This paper addresses the critical challenge of unlearning in Vertical Federated Learning (VFL), a setting that has received far less attention than its horizontal counterpart. Specifically, we propose the first method tailored to *label unlearning* in VFL, where labels play a dual role as both essential inputs and sensitive information. To this end, we employ a representation-level manifold mixup mechanism to generate synthetic embeddings for both unlearned and retained samples. This is to provide richer signals for the subsequent gradient-based label forgetting and recovery steps. These augmented embeddings are then subjected to gradient-based label forgetting, effectively removing the associated label information from the model. To recover performance on the retained data, we introduce a recovery-phase optimization step that refines the remaining embeddings. This design achieves effective label unlearning while maintaining computational efficiency. We validate our method through extensive experiments on diverse datasets, including MNIST, CIFAR-10, CIFAR-100, ModelNet, Brain Tumor MRI, COVID-19 Radiography, and Yahoo Answers demonstrate strong efficacy and scalability. Overall, this work establishes a new direction for unlearning in VFL, showing that re-imagining mixup as a efficient mechanism can unlock practical, and utility-preserving unlearning. Our code will be released publicly.
Federated learning (FL) has emerged as a collaborative approach that allows multiple clients to jointly learn a machine learning model without sharing their private data. The concern about privacy leakage, albeit demonstrated under specific conditions [1], has triggered numerous follow-up research in designing powerful attacking methods and effective defending mechanisms aiming to thwart these attacking methods. Nevertheless, privacy-preserving mechanisms employed in these defending methods invariably lead to compromised model performances due to a fixed obfuscation applied to private data or gradients. In this article, we, therefore, propose a novel adaptive obfuscation mechanism, coined FedAdOb, to protect private data without yielding original model performances. Technically, FedAdOb utilizes passport-based adaptive obfuscation to ensure data privacy in both horizontal and vertical federated learning settings. The privacy-preserving capabilities of FedAdOb, specifically with regard to private features and labels, are theoretically proven through Theorems 1 and 2. Furthermore, extensive experimental evaluations conducted on various datasets and network architectures demonstrate the effectiveness of FedAdOb by manifesting its superior trade-off between privacy preservation and model performance, surpassing existing methods.
Federated Learning (FL) facilitates collaborative training of a global model whose performance is boosted by private data owned by distributed clients, without compromising data privacy. Yet the wide applicability of FL is hindered by the entanglement of data distributions across different clients. This paper demonstrates for the first time that by disentangling data distributions, FL can in principle achieve efficiencies comparable to those of distributed systems, requiring only one round of communication. To this end, we propose a novel FedDistr algorithm, which employs diffusion models to decouple and recover data distributions. Empirical results on the CIFAR100, DomainNet, OfficeHome, and ISIC2020 datasets show that FedDistr significantly enhances model utility and efficiency in both disentangled and near-disentangled scenarios while ensuring privacy, outperforming traditional federated learning methods.
The growing resource demands of large-scale transformer models pose significant challenges for resource-constrained users, particularly in distributed environments. To address this issue, we propose a federated learning framework called Fed-Grow, which enables multiple participants to collaboratively learn a lightweight scaling operation that transfers knowledge from pretrained small models to a large transformer model. In Fed-Grow, we introduce the Dual-LiGO (Dual Linear Growth Operator) architecture, consisting of Local-LiGO and Global-LiGO components. Local-LiGO addresses model heterogeneity by adapting each participant's pre-trained model to a common intermediate form, while Global-LiGO facilitates knowledge sharing across participants without sharing local models or raw data, ensuring privacy preservation. This federated approach offers a scalable solution for growing large transformers in a distributed manner, where only the Global-LiGO is shared, significantly reducing communication overhead while maintaining comparable model performance under the same communication constraints. Experimental results demonstrate that Fed-Grow outperforms state-of-the-art methods in terms of accuracy and precision, while reducing the number of trainable parameters by 59.25% and communication costs by 73.01%. These improvements allow for higher efficiency in training large models in distributed environments, without sacrificing performance. To the best of our knowledge, Fed-Grow is the first method that enables cooperative transformer scaling in a distributed setting, making it a practical solution for resource-constrained users.
The decentralized nature of federated learning (FL) makes it difficult to verify the trustworthiness of participating clients, creating an opportunity for backdoor attacks. This paper addresses a general backdoor-resilient decentralized FL problem without any prior knowledge of the type of backdoor attacks or information about malicious clients. After an in-depth investigation of how backdoor attacks are conducted in FL, we introduce a multi-armed bandit-based knowledge distillation approach to help benign clients learn useful knowledge from other clients while rejecting potential backdoors hidden in shared updates. Unlike most previous works that rely on identifying and removing malicious updates-an approach limited to scenarios with fewer than 50% attackers-our knowledge distillation technique enables benign clients to reject backdoored knowledge while preserving useful information, maintaining effective defense even when malicious clients exceed 50% of the population. Additionally, to handle the various updates from clients with Non-IID dataset, a multi-armed bandit scheme is designed for each benign client to select the most appropriate teachers for knowledge distillation, resulting in high accuracy and fast convergence. Extensive experiments demonstrate that our multi-armed bandit-based knowledge distillation approach achieves high accuracy and general backdoor resilience. Comparisons with previous works show that our approach can reduce the attack success rate by 14.71%similar to 96.78% on average.
Training automatic speech recognition (ASR) models increasingly relies on decentralized federated learning to ensure data privacy and accessibility, producing multiple local models that require effective merging. In hybrid ASR systems, while acoustic models can be merged using established methods, the language model (LM) for rescoring the N-best speech recognition list faces challenges due to the heterogeneity of non-neural n-gram models and neural network models. This paper proposes a heterogeneous LM optimization task and introduces a match-and-merge paradigm with two algorithms: the Genetic Match-and-Merge Algorithm (GMMA), using genetic operations to evolve and pair LMs, and the Reinforced Match-and-Merge Algorithm (RMMA), leveraging reinforcement learning for efficient convergence. Experiments on seven OpenSLR datasets show RMMA achieves the lowest average Character Error Rate and better generalization than baselines, converging up to seven times faster than GMMA, highlighting the paradigm's potential for scalable, privacy-preserving ASR systems.
Graph analysis underlies many applications whose answers cannot be looked up in a single record or retrieved along a path: laundering rings, drug repurposing, user preference, and scientific theme are all inferred from a node together with its neighbourhood. We introduce GraphInfer-Bench, a benchmark for whether LLMs can perform this graph inference: producing an open-ended answer that no single node supports and no path retrieves. Existing graph-QA protocols cannot test this capability: algorithm simulation, node classification, single-node description, KG-QA, and GraphRAG all admit answers retrievable from one node or along a path. GraphInfer-Bench defines five tasks along Description (what a region is) and Comparison (how regions differ), each constructed so the ground truth lives in no single node. The release contains 42,000 samples across six real-world graphs, produced automatically and screened by a four-layer quality-control protocol. We evaluate four method families against the same tasks: graph-token alignment models, zero-shot frontier closed-source LLMs, Graph2Text supervised fine-tuning, and plain GNNs as a structural reference. No method family closes the gap. Graph-token alignment partially handles description tasks (relational, theme) but collapses on comparison tasks. Frontier LLMs lead on outlier detection and community partition among LLM-based methods but lag on masked-node prediction. Graph2Text SFT is the strongest LLM-based method on the description side yet falls behind frontier LLMs on comparison. Across every task, plain GNNs match or beat the strongest LLM-based row, with the largest margin on community detection. GraphInfer-Bench surfaces graph inference as an open capability gap rather than a property of any one architecture.
Most existing Byzantine-robust federated learning (FL) methods suffer from slow and unstable convergence. Moreover, when handling a substantial proportion of colluded malicious clients, achieving robustness typically entails compromising model utility. To address these issues, this work introduces FedIDM, which employs distribution matching to construct trustworthy condensed data for identifying and filtering abnormal clients. FedIDM consists of two main components: (1) attack-tolerant condensed data generation, and (2) robust aggregation with negative contribution-based rejection. These components exclude local updates that (1) deviate from the update direction derived from condensed data, or (2) cause a significant loss on the condensed dataset. Comprehensive evaluations on three benchmark datasets demonstrate that FedIDM achieves fast and stable convergence while maintaining acceptable model utility, under multiple state-of-the-art Byzantine attacks involving a large number of malicious clients.
One important direction of Federated Foundation Models (FedFMs) is leveraging data from small client models to enhance the performance of a large server‑side foundation model. Existing methods based on model level or representation level knowledge transfer either require expensive local training or incur high communication costs and introduce unavoidable privacy risks. We reformulate this problem as a reinforcement learning style evaluation process and propose FedGRPO, a privacy preserving framework comprising two modules. The first module performs competence-based expert selection by building a lightweight confidence graph from auxiliary data to identify the most suitable clients for each question. The second module leverages the “Group Relative” concept from the Group Relative Policy Optimization (GRPO) framework by packaging each question together with its solution rationale into candidate policies, dispatching these policies to a selected subset of expert clients, and aggregating solely the resulting scalar reward signals via a federated group–relative loss function. By exchanging reward values instead of data or model updates, FedGRPO reduces privacy risk and communication overhead while enabling parallel evaluation across heterogeneous devices. Empirical results on diverse domain tasks demonstrate that FedGRPO achieves superior downstream accuracy and communication efficiency compared to conventional FedFMs baselines.
As publicly available data dwindles, synthetic data generation (SDG) has become a practical solution for privacy-preserving data sharing. By training generative models on private data, SDG creates samples that retain task-relevant features while obfuscating sensitive content. However, recent work shows that synthetic data can still leak private information via membership inference and reconstruction attacks. Existing defenses often degrade downstream utility. To address the privacy-utility trade-off, we formulate SDG as a bi-objective optimization problem. Yet, intractable gradients and expensive subset evaluation pose major challenges. We address this via alternate optimization over the generative model and data selection parameter, and further recast the selection step as a discrete-time optimal control problem, solved using Pontryagin’s Maximum Principle. We propose PrivSynth, a framework that quantifies multiple privacy risks and integrates it into the control objective. Theoretical analysis guarantees convergence, and experiments on benchmark and medical datasets show that PrivSynth achieves better utility and stronger privacy protection than state-of-the-art methods.
Synthetic Data Generation (SDG) has emerged as a promising paradigm to leverage private data for training modern AI models while mitigating privacy concerns. However, deploying SDG in distributed and resource-constrained environments raises two challenges: (1) ensuring that transmitted synthetic data remains useful for downstream tasks, and (2) reducing the transmission overhead from the large volume of generated data. To address these issues, we formulate generative data utilization as a data selection problem that jointly minimizes utility loss and efficiency loss. The main difficulty lies in its combinatorial nature: selecting a subset of M generated samples corresponds to a binary vector γ ∈ {0, 1}M, leading to an exponential search space of size 2M. Since evaluating each candidate γ requires training a downstream model, the problem is NP-hard and infeasible by brute force. To overcome this, we reformulate the task as an optimal control problem and design a solution based on Pontryagin’s Maximum Principle (PMP), which provides an efficient approximation of the optimal selection strategy. Extensive experiments on benchmark datasets show that our method reduces transmission volume while preserving the utility of synthetic data for downstream tasks, underscoring its potential for real-world deployment in distributed signal processing systems.
Personalized Federated Continual Learning (PFCL) requires that the server not only effectively integrate temporal knowledge accumulated across past tasks and spatial knowledge distributed among heterogeneous clients, but also ensure strong personalized performance of the global model for each client. Existing methods, whether in Personalized Federated Learning (PFL) or Federated Continual Learning (FCL), have overlooked the multi-granularity representation of knowledge, which can be utilized to overcome Spatial-Temporal Catastrophic Forgetting (STCF) and enable coarse-to-fine personalization. Furthermore, most approaches rely on local client-side personalization, increasing computational load and failing to address the risks posed by malicious or low-quality clients. To this end, we propose FedMGP+, which utilizes multi-granularity prompts to address these challenges, namely coarse-grained global prompt and fine-grained local prompt. The former focuses on efficiently transferring shared global knowledge without spatial forgetting, and the latter emphasizes specific learning of personalized local knowledge to overcome temporal forgetting. Visualization results and theoretical analyses further reveal that coarse-grained prompts primarily guide regional attention, whereas fine-grained prompts enrich object-level representations within those regions. Building upon this, Personalized Selective Prompt Fusion is designed to exclusively fuse coarse-grained knowledge on the server to generate client-specific global prompts, reducing local overhead and resisting poisoning attacks from malicious clients. Extensive experiments demonstrate that the proposed FedMGP+ effectively mitigates forgetting, significantly enhances personalized performance, and provides robust defense against poisoning and gradient leakage attacks.
Federated learning aims to protect data privacy by collaboratively learning a model without sharing private data among clients. Unlike traditional parameter-based FL methods that exchange model weights or gradients during training, emerging logit-based FL approaches share model outputs (logits) on public data. This strategy promotes model heterogeneity, reduces communication overhead, and enhances clients' privacy. However, the potential privacy risks associated with these logit-based methods have been largely overlooked. This research presents the first theoretical and empirical analysis of a hidden privacy risk in logit-based FL methods - the risk that a semi-honest server (adversary) may learn clients' private models from logits. To quantify and address this threat, we develop the Adaptive Model Stealing Attack (AdaMSA) by leveraging historical logits during training. Notably, we observe that this inherent privacy risk persists even when public data is unrelated to private data, emphasizing the urgency to address privacy vulnerabilities in logit-based FL methods. Moreover, our theoretical analysis establishes the bounds of this privacy risk. We then propose a simple but effective defense strategy that perturbs the transmitted logits in the direction that minimizes the privacy risk while maximally preserving the training performance. The experimental results validate our analysis and demonstrate the effectiveness of AdaMSA and our defense strategy.
Label Distribution Learning (LDL) models supervision as an instance-wise probability distribution, enabling fine-grained learning under inherent ambiguity, but its success relies on high-fidelity label distributions that are costly to obtain and thus often noisy. Motivated by privacy-sensitive applications, we study Federated Label Distribution Learning (Fed-LDL), where data isolation further induces heterogeneous annotation quality across clients, making local updates unevenly reliable and breaking sample-size-based aggregation (e.g., FedAvg). To address this trust dilemma, we propose FedQual, a quality-aware Fed-LDL framework with two coupled mechanisms: (i) quality-adaptive client training guided by a global semantic anchor that calibrates low-quality clients while preserving high-quality autonomy, and (ii) reliability-aware server aggregation that reweights client contributions by effective reliable information rather than raw sample size. To enable rigorous evaluation, we construct four new Fed-LDL benchmarks (FER-LDL, FI-LDL, PIPAL-LDL, and KADID-LDL) with controlled annotation quality disparity. We further provide a theoretical guarantee showing that under heterogeneous supervision quality, client-specific calibration is strictly better than any uniform calibration. Extensive experiments on the proposed benchmarks demonstrate the effectiveness of FedQual.
Text-attributed graphs (TAGs) underlie real-world applications such as citation networks, social media, and e-commerce. Few-shot graph learning on TAGs is hard: with only a handful of labels per class and the rest of the graph unannotated, neither GNNs nor LLMs can learn well on their own. GNNs read topology and fail on cold nodes; LLMs read text and fail on text-ambiguous nodes. Existing LLM-GNN methods all follow the same recipe: designate one model as the golden teacher and use its outputs (e.g., features or pseudo-labels) to supervise the other. We argue this golden-teacher assumption breaks under sparse supervision: neither model is golden, and treating either as such transfers its blind spots into the student. We therefore ask: can we avoid designating either model as the golden teacher, and still perform effective graph learning? We answer with LLM-GNN Co-Teaching, a bidirectional co-teaching framework in which neither model is fixed as teacher. The GNN and LLM exchange their most confident pseudo-labels under an architecture-specific small-loss criterion, and both update every round. Supervision is then mined from the trajectory: whenever a node moves from cross-model contradiction at round t to cross-model agreement at round t+1, the LLM's two answers on the same input form a preference pair (old contradicting self < new peer-endorsed self) for DPO training. We call this Round-based Pseudo-Label Preference Optimization (RPL-PO). On six benchmarks, LLM-GNN Co-Teaching consistently outperforms GNN-as-Judge and all prior methods, with absolute 3-shot gains of 7.86
Customer service automation has seen growing demand within digital transformation. Existing approaches either rely on modular system designs with extensive agent orchestration or employ over-simplified instruction schemas, providing limited guidance and poor generalizability. This paper introduces an orchestration-free framework using Task-Oriented Flowcharts (TOFs) to enable end-to-end automation without manual intervention. We first define the components and evaluation metrics for TOFs, then formalize a cost-efficient flowchart construction algorithm to abstract procedural knowledge from service dialogues. We emphasize local deployment of small language models and propose decentralized distillation with flowcharts to mitigate data scarcity and privacy issues in model training. Extensive experiments validate the effectiveness in various service tasks, with superior quantitative and application performance compared to strong baselines and market products. By releasing a web-based system demonstration with case studies, we aim to promote streamlined creation of future service automation.
Dataset Condensation (DC) is a data-efficient learning paradigm that synthesizes small yet informative datasets, enabling models to match the performance of full-data training. However, recent work exposes a critical vulnerability of DC to backdoor attacks, where malicious patterns (e.g., triggers) are implanted into the condensation dataset, inducing targeted misclassification on specific inputs. Existing attacks always prioritize attack effectiveness and model utility, overlooking the crucial dimension of stealthiness. To bridge this gap, we propose InkDrop, which enhances the imperceptibility of malicious manipulation without degrading attack effectiveness and model utility. InkDrop leverages the inherent uncertainty near model decision boundaries, where minor input perturbations can induce semantic shifts, to construct a stealthy and effective backdoor attack. Specifically, InkDrop first selects candidate samples near the target decision boundary that exhibit latent semantic affinity to the target class. It then learns instance-dependent perturbations constrained by perceptual and spatial consistency, embedding targeted malicious behavior into the condensed dataset. Extensive experiments across diverse datasets validate the overall effectiveness of InkDrop, demonstrating its ability to integrate adversarial intent into condensed datasets while preserving model utility and minimizing detectability. Our code is available at https://github.com/lvdongyi/InkDrop.
Recent research in federated large language models (LLMs) has primarily focused on enabling clients to fine-tune their locally deployed homogeneous LLMs collaboratively or on transferring knowledge from server-based LLMs to small language models (SLMs) at downstream clients. However, a significant gap remains in the simultaneous mutual enhancement of both the server's LLM and clients' SLMs. To bridge this gap, we propose FedMKT, a parameter-efficient federated mutual knowledge transfer framework for large and small language models. This framework is designed to adaptively transfer knowledge from the server's LLM to clients' SLMs while concurrently enriching the LLM with clients' unique domain insights. We facilitate token alignment using minimum edit distance (MinED) and then selective mutual knowledge transfer between client-side SLMs and a server-side LLM, aiming to collectively enhance their performance. Through extensive experiments across three distinct scenarios, we evaluate the effectiveness of FedMKT using various public LLMs and SLMs on a range of NLP text generation tasks. Empirical results demonstrate that FedMKT simultaneously boosts the performance of both LLMs and SLMs.
Chee Seng Chan (陈志胜)合作论文数Department of Artificial Intelligence, Faculty of Computer Science and Information Technology, University of Malaya;WeBank4