From the local to the global scale, the world is rapidly changing in non-linear ways that are only partly predictable and knowable. Currently, human decision making and ingenuity in response to change focuses on mitigating the drivers and effects of change and adapting to those changes. However, the Anthropocene poses unique challenges, and there are instances where maintaining the current system is no longer possible and transformation becomes necessary. The process of intentionally transforming a social-ecological system (SES) to a more desirable, novel, self-organizing dynamic state, is risky and unpredictable. Transformation is predicated on transformative capacity, that is the potential for a SES to be intentionally shifted to a new, self-organizing, more desirable state of the system. Identifying transformative capacity can help to influence the range of possibilities of future desired SES configurations, navigate uncertainty, and potentially reduce the element of unforeseen, negative surprise. Despite its importance, transformative capacity remains a nebulous concept, which limits the ability to imagine and actualize change. Here, we define transformative capacity as it specifically relates to SESs. As part of this definition, we highlight three core attributes of transformative capacity-memory, diversity, and novelty-and provide examples of their working dynamics. We then discuss the complexity of these attributes in terms of their behavior, cross-scale interactions, and importantly, their relationship to risk and power. Although transformative capacity is not prescriptive, defining this term and its core attributes is an important step in operationalizing transformative capacity, to steward SESs toward desirable futures.
. Natural disasters driven by climate change have increased in frequency, intensity, and scale. The consequences of these disasters include the loss of human lives, property damage, increased economic costs, and decreased ability to respond effectively to both abrupt and more gradual disasters. Government responses to such disasters are often based on a desire to rapidly recover to normal, which is understandable, but is difficult in the Anthropocene because of rapidly changing social-ecological baselines that exceed the limits of adaptation and mitigation. Here we identify pitfalls of a narrow and singular focus on resiliency. Resiliency focuses on efficient and rapid recovery, which is laudable, but assumes linear responses, absence of tipping points, a single scale of cause and effect, and an implicit assumption of stationarity. In contrast, we highlight the importance of social-ecological resilience, which includes resiliency but also accounts for multiple spatial and temporal scales, cross-scale effects, and most importantly, the possibility of alternative system configurations (or regimes) separated by tipping points. Social-ecological resilience provides a more comprehensive and realistic framing, and therefore the ability to persist with change, prepare for, and perform adaptation and transformation of socialecological systems. Accounting for social-ecological resilience is essential for governance of coupled systems of humans and nature as we collectively face a future in the Anthropocene that will contain more surprising and unpredictable events propelled by global change including climate change.
Responses to ongoing global climate change include economy-wide mitigation efforts and large-scale societal adaptation that demand novel approaches to governance. An array of innovative governance models has been proposed since the late 1900s and early 2000s as scholars observed inadequacies of government-centric and formal legal approaches to natural resource management, complexity and uncertainty, failures of neoliberal economic reforms, and cross-scale institutional arrangements. Four such models have come to dominate the solution-oriented discourse on climate change governance: adaptive governance, transition governance, transformation governance, and anticipatory governance. We compare these models in terms of their origin and applicability to deal with the complexities of climate change. Our particular interest lies in how the four governance models propose to manage complexity and how they envision the role of governments as actors and law as an instrument in steering societal responses to climate change. Our analysis shows that while transition and transformation governance are often portrayed as more readily applicable to climate change mitigation, and adaptive and anticipatory governance to climate change adaptation, this sharp dichotomy does not hold water on closer scrutiny. Rather, all four governance models are applicable to different aspects of climate change mitigation and adaptation. Concerning complexity, all four governance models take some variation of social-ecological-technological complexity as their starting point. Finally on the role of government and law, adaptive governance, transition governance and one branch of transformation governance favour a facilitative role of governments, while another branch of transformation governance calls for a more involved and directive role for governments with heavy legal instrumentation and legal systemic change to match. Anticipatory governance plays more of a supporting role for implementing the other models and can range from facilitative to directive in that respect. With these observations, we hope to clarify the current global discussion over the perspectives offered by the four governance models in governing complexity in the context of climate change and beyond.
Non-technical summary The United Nations' sustainable development goals (SDGs) articulate societal aspirations for people and our planet. Many scientists have criticised the SDGs and some have suggested that a better understanding of the complex interactions between society and the environment should underpin the next global development agenda. We further this discussion through the theory of social–ecological resilience, which emphasises the ability of systems to absorb, adapt, and transform in the face of change. We determine the strengths of the current SDGs, which should form a basis for the next agenda, and identify key gaps that should be filled. Technical summary The United Nations' sustainable development goals (SDGs) are past their halfway point and the next global development agenda will soon need to be developed. While laudable, the SDGs have received strong criticism from many, and scholars have proposed that adopting complex adaptive or social–ecological system approaches would increase the effectiveness of the agenda. Here we dive deeper into these discussions to explore how the theory of social–ecological resilience could serve as a strong foundation for the next global sustainable development agenda. We identify the strengths and weaknesses of the current SDGs by determining which of the 169 targets address each of 43 factors affecting social–ecological resilience that we have compiled from the literature. The SDGs with the strongest connections to social–ecological resilience are the environment-focus goals (SDGs 2, 6, 13, 14, 15), which are also the goals consistently under-prioritised in the implementation of the current agenda. In terms of the 43 factors affecting social–ecological resilience, the SDG strengths lie in their communication, inclusive decision making, financial support, regulatory incentives, economic diversity, and transparency in governance and law. On the contrary, ecological factors of resilience are seriously lacking in the SDGs, particularly with regards to scale, cross-scale interactions, and non-stationarity. Social media summary The post-2030 agenda should build on strengths of SDGs 2, 6, 13, 14, 15, and fill gaps in scale, variability, and feedbacks.
Adaptive governance was first identified as the institutional framework that promotes emergence of self-organised management to sustain common pool resources. Adaptive governance, along with other forms of emergent governance, has gained traction as a potential approach to govern complex systems undergoing change. Nevertheless, this emergent ad hoc, distributed, often informal governance involving private actors, raises concerns with its pace and legitimacy. A facilitative role for government to speed emergence of adaptive governance and steer it toward the public good is critical, but work remains to identify when and how government should pursue this role; the degree of government involvement in relation to the type of problem; and the role of science in this more distributed governance. This chapter identifies an interdisciplinary research agenda by unpacking these areas of inquiry and exploring the research methods that may lead to a deeper understanding of the role of government in adaptive governance.
Adaptive management is an approach for stewardship of social–ecological systems in circumstances with high uncertainty and high controllability. Although they are largely overlooked in adaptive management (and social–ecological system management), it is important to account for spatial and temporal scales to mediate within- and cross-scale effects of management actions, because cross-scale interactions increase uncertainty and can lead to undesirable consequences. The iterative nature of an adaptive approach can be expanded to multiple scales to accommodate different stakeholder priorities and multiple ecosystem attributes. In this Forum, we introduce multiscale adaptive management of social–ecological systems, which merges adaptive management with panarchy (a multiscale model of social–ecological systems) and demonstrate the importance of this approach with case studies from the Great Plains of North America and the Platte River Basin, in the United States. Adaptive management combined with a focus on the panarchy model of social–ecological systems can help to improve the management of social–ecological systems.
Panarchy is a heuristic of complex system change rooted in resilience science. The concept has been rapidly assimilated across scientific disciplines due to its potential to envision and address sustainability challenges, such as climate change and regime shifts, that pose significant challenges for humans in the Anthropocene. However, panarchy has been studied almost exclusively via qualitative research. Quantitative approaches are scarce and preliminary but have revealed novel insights that allow for a more nuanced understanding of the heuristic and resilience science more generally. In this roadmap we discuss the potential for future quantitative approaches to panarchy. Transdisciplinary development of quantitative approaches, combined with advances in data accrual, curation and machine learning, may build on current tools. Combined with qualitative research and traditional approaches used in ecology, quantification of panarchy may allow for broad inference of change in complex systems of people and nature and provide critical information for management of social-ecological systems.
The speed and uncertainty of environmental change in the Anthropocene challenge the capacity of coevolving social–ecological–technological systems (SETs) to adapt or transform to these changes. Formal government and legal structures further constrain the adaptive capacity of our SETs. However, new, self-organized forms of adaptive governance are emerging at multiple scales in natural resource-based SETs. Adaptive governance involves the private and public sectors as well as formal and informal institutions, self-organized to fill governance gaps in the traditional roles of states. While new governance forms are emerging, they are not yet doing so rapidly enough to match the pace of environmental change. Furthermore, they do not yet possess the legitimacy or capacity needed to address disparities between the winners and losers from change. These emergent forms of adaptive governance appear to be particularly effective in managing complexity. We explore governance and SETs as coevolving complex systems, focusing on legal systems to understand the potential pathways and obstacles to equitable adaptation. We explore how governments may facilitate the emergence of adaptive governance and promote legitimacy in both the process of governance despite the involvement of nonstate actors, and its adherence to democratic values of equity and justice. To manage the contextual nature of the results of change in complex systems, we propose the establishment of long-term study initiatives for the coproduction of knowledge, to accelerate learning and synergize interactions between science and governance and to foster public science and epistemic communities dedicated to navigating transitions to more just, sustainable, and resilient futures.
A key challenge of the Anthropocene is to confront the dynamic complexity of systems of people and nature to guide robust interventions and adaptations across spatiotemporal scales. Panarchy, a concept rooted in resilience theory, accounts for this complexity, having at its core multiscale organization, interconnectedness of scales, and dynamic system structure at each scale. Despite the increasing use of panarchy in sustainability research, quantitative tests of its premises are scarce, particularly as they pertain to management consequences in ecosystems. In this study we compared the physicochemical environment of managed (limed) and minimally disturbed reference lakes and used time series modeling and correlation analyses to test the premises of panarchy theory: (1) that both lake types show dynamic structure at multiple temporal scales, (2) that this structure differs between lake types due to liming interacting with the natural disturbance regime of lakes, and (3) that liming manifests across temporal scales due to cross-scale connectivity. Hypotheses 1 and 3 were verified whereas support for hypothesis 2 was ambiguous. The literature suggests that liming is a "command-and-control" management form that fails to foster self-organization manifested in lakes returning to pre-liming conditions once management is ceased. In this context, our results suggest that redundance of liming footprints across scales, a feature contributing to resilience, in the physicochemical environment alone may not be enough to create a self-organizing limed lake regime. Further research studying the broader biophysical lake environment, including ecological communities of pelagic and benthic habitats, will contribute to a better understanding of managed lake panarchies. Such insight may further our knowledge of ecosystem management in general and of limed lakes in particular.
In the twenty-first century, our planet is facing a period of rapid and fundamental change resulting from human domination so extensive it is expected to be visible in the geologic record. The accelerating rate of change compounds the global social-ecological challenges already deemed "wicked" due to conflicting goals and scientific uncertainty. Understanding how connected natural and human systems respond to change is essential to understanding the governance required to navigate these modern wicked problems. This Article views change through the lens of complexity and resilience theories to inform the challenges of governance in a world dominated by such massive and relentless disruption. The new theories of governance discussed in this Article have been developed through empirical observation of emerging governance innovation to fill governance gaps that have opened with the increasing complexity of society. Among them, adaptive governance has been described as emerging in environmental governance and described in the resilience literature as a promising means to manage modern wicked problems. Adaptive governance is observed to emerge, and does so, in situations of conflict with high uncertainty in environmental management outcomes. This Article contributes to the development of adaptive governance theory by articulating and situating the role of formal law and government as the facilitator, but not central controller, of adaptive governance. To advance the understanding of adaptive governance, we argue that it can be understood in the broader context of scholarship covering the observed emergence of new governance, the efforts to develop theoretical understandings through decentered theory, and the refinement of constitutional understanding through democratic experimentalism. Synthesis of these three themes in turn informs the role of law and government in working with emergent governance responses to complexity to manage change and wicked problems. This inter- and transdisciplinary exercise reveals that the role of law and government in adaptive governance is to leave space for local innovation and private governance. Law and government must provide the catalyzation, facilitation, steering, and oversight essential for public and private institutions to respond at the rate and complexity of change in large-scale social-ecological systems, and they must do so while advancing good governance.
There are many calls to use the COVID 19 crisis as an opportunity for transforming to a future trajectory that is more equitable and environmentally sustainable. What is lacking is a cohesive framework for bringing these calls together. We propose that such transitions could be informed by lessons from three decades of scholarship on abrupt and surprising change in systems of humans and nature. Overtime, many social-ecological systems exhibit cycles of change consisting of sequential patterns of growth, development, crisis, and reorganization. A critical phase in the cycle is the brief period after crisis when novelty and innovation can change the future trajectory. Without being prepared for this window of opportunity, deep, systemic change may be unachievable. We propose a three-step process to identify the major drivers of the global system that need to be changed: (1) identifying what society values; (2) identifying the determinants of these valued variables; and (3) identifying the underlying drivers of the determinants and how they need to be changed. A tentative list of five such drivers are identified and discussed: (i) the economic system, (ii) homogenization, (iii) human population growth, size, and densities, (iv) consumption patterns, human ethics, and behavior, and (v) governance. They are linked to seven questions relating to how we might proceed in addressing the drivers. If response to the crisis merely reinforces the existing system, its incompatibility with the natural world and its propensity to increase inequity and conflict will likely increase fragility and lead to another version of the present calamity. If it is a deliberately transformed system that emerges its future will depend on the reorganization process, and the way the system is guided into the future. What is needed is a deliberate, fundamental cultivation of emergence to enable transformation toward better futures in order to avoid an inevitable deepening of a system that ultimately is worse for all.
Addressing unexpected events and uncertainty represents one of the grand challenges of the Anthropocene, yet ecosystem management is constrained by existing policy and laws that were not formulated to deal with today's accelerating rates of environmental change. In many cases, managing for simple regulatory standards has resulted in adverse outcomes, necessitating innovative approaches for dealing with complex social-ecological problems. We highlight a project in theUSGreat Plains where panarchy - a conceptual framework that emerged from resilience - was implemented at project onset to address the continued inability to halt large-scale transition from grass-to-tree dominance in central North America. We review how panarchy was applied, the initial outcomes and evidence for policy reform, and the opportunities and challenges for which it could serve as a useful model to contrast with traditional ecosystem management approaches.
Over the past several decades, environmental governance has made substantial progress in addressing environmental change, but emerging environmental problems require new innovations in law, policy, and governance. While expansive legal reform is unlikely to occur soon, there is untapped potential in existing laws to address environmental change, both by leveraging adaptive and transformative capacities within the law itself to enhance social-ecological resilience and by using those laws to allow social-ecological systems to adapt and transform. Legal and policy research to date has largely overlooked this potential, even though it offers a more expedient approach to addressing environmental change than waiting for full-scale environmental law reform. We highlight examples from the United States and the European Union of untapped capacity in existing laws for fostering resilience in social-ecological systems. We show that governments and other governance agents can make substantial advances in addressing environmental change in the short term-without major legal reform-by exploiting those untapped capacities, and we offer principles and strategies to guide such initiatives.
Scholars from many different intellectual disciplines have attempted to measure, estimate, or quantify resilience. However, there is growing concern that lack of clarity on the operationalization of the concept will limit its application. In this paper, we discuss the theory, research development and quantitative approaches in ecological and community resilience. Upon noting the lack of methods that quantify the complexities of the linked human and natural aspects of community resilience, we identify several promising approaches within the ecological resilience tradition that may be useful in filling these gaps. Further, we discuss the challenges for consolidating these approaches into a more integrated perspective for managing social-ecological systems.
Understanding and managing rivers demands much more than it did in the past. For centuries conventional engineering and economics oversimplified the challenge with assumptions of stability and stationarity (Milly et al. 2007). Despite vast increases in technical capacity, current management strategies cannot provide durable solutions to crises like more intense and frequent floods and droughts (Gleick 2004; Pahl-Wostl 2007; Huntjens et al. 2011; World Water Development Report 2009). Efforts to address intensifying trends of such crises revealed that our perspectives must expand along at least two dimensions. First, we must broaden our vision horizontally with perspectives from across society. No single lens can reveal all the causes and possible cures for such problems. Management should become more inclusive and integrate multiple perspectives from academic disciplines with the shifting expectations from society. Our vision must extend out beyond engineering and economics and even the natural sciences to include insights from the social sciences and bridge the disciplines (interdisciplinary). This expanding perspective now sees riverine communities as