To study thermodynamic properties and dynamic phase space behavior of hydrogen isotopologues (Q_2) at cryogenic temperatures and at high density, the Tritium Absorption InfraRed Spectroscopy 2 (T_2ApIR) experiment has been set up and commissioned at Tritium Laboratory Karlsruhe (TLK). In the frame of the experiment, Q_2 behavior in different phases, ortho/para states, temperatures (10 K - 300 K) and pressures (up to 2.5 bar a) will be investigated with optical methods, infrared and Raman spectroscopy. The facility consists of a fully tritium compatible cryostat, which includes an optical cell, ortho/para converter and windows for optical and spectroscopic studies. The cryostat can be cooled below the H_2 triple point by a two-stage cryocooler and contains openings in the cryogenic shielding for the optical access. The challenge of combining these scientific requirements in a design with high amounts of tritium (14 g), in a limited space, all while maintaining the TLK safety philosophy was solved by the presented design. The experiment is ready to be fully integrated into the TLK closed loop tritium infrastructure. This contribution reports a comprehensive overview of the commissioning phase of the experimental facility and the results of the first commissioning experiments, including cryogenic performance tests, commissioning experiments with non-radioactive gases, and tests of the analytical instruments.

The literature on the experimentally verified material properties of tritium is sparse, but information about this is crucial in fusion for pellet production (magnetic confinement fusion), target fueling (inertial confinement fusion), and cryogenic distillation, as well as in astroparticle physics for neutrino experiments and the search for rare physics.To improve on this, the T2ApIR (Tritium Absorption InfraRed Spectroscopy 2) experiment, designed and built at the Tritium Laboratory Karlsruhe, is in its scientific commissioning phase. The main focus of this experiment is to enable the investigation of the properties of all six hydrogen isotopologues and their mixtures in the gaseous, liquid, and solid phases, as well as the dynamics of their phase changes. In addition, mixtures with noble gases, such as xenon and neon, can be investigated.This is achieved using a cryogenic setup capable of reaching less than 10 K in a measurement cell that allows for optical access for infrared absorption spectroscopy, Raman spectroscopy, and a polariscope setup, as well as temperature and pressure measurements. Scientific commissioning measurements using the inactive hydrogen isotpologues (H2, HD, and D2) have demonstrated these analytical capabilities prior to tritium commissioning of the apparatus.

The KArlsruhe TRitium Neutrino (KATRIN) experiment aims to determine the effective mass of the electron antineutrino by investigating the tritium beta-spectrum close to the kinematic end point. The Tritium Laboratory Karlsruhe hosts and operates the tritium parts of the experiment. A dedicated tritium loop system is tasked to provide the < 0.1% stabilized flow rate of tritium gas into the KATRIN source, maintaining a throughput of 40 gd(-1) and a tritium purity >95%, while at the same time acting as the interface to the established tritium handling infrastructure of the laboratory, reliably working for more than 3 decades. Since KATRIN's start of tritium operation in May 2018, more than 1350 operation days of the tritium "loop" system combined with KATRIN's tritium source have been achieved. This paper summarizes the tritium operation experience gained with special emphasis on the permeator performance, a key component enabling direct internal recycling.

The precision measurement of the tritium beta-decay spectrum performed by the KATRIN experiment provides a unique way to search for general neutrino interactions (GNIs). All theoretically allowed GNI terms at dimension 6 involving neutrinos are incorporated into a low-energy effective field theory, and can be identified by specific signatures in the measured tritium beta spectrum. In this Letter an effective description of the impact of GNIs on the beta spectrum is formulated and the first constraints on the effective GNI parameters are derived based on the 4 x 10(6) electrons collected in the second measurement campaign of KATRIN in 2019. In addition, constraints on selected types of interactions are investigated, thereby exploring the potential of KATRIN to search for more specific new physics cases, including a right-handed W boson, a charged Higgs boson, or leptoquarks.

That neutrinos carry a nonvanishing rest mass is evidence of physics beyond the Standard Model of elementary particles. Their absolute mass holds relevance in fields from particle physics to cosmology. We report on the search for the effective electron antineutrino mass with the KATRIN experiment. KATRIN performs precision spectroscopy of the tritium β-decay close to the kinematic endpoint. On the basis of the first five measurement campaigns, we derived a best-fit value of m ν 2 = − 0.14 − 0.15 + 0.13 eV 2 , resulting in an upper limit of m ν < 0.45 eV at 90% confidence level. Stemming from 36 million electrons collected in 259 measurement days, a substantial reduction of the background level, and improved systematic uncertainties, this result tightens KATRIN’s previous bound by a factor of almost two.

Abstract The projected sensitivity of the effective electron neutrino-mass measurement with the KATRIN experiment is below 0.3 eV (90 % CL) after 5 years of data acquisition. The sensitivity is affected by the increased rate of the background electrons from KATRIN’s main spectrometer. A special shifted-analysing-plane (SAP) configuration was developed to reduce this background by a factor of two. The complex layout of electromagnetic fields in the SAP configuration requires a robust method of estimating these fields. We present in this paper a dedicated calibration measurement of the fields using conversion electrons of gaseous $$^\textrm{83m}$$ 83m Kr, which enables the neutrino-mass measurements in the SAP configuration.

The Karlsruhe Tritium Neutrino (KATRIN) experiment measures the tritium & beta;-spectrum close to the maximum decay energy to achieve the value of the electron-antineutrino mass with a sensitivity of 0.2 eV/c2 (90% confidence level). Since only a small fraction of the decay electrons carries nearly all the energy, a high luminous tritium source, with its supporting infrastructure facilities, is necessary.Since the start of the tritium operation of KATRIN back in May 2018, more than 600 days of 24/7 measuring campaigns with a total tritium throughput of & AP;18.1 kg and a tritium concentration >95% have been conducted. Despite several technical issues occurring during the run time, the necessary reliable supply of tritium was provided. This contribution will give an overview of the current operational conditions of the Tritium Laboratory Karlsruhe tritium facilities involved, as well as the relevant technical, analytical, and administrative procedures implemented. Furthermore, an analysis will be given for system and component malfunctions in the tritium loop as well as the associated actions for problem-solving and repair. In addition, an end-of-life investigation for the component failure will be presented.

The fact that neutrinos carry a non-vanishing rest mass is evidence of physics beyond the Standard Model of elementary particles. Their absolute mass bears important relevance from particle physics to cosmology. In this work, we report on the search for the effective electron antineutrino mass with the KATRIN experiment. KATRIN performs precision spectroscopy of the tritium $\beta$-decay close to the kinematic endpoint. Based on the first five neutrino-mass measurement campaigns, we derive a best-fit value of $m_\nu^{2} = {-0.14^{+0.13}_{-0.15}}~\mathrm{eV^2}$, resulting in an upper limit of $m_\nu < {0.45}~\mathrm{eV}$ at 90 % confidence level. With six times the statistics of previous data sets, amounting to 36 million electrons collected in 259 measurement days, a substantial reduction of the background level and improved systematic uncertainties, this result tightens KATRIN's previous bound by a factor of almost two.

In this work we present a keV-scale sterile-neutrino search with a low-tritium-activity data set of the KATRIN experiment, acquired in a commissioning run in 2018. KATRIN performs a spectroscopic measurement of the tritium -decay spectrum with the main goal of directly determining the effective electron anti-neutrino mass. During this commissioning phase a lower tritium activity facilitated the measurement of a wider part of the tritium spectrum and thus the search for sterile neutrinos with a mass of up to 1.6 keV . We do not find a signal and set an exclusion limit on the sterile-to-active mixing amplitude of sin ^2θ < 5× 10^-4 ( 95% C.L.) at a mass of 0.3 keV. This result improves current laboratory-based bounds in the sterile-neutrino mass range between 0.1 and 1.0 keV.

Some extensions of the Standard Model of Particle Physics allow for Lorentz invariance and Charge-Parity-Time (CPT)-invariance violations. In the neutrino sector strong constraints have been set by neutrino-oscillation and time-of-flight experiments. However, some Lorentz-invariance-violating parameters are not accessible via these probes. In this work, we focus on the parameters $(a_{\text{of}}^{(3)})_{00}$, $(a_{\text{of}}^{(3)})_{10}$ and $(a_{\text{of}}^{(3)})_{11}$ which would manifest themselves in a non-isotropic beta-decaying source as a sidereal oscillation and an overall shift of the spectral endpoint. Based on the data of the first scientific run of the KATRIN experiment, we set the first limit on $\left|(a_{\text{of}}^{(3)})_{11}\right|$ of $<3.7\cdot10^{-6}$ GeV at 90\% confidence level. Moreover, we derive new constraints on $(a_{\text{of}}^{(3)})_{00}$ and $(a_{\text{of}}^{(3)})_{10}$.

The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to measure a high-precision integral spectrum of the endpoint region of T-2 beta decay, with the primary goal of probing the absolute mass scale of the neutrino. After a first tritium commissioning campaign in 2018, the experiment has been regularly running since 2019, and in its first two measurement campaigns has already achieved a sub-eV sensitivity. After 1000 days of data-taking, KATRIN's design sensitivity is 0.2 eV at the 90% confidence level. In this white paper we describe the current status of KATRIN; explore prospects for measuring the neutrino mass and other physics observables, including sterile neutrinos and other beyond-Standard-Model hypotheses; and discuss research-and-development projects that may further improve the KATRIN sensitivity.

The goal of the KArlsruhe TRItrium Neutrino (KATRIN) experiment is the determination of the effective electron antineutrino mass with a sensitivity of 0.2 eV/c$^2$ at 90% C.L. This goal can only be achieved with a very low background level in the order of 0.01 counts per second. A possible background source is $\alpha$-decays on the inner surface of the KATRIN Main Spectrometer. Two $\alpha$-sources, $^{223}$Ra and $^{228}$Th, were installed at the KATRIN Main Spectrometer with the purpose of temporarily increasing the background in order to study $\alpha$-decay induced background processes. In this paper, we present a possible background generation mechanism and measurements performed with these two radioactive sources. Our results show a clear correlation between $\alpha$-activity on the inner spectrometer surface and background from the volume of the spectrometer. Two key characteristics of the Main Spectrometer background -the dependency on the inner electrode offset potential, and the radial distribution - could be reproduced with this artificially induced background. These findings indicate a high contribution of $\alpha$-decay induced events to the residual KATRIN background.

We present the results of the light sterile neutrino search from the second Karlsruhe Tritium Neutrino (KATRIN) measurement campaign in 2019. Approaching nominal activity, 3.76 x 10(6) tritium ss-electrons are analyzed in an energy window extending down to 40 eV below the tritium end point at E-0 = 18.57 keV. We consider the 3 nu + 1 framework with three active and one sterile neutrino flavors. The analysis is sensitive to a fourth mass eigenstate m(4)(2) less than or similar to 1600 eV(2) and active-to-sterile mixing |U-e4|(2) greater than or similar to 6 x 10(-3). As no sterile-neutrino signal was observed, we provide improved exclusion contours on m(4)(2) and |U-e4|(2) at 95% C.L. Our results supersede the limits from the Mainz and Troitsk experiments. Furthermore, we are able to exclude the large Delta m(41)(2) solutions of the reactor antineutrino and gallium anomalies to a great extent. The latter has recently been reaffirmed by the BEST Collaboration and could be explained by a sterile neutrino with large mixing. While the remaining solutions at small Delta m(41)(2) are mostly excluded by short-baseline reactor experiments, KATRIN is the only ongoing laboratory experiment to be sensitive to relevant solutions at large Delta m(41)(2) through a robust spectral shape analysis.

We report on the direct search for cosmic relic neutrinos using data acquired during the first two science campaigns of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity molecular tritium gas source are analyzed by a high-resolution MAC-E filter around the end point at 18.57 keV. The analysis is sensitive to a local relic neutrino overdensity ratio of η<9.7×10^{10}/α (1.1×10^{11}/α) at a 90% (95%) confidence level with α=1 (0.5) for Majorana (Dirac) neutrinos. A fit of the integrated electron spectrum over a narrow interval around the end point accounting for relic neutrino captures in the tritium source reveals no significant overdensity. This work improves the results obtained by the previous neutrino mass experiments at Los Alamos and Troitsk. We furthermore update the projected final sensitivity of the KATRIN experiment to η<1×10^{10}/α at 90% confidence level, by relying on updated operational conditions.

Author(s): Aker, M; Altenmuller, K; Beglarian, A; Behrens, J; Berlev, A; Besserer, U; Bieringer, B; Blaum, K; Block, F; Bornschein, B; Bornschein, L; Bottcher, M; Brunst, T; Caldwell, TS; La Cascio, L; Chilingaryan, S; Choi, W; Diaz Barrero, D; Debowski, K; Deffert, M; Descher, M; Doe, PJ; Dragoun, O; Drexlin, G; Dyba, S; Edzards, F; Eitel, K; Ellinger, E; Engel, R; Enomoto, S; Fedkevych, M; Felden, A; Formaggio, JA; Frankle, FM; Franklin, GB; Friedel, F; Fulst, A; Gauda, K; Gil, W; Gluck, F; Grossle, R; Gumbsheimer, R; Hohn, T; Hannen, V; Hausmann, N; Helbing, K; Hickford, S; Hiller, R; Hillesheimer, D; Hinz, D; Houdy, T; Huber, A; Jansen, A; Kollenberger, L; Karl, C; Kellerer, J; Kippenbrock, L; Klein, M; Kopmann, A; Korzeczek, M; Kovalik, A; Krasch, B; Krause, H; Lasserre, T; Le, TL; Lebeda, O; Lehnert, B; Lokhov, A; Lopez Poyato, JM; Muller, K; Machatschek, M; Malcherek, E; Mark, M; Marsteller, A; Martin, EL; Melzer, C; Mertens, S; Niemes, S; Oelpmann, P; Osipowicz, A; Parno, DS; Poon, AWP; Priester, F; Rollig, M; Rottele, C | Abstract: We report on the dataset, data handling, and detailed analysis techniques of the first neutrino-mass measurement by the Karlsruhe Tritium Neutrino (KATRIN) experiment, which probes the absolute neutrino-mass scale via the β-decay kinematics of molecular tritium. The source is highly pure, cryogenic T2 gas. The β electrons are guided along magnetic field lines toward a high-resolution, integrating spectrometer for energy analysis. A silicon detector counts β electrons above the energy threshold of the spectrometer, so that a scan of the thresholds produces a precise measurement of the high-energy spectral tail. After detailed theoretical studies, simulations, and commissioning measurements, extending from the molecular final-state distribution to inelastic scattering in the source to subtleties of the electromagnetic fields, our independent, blind analyses allow us to set an upper limit of 1.1 eV on the neutrino-mass scale at a 90% confidence level. This first result, based on a few weeks of running at a reduced source intensity and dominated by statistical uncertainty, improves on prior limits by nearly a factor of two. This result establishes an analysis framework for future KATRIN measurements, and provides important input to both particle theory and cosmology.

We report on the light sterile neutrino search from the first four-week science run of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are analyzed by a high-resolution MAC-E filter down to 40 eV below the endpoint at 18.57 keV. We consider the framework with three active neutrinos and one sterile neutrino. The analysis is sensitive to the mass, m_{4}, of the fourth mass state for m_{4}^{2}≲1000  eV^{2} and to active-to-sterile neutrino mixing down to |U_{e4}|^{2}≳2×10^{-2}. No significant spectral distortion is observed and exclusion bounds on the sterile mass and mixing are reported. These new limits supersede the Mainz results for m_{4}^{2}≲1000  eV^{2} and improve the Troitsk bound for m_{4}^{2}<30  eV^{2}. The reactor and gallium anomalies are constrained for 100<Δm_{41}^{2}<1000  eV^{2}.

The KArlsruhe TRItium Neutrino (KATRIN) experiment, which aims to make a direct and model-independent determination of the absolute neutrino mass scale, is a complex experiment with many components. More than 15 years ago, we published a technical design report (TDR) [1] to describe the hardware design and requirements to achieve our sensitivity goal of 0.2 eV at 90% C.L. on the neutrino mass. Since then there has been considerable progress, culminating in the publication of first neutrino mass results with the entire beamline operating [2]. In this paper, we document the current state of all completed beamline components (as of the first neutrino mass measurement campaign), demonstrate our ability to reliably and stably control them over long times, and present details on their respective commissioning campaigns.

The KArlsruhe TRItium Neutrino experiment (KATRIN) aims to measure the effective electron anti-neutrino mass with an unprecedented sensitivity of 0.2 eV/c2, using β-electrons from tritium decay. The electrons are guided magnetically by a system of superconducting magnets through a vacuum beamline from the windowless gaseous tritium source through differential and cryogenic pumping sections to a high resolution spectrometer and a segmented silicon pin detector. At the same time tritium gas has to be prevented from entering the spectrometer. Therefore, the pumping sections have to reduce the tritium flow by more than 14 orders of magnitude. This paper describes the measurement of the reduction factor of the differential pumping section performed with high purity tritium gas during the first measurement campaigns of the KATRIN experiment. The reduction factor results are compared with previously performed simulations, as well as the stringent requirements of the KATRIN experiment.

The Karlsruhe Tritium Neutrino (KATRIN) experiment aims to determine the effective mass of the electron antineutrino by investigating the tritium β-spectrum close to the energetic endpoint. To achieve this, there are stringent and challenging requirements on the stability of the gaseous tritium source. The tritium loop system has the task to provide the <0.1 % stabilized flow rate of tritium gas into the KATRIN source with a throughput of 40 g/day and a tritium purity>95 %. KATRIN started full tritium operation in early 2019. This paper focusses on the observed radiochemical effects and confirms that non-negligible quantities during initial tritium operation have to be expected.

AbstractThe KATRIN experiment is designed for a direct and model-independent determination of the effective electron anti-neutrino mass via a high-precision measurement of the tritium $$\upbeta $$ β -decay endpoint region with a sensitivity on $$m_\nu $$ m ν of 0.2 $$\hbox {eV}/\hbox {c}^2$$ eV / c 2 (90% CL). For this purpose, the $$\upbeta $$ β -electrons from a high-luminosity windowless gaseous tritium source traversing an electrostatic retarding spectrometer are counted to obtain an integral spectrum around the endpoint energy of 18.6 keV. A dominant systematic effect of the response of the experimental setup is the energy loss of $$\upbeta $$ β -electrons from elastic and inelastic scattering off tritium molecules within the source. We determined the energy-loss function in-situ with a pulsed angular-selective and monoenergetic photoelectron source at various tritium-source densities. The data was recorded in integral and differential modes; the latter was achieved by using a novel time-of-flight technique. We developed a semi-empirical parametrization for the energy-loss function for the scattering of 18.6-keV electrons from hydrogen isotopologs. This model was fit to measurement data with a 95% $$\hbox {T}_2$$ T 2 gas mixture at 30 K, as used in the first KATRIN neutrino-mass analyses, as well as a $$\hbox {D}_2$$ D 2 gas mixture of 96% purity used in KATRIN commissioning runs. The achieved precision on the energy-loss function has abated the corresponding uncertainty of $$\sigma (m_\nu ^2)< {{10}^{-2}}{\hbox {eV}^{2}}$$ σ ( m ν 2 ) < 10 - 2 eV 2 [1] in the KATRIN neutrino-mass measurement to a subdominant level.