Evaluation of UAS LiDAR data for tree segmentation and diameter estimation in boreal forests using trunk- and crown-based methods

Very high point density laser scanning data from unmanned aerial systems (UAS) can be used to segment the trunks of individual trees. Such segmentation (e.g., individual trunk segmentation (ITS)) is useful, for example, in the estimation of diameter at breast height (DBH), which in turn is needed for the estimation of other tree and stand attributes, such as stem volume and diameter of the basal area median tree (DGM). In this paper, we assess the estimation of DBH directly from UAS LiDAR data in open and closed canopy conditions that represent the range of operational conditions encountered in boreal forests in Finland. We also compare trunk-based DBH estimates to corresponding estimates from individual tree crown segmentation (ITC) and fuse the results from the trunk-and crown-based estimates. The results showed that trunk segmentation performed slightly better than ITC in open canopy areas, whereas ITC performed better in closed canopy areas. The DBH prediction error was smaller for ITS (3.0 cm) than ITC (3.9 cm) when considering the trees that were recognized by both methods. We also conclude that a hybrid method, where both segmented tree trunks and tree crowns are fused, considerably increases the number of correctly segmented trees but does not decrease the prediction error associated with DGM compared to using either ITC or ITS individually.