Randomized Response (RR) is a protocol designed to collect and analyze categorical data with local differential privacy guarantees. It has been used as a building block of mechanisms deployed by Big tech companies to collect app or web users' data. Each user reports an automatic random alteration of their true value to the analytics server, which then estimates the histogram of the true unseen values of all users using a debiasing rule to compensate for the added randomness. A known issue is that the standard debiasing rule can yield a vector with negative values (which can not be interpreted as a histogram), and there is no consensus on the best fix. An elegant but slow solution is the Iterative Bayesian Update algorithm (IBU), which converges to the Maximum Likelihood Estimate (MLE) as the number of iterations goes to infinity. This paper bypasses IBU by providing a simple formula for the exact MLE of RR and compares it with other estimation methods experimentally to help practitioners decide which one to use.
Local Differential Privacy (LDP) has become the de facto standard for privacy-preserving data collection in large-scale systems, in particular for the purpose of estimating frequencies. However, the current research landscape lacks a systematic and principled way to compare LDP protocols. The parameter ε of LDP is considered the measure of privacy, but it only bounds worst-case distinguishability. Other comparisons rely on utility-driven analyses, where mechanisms are ranked based on their ability to preserve data utility for a given privacy budget ε. Both such kinds of comparisons fail to account for the strength of protocols against diverse attacker models. In this paper, we propose a framework for analyzing LDP frequency estimation protocols through the lens of Quantitative Information Flow (QIF). By modeling LDP mechanisms as probabilistic channels, we leverage the concept of refinement (Blackwell ordering) to establish more principled classifications. This approach allows us to determine when one protocol is intrinsically superior to another for all possible adversaries, and to discuss the implications for utility. In particular, our analysis uncovers cases where protocols previously deemed "optimal" are, in fact, incomparable with, or strictly dominated by, other protocols. We provide a formal QIF-based treatment of seven state-of-the-art protocols, including Generalized Randomized Response (GRR), local hashing variants (BLH, OLH), unary encoding schemes (SUE, OUE), and Thresholding with Histogram Encoding (THE). This perspective bridges the gap between the LDP and formal methods communities and enables principled, adversary-aware reasoning about locally private systems.
We introduce the Minimum Effort to Consensus (MEC), a measure that quantifies polarization as resistance to consensus: a population is highly polarized when much effort is needed to bring its members to a common position, and weakly polarized when little is needed. Given an opinion distribution, MEC is the minimum effort required to turn it into a consensus distribution, taken over all consensus points, and it returns both a scalar value and an endogenous optimal consensus point. In the basic case MEC equals the 1-Wasserstein distance (Earth Mover's Distance) to the nearest consensus configuration, so that polarization becomes proximity to maximum disagreement. A two-parameter family with exponents alpha, beta >= 1 writes MEC as a weighted L^beta cost whose weights are the alpha-power of the group masses, recovering mean absolute deviation and variance-like dispersion as special cases and giving alpha and beta natural readings as identification and alienation. We prove a Shifting Away from Consensus principle, by which displacing a whole group's mass away from the optimal consensus point strictly increases polarization, and use it to show that MEC is maximized by the extremal distribution that splits the population equally between the two extremes, establishing that MEC is a polarization measure in the standard sense. We also obtain a Minority Principle and a Tipping Point method, showing that polarization is not monotone in extremism. MEC further satisfies the three axioms of Esteban and Ray with a central-split monotonicity property. Empirically, MEC[2,1.15] attains Kendall's tau near 0.89 against a sixty-expert benchmark, matching the strongest Esteban-Ray parametrization and outperforming the Van der Eijk and Tastle-Wierman measures, and it is computable by bisection in O(n log(1/epsilon)) time.
We study privacy guarantees in the framework of pointwise maximal leakage (PML) that satisfy two requirements: they are robust under post-processing and upper bound the failure probability, i.e., the probability that the information leakage exceeds a given threshold. We first examine two candidate definitions inspired by (approximate) differential privacy and show that neither one satisfies both requirements simultaneously. We then introduce the notion of the PML envelope, which quantifies the largest amount of information leakage about a secret after arbitrary post-processing of a mechanism's output. By construction, the PML envelope satisfies both requirements. We discuss basic structural properties of the envelope, such as monotonicity, and derive general upper and lower bounds. We further analyze the envelope for two widely used privacy mechanisms: the PML-extremal mechanisms in the high-privacy regime and randomized response. Overall, this work establishes the PML envelope as a natural and operationally meaningful definition for providing privacy guarantees that are preserved under arbitrary downstream transformations.
Federated learning (FL) enables the training of a global model across multiple data owners (clients) without sharing raw data. This distributed architecture is orchestrated by a central server that aggregates the local models from the clients. In cases where the server is trusted but not all network nodes, differential privacy (DP) can be used to privatize the aggregated model by adding noise. However, this may affect convergence across the FL rounds. In this work, we build on the notion of metric-privacy as a design principle to calibrate the noise added by the server under a global-DP setting, with the objective of mitigating its impact on the convergence of the aggregated model. We do not enforce metric-privacy as a formal guarantee, but rather use it to guide noise calibration. We compare our approach with vanilla FL and global-DP by analyzing the impact on six aggregation strategies and applying it to a medical imaging use case, simulating different scenarios with homogeneous and non-i.i.d. clients. Finally, we introduce the client inference attack (CIA), where a semi-honest client tries to find whether another client participated in the training and study how it can be mitigated using DP and metric-aware noise calibration. Our experiments show that metric-privacy aware noise calibration strategy improves the accuracy compared to standard DP in all the scenarios analyzed, while achieving a comparable success rate against CIA. These results indicate that metric-privacy inspired noise calibration can deliver a superior utility-privacy trade-off in medical-imaging federated settings.
Voice anonymisation aims to protect speaker identity. Currently, its empirical privacy evaluation heavily relies on the Equal Error Rate (EER). Originally designed for biometric verification, EER aggregates scores globally, implicitly assuming an attacker is only trying to verify if two specific voice samples match (a 1-to-1 comparison). This introduces a threat model mismatch with real-world database linkage attacks, where an attacker searches across a fixed set of N enrolled identities (a 1-to-N closed-set search), allowing global averages to obscure localised privacy failures. While recent 1-to-N metrics address this aggregation issue, they abstract away the magnitude of the biometric evidence. In this paper, we propose a modular, information-theoretic evaluation framework explicitly designed for the 1-to-N linkage threat model. Within this framework, our core metric, Local Information Disclosure (LID), quantifies the exact privacy loss of a single trial utterance in bits by calibrating its raw similarity scores into the attacker's posterior confidence for each enrolled identity. Evaluating top-performing systems from the VoicePrivacy 2024 Challenge reveals that systems exhibiting near-perfect EERs (48
Federated Learning (FL) was initially proposed as a privacy-preserving machine learning paradigm. However, FL has been shown to be susceptible to a series of privacy attacks. Recently, there has been concern about the Source Inference Attack (SIA), where an honest-but-curious central server attempts to identify exactly which client owns a given data point which was used in the training phase. Alarmingly, standard gradient obfuscation techniques with Differential Privacy have been shown to be ineffective against SIAs, at least without severely diminishing the accuracy. In this work, we propose a defense against SIAs within the widely studied shuffle model of FL, where an honest shuffler acts as an intermediary between the clients and the server. First, we demonstrate that standard naive shuffling alone is insufficient to prevent SIAs. To effectively defend against SIAs, shuffling needs to be applied at a more granular level; we propose a novel combination of parameter-level shuffling with the residue number system (RNS). Our approach provides robust protection against SIAs without affecting the accuracy of the joint model and can be seamlessly integrated into other privacy protection mechanisms. We conduct experiments on a series of models and datasets, confirming that standard shuffling approaches fail to prevent SIAs and that, in contrast, our proposed method reduce the attack's accuracy to the level of random guessing.
For many social, scientific, and commercial purposes, it is often important to estimate the distribution of the users' data regarding a sensitive attribute, e.g., their ages, locations, etc. To allow this estimation while protecting the users' privacy, every user applies a local privacy protection mechanism that releases a noisy (sanitized) version of their original datum to the data collector; then the original distribution is estimated using one of the known methods, such as the matrix inversion (INV), RAPPOR's estimator, and the iterative Bayesian update (IBU). Unlike the other estimators, the consistency of IBU, i.e., the convergence of its estimate to the real distribution as the amount of noisy data grows, has been either ignored or incorrectly proved in the literature. In this article, we use the fact that IBU is a maximum likelihood estimator to prove that IBU is consistent. We also show, through experiments on real datasets, that IBU significantly outperforms the other methods when the users' data are sanitized by geometric, Laplace, and exponential mechanisms, whereas it is comparable to the other methods in the case of the k-RR and RAPPOR mechanisms. Finally, we consider the case when the alphabet of the sensitive data is infinite, and we show a technique that allows IBU to operate in this case too.
Federated learning is a distributed learning technique that allows training a global model with the participation of different data owners without the need to share raw data. This architecture is orchestrated by a central server that aggregates the local models from the clients. This server may be trusted, but not all nodes in the network. Then, differential privacy (DP) can be used to privatize the global model by adding noise. However, this may affect convergence across the rounds of the federated architecture, depending also on the aggregation strategy employed. In this work, we aim to introduce the notion of metric-privacy to mitigate the impact of classical server side global-DP on the convergence of the aggregated model. Metric-privacy is a relaxation of DP, suitable for domains provided with a notion of distance. We apply it from the server side by computing a distance for the difference between the local models. We compare our approach with standard DP by analyzing the impact on six classical aggregation strategies. The proposed methodology is applied to an example of medical imaging and different scenarios are simulated across homogeneous and non-i.i.d clients. Finally, we introduce a novel client inference attack, where a semi-honest client tries to find whether another client participated in the training and study how it can be mitigated using DP and metric-privacy. Our evaluation shows that metric-privacy can increase the performance of the model compared to standard DP, while offering similar protection against client inference attacks.
Quantitative Information Flow (QIF) provides a robust information-theoretical framework for designing secure systems with minimal information leakage. While previous research has addressed the design of such systems under hard constraints (e.g. application limitations) and soft constraints (e.g. utility), scenarios often arise where the core system's behavior is considered fixed. In such cases, the challenge is to design a new component for the existing system that minimizes leakage without altering the original system. In this work we address this problem by proposing optimal solutions for constructing a new row, in a known and unmodifiable information-theoretic channel, aiming at minimizing the leakage. We first model two types of adversaries: an exact-guessing adversary, aiming to guess the secret in one try, and a s-distinguishing one, which tries to distinguish the secret s from all the other secrets.Then, we discuss design strategies for both fixed and unknown priors by offering, for each adversary, an optimal solution under linear constraints, using Linear Programming.We apply our approach to the problem of website fingerprinting defense, considering a scenario where a site administrator can modify their own site but not others. We experimentally evaluate our proposed solutions against other natural approaches. First, we sample real-world news websites and then, for both adversaries, we demonstrate that the proposed solutions are effective in achieving the least leakage. Finally, we simulate an actual attack by training an ML classifier for the s-distinguishing adversary and show that our approach decreases the accuracy of the attacker.
Differential Privacy (DP) is one of the most successful privacy-preserving frameworks. In the central model of DP, a trusted server adds controlled noise as it acts as an interface between the data providers (users) and the data consumers (analysts). To overcome the strong trust assumption of having a trusted server, Local Differential Privacy (LDP) has been proposed, where the individual data are obfuscated directly at the end of the data provider. To improve LDP, in recent years researchers have proposed to combine it with a shuffler which is supposed to mix the data at the time of collection, enhancing the privacy of LDP without affecting utility. The shuffler is assumed to be trusted, but this is also an arguably strong assumption that cannot always be guaranteed. Metric privacy (aka d-privacy) is a variant of DP that can be applied in domains provided with a notion of distance, and it is particularly used in location privacy, where it takes the name of geo-indistinguishability. In contrast to DP, metric privacy allows calibrating the noise so that data points closer to the true one are more likely to be reported. In this work, we study how metric privacy can be improved by combining it with a shuffler. More specifically, we consider the combination of the shuffler with three mechanisms: Randomized Response, Geometric, and an optimal protocol, in the context of the sum and average queries. In all cases, we formally derive the relations that express the privacy amplification due to the shuffler, in terms of metric privacy. Moreover, we formally study the privacy guarantees of each protocol if the shuffler is compromised. Finally, we conduct experiments using synthetic data as well as real-world location data, showing that the proposed mechanisms achieve a better privacy-utility trade-off compared to the baseline of the standard geometric mechanism.
Causal discovery (CD) algorithms are increasingly applied to socially and ethically sensitive domains. However, their evaluation under realistic conditions remains challenging due to the scarcity of real-world datasets annotated with ground-truth causal structures. Whereas synthetic data generators support controlled benchmarking, they often overlook forms of bias, such as dependencies involving sensitive attributes, which may significantly affect the observed distribution and compromise the trustworthiness of downstream analysis. This paper introduces a novel synthetic data generation framework that enables controlled bias injection while preserving the causal relationships specified in a ground-truth causal graph. The framework aims to evaluate the reliability of CD methods by examining the impact of varying bias levels and outcome binarization thresholds. Experimental results show that even moderate bias levels can lead CD approaches to fail to correctly infer causal links, particularly those connecting sensitive attributes to decision outcomes. These findings underscore the need for expert validation and highlight the limitations of current CD methods in fairness-critical applications. Our proposal thus provides an essential tool for benchmarking and improving CD algorithms in biased, real-world data settings.
Federated Learning (FL) has emerged as a promising paradigm for collaborative model training without the need to share clients' personal data, thereby preserving privacy. However, the non-IID nature of the clients' data introduces major challenges for FL, highlighting the importance of personalized federated learning (PFL) methods. In PFL, models are trained to cater to specific feature distributions present in the population data. A notable method for PFL is the Iterative Federated Clustering Algorithm (IFCA), which mitigates the concerns associated with the non-IID-ness by grouping clients with similar data distributions. While it has been shown that IFCA enhances both accuracy and fairness, its strategy of dividing the population into smaller clusters increases vulnerability to Membership Inference Attacks (MIA), particularly among minorities with limited training samples. In this paper, we introduce IFCA-MIR, an improved version of IFCA that integrates MIA risk assessment into the clustering process. Allowing clients to select clusters based on both model performance and MIA vulnerability, IFCA-MIR achieves an improved performance with respect to accuracy, fairness, and privacy. We demonstrate that IFCA-MIR significantly reduces MIA risk while maintaining comparable model accuracy and fairness as the original IFCA.
In this paper, we show a more concise and high level proof than the original one, derived by researcher Bart Jacobs, for the following theorem: in the context of Bayesian update rules for learning or updating internal states that produce predictions, the relative entropy between the observations and the predictions is reduced when applying Jeffrey's update rule to update the internal state.
In the era of Big Data, the development of artificial intelligence (AI) systems presents both opportunities and challenges, particularly concerning privacy and fairness. While differential privacy (DP) has emerged as a robust methodology for preserving privacy in real-world applications, its local variant (LDP) specifically addresses trust issues by removing the reliance on a centralized server. Equally critical, conducting fairness audits of AI systems helps identify and mitigate discriminatory outcomes in machine learning. Although the relationship between DP and fairness is inherently multifaceted, this paper offers a detailed empirical examination of how collecting multi-dimensional sensitive attributes under LDP affects fairness in binary classification tasks. Our findings reveal that LDP can slightly improve fairness without substantially degrading model performance—challenging the notion that DP necessarily exacerbates unfairness. We demonstrate these results by evaluating seven state-of-the-art LDP protocols on three benchmark datasets, using established group fairness metrics. Moreover, we propose a novel privacy budget allocation scheme that incorporates varying domain sizes of sensitive attributes, achieving a superior privacy–utility–fairness trade-off compared to existing solutions.
Federated Learning (FL) has emerged as a promising paradigm for collaborative model training without the need to share clients' personal data, thereby preserving privacy. However, the non-IID nature of the clients' data introduces major challenges for FL, highlighting the importance of personalized federated learning (PFL) methods. In PFL, models are typically trained to cater to specific feature distributions present in the population data. A notable method for PFL is the Iterative Federated Clustering Algorithm (IFCA), which mitigates the concerns associated with the non-IID-ness by grouping clients with similar data distributions. While it has been shown that IFCA enhances both accuracy and fairness, its strategy of dividing the population into smaller clusters increases vulnerability to Membership Inference Attacks (MIA), particularly among minorities with limited training samples. In this paper, we introduce IFCA-MIR, an improved version of IFCA that integrates MIA risk assessment into the clustering process. Allowing clients to select clusters based on both model performance and MIA vulnerability, IFCA-MIR achieves an improved performance with respect to accuracy, fairness, and privacy. We demonstrate that IFCA-MIR reduces the risk of MIA by up to 5.6x compared to the original IFCA while maintaining comparable model accuracy and fairness.
Analytical SQL queries are essential for extracting insights from relational databases but concurrently introduce significant privacy risks by potentially exposing sensitive information. To mitigate these risks, numerous query sanitization systems have been developed, employing diverse approaches that create a complex landscape for both researchers and practitioners. These systems vary fundamentally in their design, including the underlying privacy model, such as k-anonymity or Differential Privacy; the protected privacy unit, whether at the tuple- or user-level; and the software architecture, which can be proxy-based or integrated. This paper provides a systematic classification of state-of-the-art SQL sanitization systems based on these qualitative criteria and the scope of queries they support. Furthermore, we present a quantitative analysis of leading systems, empirically measuring the trade-offs between data utility, query execution overhead, and privacy guarantees across a range of analytical queries. This work offers a structured overview and performance assessment intended to clarify the capabilities and limitations of current privacy-preserving database technologies.
Within the machine learning community, reconstruction attacks are a principal concern and have been identified even in federated learning (FL), which was designed with privacy preservation in mind. In response to these threats, the privacy community recommends the use of differential privacy (DP) in the stochastic gradient descent algorithm, termed DP-SGD. However, the proliferation of variants of DP in recent years—such as metric privacy—has made it challenging to conduct a fair comparison between different mechanisms due to the different meanings of the privacy parameters ϵ and δ across different variants. Thus, interpreting the practical implications of ϵ and δ in the FL context and amongst variants of DP remains ambiguous. In this paper, we lay a foundational framework for comparing mechanisms with differing notions of privacy guarantees, namely (ϵ,δ)-DP and metric privacy. We provide two foundational means of comparison: firstly, via the well-established (ϵ,δ)-DP guarantees, made possible through the Rényi differential privacy framework; and secondly, via Bayes' capacity, which we identify as an appropriate measure for reconstruction threats.
We analyze to what extent final users can infer information about the level of protection of their data when the data obfuscation mechanism is a priori unknown to them (the so-called "black-box" scenario). In particular, we explore four notions of differential privacy, namely local/central epsilon-DP/R & eacute;nyi-DP. On the one hand, we prove that, without any assumption on the underlying distributions, it is not possible to have an algorithm able to infer the level of data protection with provable guarantees. On the other hand, we demonstrate that, under reasonable assumptions (namely Lipschitzness of the involved densities on a closed interval), such guarantees exist for the local versions and can be achieved by a simple histogram-based estimator. We validate our results experimentally and note that, in two particularly well behaved distributions (namely the Laplace and the Gaussian noise), our method performs better than expected, in the sense that in practice the number of samples needed to achieve the desired confidence is smaller than the theoretical bound, and the estimate of $\epsilon$epsilon is more precise than predicted.
Charles Carroll Morgan合作论文数School of Computer Science & Engineering, Faculty of Engineering, The University of New South Wales21
Giorgio Levi合作论文数Dipartimento di Informatica of the University of Pisa17
Maurizio Gabbrielli合作论文数Dipartimento di Scienze dell'Informazione , Universita' di Bologna10
Sardaouna Hamadou合作论文数INRIA Saclay, LIX Ecole Polytechnique,6
Peter Stuckey合作论文数Faculty of Information Technology, Monash University6