Federated Learning (FL) enables multiple parties to collaboratively train machine learning models without sharing raw data. However, before training, data must be preprocessed to address missing values, inconsistent formats, and heterogeneous feature scales. This preprocessing stage is critical for model performance but is largely overlooked in FL research. In practical FL systems, privacy constraints prohibit centralizing raw data, while communication efficiency introduces further challenges for distributed preprocessing. We introduce FedPS, a framework for federated data preprocessing based on aggregated statistics. FedPS leverages data-sketching techniques to efficiently summarize local datasets while preserving essential statistical information. Building on these summaries, we design federated algorithms for feature scaling, encoding, discretization, and missing-value imputation, and extend preprocessing-related models such as Bayesian Linear Regression to both horizontal and vertical FL settings. FedPS provides flexible, communication-efficient, and consistent preprocessing pipelines for practical FL deployments.
Federated Learning (FL) enables multiple clients to collaboratively train machine learning models while retaining data locality, thereby enhancing user privacy. However, traditional FL frameworks rely on a centralized aggregation server and assume honest-but-curious clients, making them susceptible to both server-side inference and client-side poisoning attacks. Although recent work has explored secure and Byzantine-resilient FL protocols, they face a fundamental trade-off among privacy, integrity, and verifiability, and incur substantial computational and communication overhead due to the heavy use of cryptographic primitives. In this work, we propose PRoVeFL-a novel, modular FL framework that is Privacy-preserving, Byzantine-Robust, and ensures Verifiable aggregation. PRoVeFL employs multiple servers leveraging multi-key fully homomorphic encryption. Each client encrypts its local model updates and distributes encrypted shares to all servers. This design enables a hybrid computation model in which ciphertext operations are carefully offloaded to the plaintext domain under strict privacy constraints to efficiently evaluate complex statistical aggregation rules. PRoVeFL is compatible with a wide range of state-of-the-art Byzantine-robust aggregation algorithms (e.g., Krum, Trimmed Mean, FLTrust, norm clipping, MESAS, and more) and further enhances them with verifiability mechanisms that require minimal trust in at least one honest server. We evaluate it across different settings and demonstrate its scalability with varying numbers of parameters and participants. PRoVeFL improves runtime over the prior works, Prio and ELSA, based on distributed trust with comparable security guarantees, up to 100x and 10x, respectively.
Power transforms are popular parametric techniques for making data more Gaussian-like, and are widely used as preprocessing steps in statistical analysis and machine learning. However, we find that direct implementations of power transforms suffer from severe numerical instabilities, which can lead to incorrect results or even crashes. In this paper, we provide a comprehensive analysis of the sources of these instabilities and propose effective remedies. We further extend power transforms to the federated learning setting, addressing both numerical and distributional challenges that arise in this context. Experiments on real-world datasets demonstrate that our methods are both effective and robust, substantially improving stability compared to existing approaches.
Calibrating machine learning models so that predicted probabilities better reflect the true outcome frequencies is crucial for reliable decision-making across many applications. In Federated Learning (FL), the goal is to train a global model on data which is distributed across multiple clients and cannot be centralized due to privacy concerns. FL is applied in key areas such as healthcare and finance where calibration is strongly required, yet federated private calibration has been largely overlooked. This work introduces the integration of post-hoc model calibration techniques within FL. Specifically, we transfer traditional centralized calibration methods such as histogram binning and temperature scaling into federated environments and define new methods to operate them under strong client heterogeneity. We study (1) a federated setting and (2) a user-level Differential Privacy (DP) setting and demonstrate how both federation and DP impacts calibration accuracy. We propose strategies to mitigate degradation commonly observed under heterogeneity and our findings highlight that our federated temperature scaling works best for DP-FL whereas our weighted binning approach is best when DP is not required.
Cross-device Federated Analytics (FA) is a distributed computation paradigm designed to answer analytics queries about and derive insights from data held locally on users' devices. On-device computations combined with other privacy and security measures ensure that only minimal data is transmitted off-device, achieving a high standard of data protection. Despite FA's broad relevance, the applicability of existing FA systems is limited by compromised accuracy; lack of flexibility for data analytics; and an inability to scale effectively. In this paper, we describe our approach to combine privacy, scalability, and practicality to build and deploy a system that overcomes these limitations. The PAPAYA FA system leverages trusted execution environments (TEEs) and optimizes the use of on-device computing resources to facilitate federated data processing across large fleets of devices, while ensuring robust, defensible, and verifiable privacy safeguards. We focus on federated analytics (statistics and monitoring), in contrast to systems for Federated Learning (ML workloads), and we flag the key differences.
Differentially Private Synthetic Data Generation (DP-SDG) is a key enabler of private and secure tabular-data sharing, producing artificial data that carries through the underlying statistical properties of the input data. This typically involves adding carefully calibrated statistical noise to guarantee individual privacy, at the cost of synthetic data quality. Recent literature has explored scenarios where a small amount of public data is used to help enhance the quality of synthetic data. These methods study a horizontal public-private partitioning which assumes access to a small number of public rows that can be used for model initialization, providing a small utility gain. However, realistic datasets often naturally consist of public and private attributes, making a vertical public-private partitioning relevant for practical synthetic data deployments. We propose a novel framework that adapts horizontal public-assisted methods into the vertical setting. We compare this framework against our alternative approach that uses conditional generation, highlighting initial limitations of public-data assisted methods and proposing future research directions to address these challenges.
Receiver Operating Characteristic (ROC) and Precision-Recall (PR) curves are fundamental tools for evaluating machine learning classifiers, offering detailed insights into the trade-offs between true positive rate vs. false positive rate (ROC) or precision vs. recall (PR). However, in Federated Learning (FL) scenarios, where data is distributed across multiple clients, computing these curves is challenging due to privacy and communication constraints. Specifically, the server cannot access raw prediction scores and class labels, which are used to compute the ROC and PR curves in a centralized setting. In this paper, we propose a novel method for approximating ROC and PR curves in a federated setting by estimating quantiles of the prediction score distribution under distributed differential privacy. We provide theoretical bounds on the Area Error (AE) between the true and estimated curves, demonstrating the trade-offs between approximation accuracy, privacy, and communication cost. Empirical results on real-world datasets demonstrate that our method achieves high approximation accuracy with minimal communication and strong privacy guarantees, making it practical for privacy-preserving model evaluation in federated systems.
Many applications in data management can benefit from a ''data sketch'': a compact data structure that captures the important features of a much larger object. Over the years, many different sketches have been proposed for finding a variety of foundational statistics about an evolving dataset: the number of distinct elements, the median element, the frequently occurring elements (heavy hitters), and several other metrics and norms. These have been used by the data management community for a number of purposes: for efficient measurements when the full data is too large to retain; to guide query planning; and to support approximate query answering. For a longer discussion of the history of sketches and their changing uses, see [1].
State-of-the-art differentially private synthetic tabular data has been defined by adaptive 'select-measure-generate' frameworks, exemplified by methods like AIM. These approaches iteratively measure low-order noisy marginals and fit graphical models to produce synthetic data, enabling systematic optimisation of data quality under privacy constraints. Graphical models, however, are inefficient for high-dimensional data because they require substantial memory and must be retrained from scratch whenever the graph structure changes, leading to significant computational overhead. Recent methods, like GEM, overcome these limitations by using generator neural networks for improved scalability. However, empirical comparisons have mostly focused on small datasets, limiting real-world applicability. In this work, we introduce GEM+, which integrates AIM's adaptive measurement framework with GEM's scalable generator network. Our experiments show that GEM+ outperforms AIM in both utility and scalability, delivering state-of-the-art results while efficiently handling datasets with over a hundred columns, where AIM fails due to memory and computational overheads.
People have diverse privacy requirements. This is best modeled using a personalized local differential privacy model where each user privatizes their data using a possibly different privacy parameter. While the model of personalized local differential privacy is a natural and important one, prior work has failed to give meaningful error bounds. In this paper, we study the foundational sum/mean estimation problem under this model. We present two novel protocols that achieve strong error guarantees. The first gives a guarantee based on the radius of the data, suiting inputs that are centered around zero. The second extends the guarantee to the diameter of the data, capturing the case when the points are situated arbitrarily. Experimental results on both synthetic and real data show that our protocols significantly outperform existing methods in terms of accuracy while providing a strong level of privacy.
Synthetic data is often positioned as a solution to replace sensitive fixed-size datasets with a source of unlimited matching data, freed from privacy concerns. There has been much progress in synthetic data generation over the last decade, leveraging corresponding advances in machine learning and data analytics. In this survey, we cover the key developments and the main concepts in tabular synthetic data generation, including paradigms based on probabilistic graphical models and on deep learning. We provide background and motivation, before giving a technical deep-dive into the methodologies. We also address the limitations of synthetic data, by studying attacks that seek to retrieve information about the original sensitive data. Finally, we present extensions and open problems in this area.
We initiate the study of zero-knowledge proofs for data streams. Streaming interactive proofs (SIPs) are well-studied protocols whereby a space-bounded algorithm with one-pass access to a massive stream of data communicates with a powerful but untrusted prover to verify a computation that requires large space. We define the notion of zero-knowledge in the streaming setting and construct zero-knowledge SIPs for the two main building blocks in the streaming interactive proofs literature: the sumcheck and polynomial evaluation protocols. To the best of our knowledge all known streaming interactive proofs are based on either of these tools, and indeed, this allows us to obtain zero-knowledge SIPs for central streaming problems such as index, frequency moments, and inner product. Our protocols are efficient in terms of time and space, as well as communication: the space complexity is $\mathrm{polylog}(n)$ and, after a non-interactive setup that uses a random string of near-linear length, the remaining parameters are $n^{o(1)}$. En route, we develop a toolkit for designing zero-knowledge data stream protocols, consisting of an algebraic streaming commitment protocol and a temporal commitment protocol. The analysis of our protocols relies on delicate algebraic and information-theoretic arguments and reductions from average-case communication complexity.
Financial institutions rely on data for many operations, including a need to drive efficiency, enhance services and prevent financial crime. Data sharing across an organisation or between institutions can facilitate rapid, evidence-based decision-making, including identifying money laundering and fraud. However, modern data privacy regulations impose restrictions on data sharing. For this reason, privacy-enhancing technologies are being increasingly employed to allow organisations to derive shared intelligence while ensuring regulatory compliance. This paper examines the case in which regulatory restrictions mean a party cannot share data on accounts of interest with another (internal or external) party to determine individuals that hold accounts in both datasets. The names of account holders may be recorded differently in each dataset. We introduce a novel privacy-preserving scheme for fuzzy name matching across institutions, employing fully homomorphic encryption over MinHash signatures. The efficiency of the proposed scheme is enhanced using a clustering mechanism. Our scheme ensures privacy by only revealing the possibility of a potential match to the querying party. The practicality and effectiveness are evaluated using different datasets, and compared against state-of-the-art schemes. It takes around 100 and 1000 seconds to search 1000 names from 10k and 100k names, respectively, meeting the requirements of financial institutions. Furthermore, it exhibits significant performance improvement in reducing communication overhead by 30-300 times.
The task of finding Hierarchical Heavy Hitters (HHH) was introduced by Cormode et al. [12] as a generalisation of the heavy hitter problem. While finding HHH in data streams has been studied extensively, the question of releasing HHH when the underlying data is private remains unexplored. In this paper, we formalise and study the notion of differentially private HHH, in both the streaming and non-streaming setting. In the non-streaming setting, we show the surprising result that the relative error in estimating the count for any prefix is independent of the height of the hierarchy and the number of heavy hitters in the stream. Additionally, our algorithms also improve the error guarantees of Ghazi et al. [24] for the problem of counting over trees. Meanwhile, in the streaming setting, the main issue is that although the exact version of HHH has low global sensitivity (as counting queries are 1-sensitive), the approximation functions due to streaming have high global sensitivity, linear in the available space. Despite this obstacle, we show that the absolute error for estimating frequencies in the streaming setting is independent of the available space.
Measuring distribution drifts is a key task in managing distributed, sensitive data, as it underpins a wide range of federated learning and analytics applications. In many practical settings, however, directly sharing such information is either undesirable (e.g., due to privacy concerns) or infeasible (e.g., due to high communication costs). In this work, we present FedPriKL, a novel method for estimating the KL divergence of data across federated computational models under differential privacy (DP) guarantees. We establish its theoretical properties, showing that FedPriKL is unbiased with low and bounded sensitivity and variance, thereby ensuring strong utility under DP. In addition, we present an empirical study that explores parameter choices to optimize accuracy while minimizing communication overhead. Our experiments demonstrate that FedPriKL achieves accuracy comparable to a similar sampling-based non-private estimator, while delivering greater stability and accuracy than a baseline variant in which users perturb their data locally to obtain privacy guarantees.
Streaming interactive proofs (SIPs) enable a space-bounded algorithm with one-pass access to a massive stream of data to verify a computation that requires large space, by communicating with a powerful but untrusted prover. This work initiates the study of zero-knowledge proofs for data streams. We define the notion of zero-knowledge in the streaming setting and construct zero-knowledge SIPs for the two main algorithmic building blocks in the streaming interactive proofs literature: the sumcheck and polynomial evaluation protocols. To the best of our knowledge all known streaming interactive proofs are based on either of these tools, and indeed, this allows us to obtain zero-knowledge SIPs for central streaming problems such as index, point and range queries, median, frequency moments, and inner product. Our protocols are efficient in terms of time and space, as well as communication: the verifier algorithm's space complexity is polylog(n) and, after a non-interactive setup that uses a random string of near-linear length, the remaining parameters are n(o(1)). En route, we develop an algorithmic toolkit for designing zero-knowledge data stream protocols, consisting of an algebraic streaming commitment protocol and a temporal commitment protocol. Our analyses rely on delicate algebraic and information-theoretic arguments and reductions from average-case communication complexity.
Michalis Vazirgiannis合作论文数Computer Science Laboratory, Ecole Polytechnique;Mohamed bin Zayed University of Artificial Intelligence21
Opher Etzion合作论文数Information Systems at Academic College of Emek Yezreel21
Dimitrios Gunopulos合作论文数Department of Informatics and Telecommunications, National and Kapodistrian University of Athens20
Sameh Elnikety合作论文数Microsoft Research in Cambridge19