doubly-dispersive (DD) channels. First, a comprehensive DD continuous MIMO (DDC MIMO) channel model that incorporates CAPAs at both the transmitter (TX) and receiver (RX) is derived, which is used to obtain explicit input-output (I/O) relations for various waveforms well suited to integrated sensing and communications (ISAC) and robust to DD channels, namely orthogonal frequency division multiplexing (OFDM), orthogonal time frequency space (OTFS), and affine frequency division multiplexing (AFDM). Then, functional optimization problems are formulated for the design of TX and RX BF matrices that maximize received power, in which novel low-complexity, closed-form solutions are obtained via the calculus of variations (CoV) method, yielding expressions closely related to the classical matched filter commonly used in conventional MIMO systems. Simulation results confirm that the proposed TX/RX BF designs with CAPAs provide significant performance and computational complexity gains over conventional MIMO systems in DD channels.