Reduction of Ge-on-Si waveguide propagation loss by laser and hydrogen annealing

Germanium-on-Silicon (Ge-on-Si) platform has been demonstrated as an excellent candidate for mid-infrared photonics applications, including on-chip mid-infrared spectroscopy and biochemical sensing. However, this platform is often saddled by high propagation loss due to a combination of threading dislocation defects at the Ge/Si interface, absorption in the silicon for lambda > 8 mu m, and surface scattering due to sidewall roughness. This work investigates the effects on loss reduction through different annealing techniques on Ge-on-Si waveguides fabricated using CMOS-compatible processes. We explore the use of local laser annealing at waveguide sidewalls, whereby the fluence was varied. A non-local annealing technique in hydrogen ambient was also employed as comparison. The propagation losses for wavelengths, ranging from lambda = 5 mu m to lambda = 11 mu m, were systematically characterized by fabricating waveguide and grating coupler structures on the same chip. Cutback measurements were performed by varying the waveguide length (of the same width) from L = 1 mm to L = 4 mm. Both hydrogen and laser annealing experiments show marked reduction in the propagation loss, by up to 27% and 46% respectively. This finding paves the way for post-processing techniques to reduce propagation loss in Ge-on-Si platform, which will enable various on-chip mid-IR applications in the future.