Customized beam shaping has a wide range of applications from visible light to hard X-rays. While laser beam shaping has matured over recent decades, enabling breakthroughs in optical communication, optical tweezers, and advanced microscopy, extending these techniques to high-brightness X-ray sources could significantly enhance synchrotron applications such as macromolecular crystallography, spectroscopy, and high-resolution imaging. However, X-ray beam shaping remains challenging due to limitations in the available optics and the finite phase-space of synchrotron sources. We introduce a novel method that exploits the monochromatic angular spectrum of undulator radiation combined with the compound refractive lenses (CRLs) to produce a variable circular focal spot with a top-hat intensity profile. By fine-tuning the undulator gap and monochromator settings, this approach enables dynamic control of the spatial beam profile while preserving continuous energy tunability within the limits imposed by the optical configuration and experimental conditions. This technique delivers flexible beam shaping without requiring complex new optical designs, construction, or operational overhead. This method has been successfully demonstrated on a macromolecular crystallography beamline at the Diamond Light Source (DLS), confirming its practicality, adaptability, and potential for widespread adoption in synchrotron-based research.
A study on the thermal load of cryogenically cooled silicon in synchrotron double-crystal monochromators is presented, based on experimental data from four different beamlines at Diamond Light Source. Different amounts of power are deposited on the first monochromator crystal by varying the storage ring current. The resulting crystal deformation causes a decline in the diffraction efficiency when power and power density are above threshold values. The results are compatible with an analytical model of thermo-mechanical deformation. Acceptable monochromator heat load values are determined with this model, to ensure optimal function of the monochromator. This model, previously tested against finite element analyses, is now validated against measured data and it will be used as a tool for initial analysis of monochromator performance on upgraded photon sources.
Multilayer monochromators offer substantial advantages over traditional crystal-based monochromators. By integrating a multilayer structure, these monochromators can efficiently deliver a high photon flux density and speed up the data acquisition processes, thereby significantly enhancing synchrotron-based experiments. This study focuses on advancing the development of multilayer optics used for the monochromator upgrade of the KMX I24 beamline at the Diamond Light Source. The multilayer monochromator is designed to operate optimally at energies of 12.4 keV and 22.4 keV to maximize the flux. Two multilayer systems including NiV/B 4 C and Ru/B 4 C are fabricated using the newly developed Multilayer Deposition System at the Diamond Light Source under the optimized condition. Results indicate that replacing Ni with NiV improves the sputtering stability and interface roughness, while reactive sputtering of Ru/B 4 C enhances the interface quality of the multilayer. A reflectivity of 92.8% and 89.2% is achieved at 8.048 keV for a 150-bilayer of NiV/B 4 C and a 70-bilayer of Ru/B 4 C, respectively.
Multilayer monochromators are crucial optical elements for monochromatizing intense X‐ray beams in applications demanding high photon flux with moderate energy resolution. Achieving high‐performance multilayer monochromators requires optimizing multilayer parameters, using high‐quality substrates, and precisely controlling the deposition process to ensure high reflectivity and eliminate stripe artifacts. This paper presents the design and development, and characterization of double multilayer monochromators (DMM). These coatings are deposited using an optimized mask design to ensure <0.3% sagittal thickness uniformity and employing reactive sputtering in nitrogen gas (N 2 ) ‐ to enhance multilayer reflectivity. A high reflectivity of 88.7% at 14.0 keV and 85.6% at 22.4 keV is achieved. Furthermore, stripe‐free imaging is achieved in double‐reflection geometry via the use of high‐quality substrates produced using the in‐house ion beam figuring machine. These findings offer valuable insights for developing high‐performance DMMs, paving the way for the next generation of synchrotron optics and instruments.
Maximizing the performance of crystal monochromators is a key aspect in the design of beamline optics for diffraction-limited synchrotron sources. Temperature and deformation of cryo-cooled crystals, illuminated by high-power beams of X-rays, can be estimated with a purely analytical model. The analysis is based on the thermal properties of cryo-cooled silicon crystals and the cooling geometry. Deformation amplitudes can be obtained, quickly and reliably. In this article the concept of threshold power conditions is introduced and defined analytically. The contribution of parameters such as liquid-nitrogen cooling efficiency, thermal contact conductance and interface contact area of the crystal with the cooling base is evaluated. The optimal crystal illumination and the base temperature are inferred, which help minimize the optics deformation. The model has been examined using finite-element analysis studies performed for several beamlines of the Diamond-II upgrade.
VMXm joins the suite of operational macromolecular crystallography beamlines at Diamond Light Source. It has been designed to optimize rotation data collections from protein crystals less than 10 µm and down to below 1 µm in size. The beamline has a fully focused beam of 0.3 × 2.3 µm (vertical × horizontal) with a tuneable energy range (6–28 keV) and high flux (1.6 × 1012 photons s−1 at 12.5 keV). The crystals are housed within a vacuum chamber to minimize background scatter from air. Crystals are plunge-cooled on cryo-electron microscopy grids, allowing much of the liquid surrounding the crystals to be removed. These factors improve the signal-to-noise during data collection and the lifetime of the microcrystals can be prolonged by exploiting photoelectron escape. A novel in vacuo sample environment has been designed which also houses a scanning electron microscope to aid with sample visualization. This combination of features at VMXm allows measurements at the physical limits of X-ray crystallography on biomacromolecules to be explored and exploited.
Angle-resolved photoemission spectroscopy (ARPES) is a powerful method for measuring the electronic band structure of solids. Diamond Light Source is planning to build a multibend-achromat (MBA) synchrotron – Diamond-II - which will provide an almost diffraction-limited photon source in the vacuum-ultraviolet photon energy range. The improved emittance and higher coherence of MBA synchrotrons means that samples with features smaller than 1 µm can be readily studied using ARPES, provided the beamline is designed to take full advantage of the new photon source. We have developed an analytical method for optimising the optical design of a future Nano-ARPES beamline for Diamond-II. Our method enables one to explore large regions of parameter space for a beamline design in an unbiased and systematic way, with minimal requirements on computing power. We believe that the analytical method presented here will be a useful tool for synchrotron beamline designers, as it allows many beamline characteristics to be simulated quickly while working within any practical limitations.
Crystal monochromators are often the primary optics in hard X-ray synchrotron beamlines. Management of power load is central to their design. Strict requirements on stability and deformation are to be met, as new-generation synchrotron sources deliver brighter beams of X-rays. This article sets out to illustrate an overall picture of the deformation caused by heat load in a cryo-cooled Si crystal monochromator using first principles. A theoretical model has been developed to predict the temperature distribution and surface deformation by applying intrinsic properties of Si material and the cooling system parameters. The model explains the universal behaviour of crystal slope error versus absorbed power; it has been benchmarked against experimental data and used to interpret finite-element analysis of cryogenically cooled crystals.
A method to simulate beam properties observed at the beamline sample-point in the presence of motion of optical components has been developed at Diamond Light Source. A series of stationary ray-tracing simulations are used to model the impact on the beam stability caused by dynamic motion of optical elements. Ray-tracing simulations using SHADOW3 in OASYS, completed over multiple iterations and stitched together, permit the modelling of a pseudo-dynamic beamline. As beamline detectors operating at higher frequencies become more common, beam stability is crucial. Synchrotron ring upgrades to low-emittance lattices require increased stability of beamlines in order to conserve beam brightness. By simulating the change in beam size and position, an estimate of the impact the motion of various components have on stability is possible. The results presented in this paper focus on modelling the physical vibration of optical elements. Multiple beam parameters can be analysed in succession without manual input. The simulation code is described and the initial results obtained are presented. This method can be applied during beamline design and operation for the identification of optical elements that may introduce large errors in the beam properties at the sample-point.
The Hard X-ray Nanoprobe beamline, I14, at Diamond Light Source is a new facility for nanoscale microscopy. The beamline was designed with an emphasis on multi-modal analysis, providing elemental mapping, speciation mapping by XANES, structural phase mapping using nano-XRD and imaging through differential phase contrast and ptychography. The 185 m-long beamline operates over a 5 keV to 23 keV energy range providing a ≤50 nm beam size for routine user experiments and a flexible scanning system allowing fast acquisition. The beamline achieves robust and stable operation by imaging the source in the vertical direction and implementing horizontally deflecting primary optics and an overfilled secondary source in the horizontal direction. This paper describes the design considerations, optical layout, aspects of the hardware engineering and scanning system in operation as well as some examples illustrating the beamline performance.
Ptychography is a scanning coherent diffraction imaging technique which provides high resolution imaging and complete spatial information of the complex electric field probe and sample transmission function. Its ability to accurately determine the illumination probe has led to its use at modern synchrotrons and free-electron lasers as a wavefront-sensing technique for optics alignment, monitoring and correction. Recent developments in the ptychography reconstruction process now incorporate a modal decomposition of the illuminating probe and relax the restriction of using sources with high spatial coherence. In this article a practical implementation of hard X-ray ptychography from a partially coherent X-ray source with a large number of modes is demonstrated experimentally. A strongly diffracting Siemens star test sample is imaged using the focused beam produced by either a Fresnel zone plate or beryllium compound refractive lens. The recovered probe from each optic is back propagated in order to plot the beam caustic and determine the precise focal size and position. The power distribution of the reconstructed probe modes also allows the quantification of the beams coherence and is compared with the values predicted by a Gaussian-Schell model and the optics exit intensity.
Nanofocusing compound refractive lenses (CRLs) have short focal lengths and hence require many refracting surfaces to be lined up along the optical axis. The usual spherical or parabolic refracting surfaces introduce aberrations that, in a long CRL, will pile up and lead to unacceptable focal broadening. It has long been known in optics, though not widely in the X-ray synchrotron community, that the ideal lens surface for focusing a point source into a point image lies on a quartic polynomial curve called a Cartesian oval [1]. This is here shown to apply even to the refracting surfaces on the downstream end of a CRL, which accept rays that are already converging toward a focus and bend them toward a new, closer focal point [2]. The following treatment summarizes results recently published [3]. Basic properties of Cartesian ovals will be covered and analytical methods of calculating them will be provided. An "X-ray" approximation of the Cartesian oval will be given for the case of small change in refractive index across the surface, since in this case the general analytical solution becomes numerically unstable. Finally, approximate conic sections will be derived for the paraxial limit. The development of nanofocusing CRLs with large aperture may be guided by these calculations once the technology for fabricating refracting surfaces advances sufficiently.
Refraction through curved surfaces, reflection from curved mirrors in grazing incidence, and diffraction from Fresnel zone plates are key hard x-ray focusing mechanisms. In this article, we present materials used for refractive x-ray lenses. Important properties of such x-ray lenses include focusing strength, shape, and the material’s homogeneity and absorption coefficient. Both the properties of the initial material and the fabrication process result in a lens with imperfections, which can lead to unwanted wavefront distortions. Different fabrication methods for one-dimensional and two-dimensional focusing lenses are presented, together with the respective benefits and inconveniences that are mostly due to shape fidelity. Different materials and material grades have been investigated in terms of their homogeneity and the absence of inclusions. Single-crystalline materials show high homogeneity, but suffer from unwanted diffracted radiation, which can be avoided using amorphous materials. Finally, we show that shape imperfections can be corrected using a correction lens.
The shapes of single lens surfaces capable of focusing divergent and collimated beams without aberration have already been calculated. However, nanofocusing compound refractive lenses (CRLs) require many consecutive lens surfaces. Here a theoretical example of an X-ray nanofocusing CRL with 48 consecutive surfaces is studied. The surfaces on the downstream end of this CRL accept X-rays that are already converging toward a focus, and refract them toward a new focal point that is closer to the surface. This case, so far missing from the literature, is treated here. The ideal surface for aberration-free focusing of a convergent incident beam is found by analytical computation and by ray tracing to be one sheet of a Cartesian oval. An `X-ray approximation' of the Cartesian oval is worked out for the case of small change in index of refraction across the lens surface. The paraxial approximation of this surface is described. These results will assist the development of large-aperture CRLs for nanofocusing.
Brilliant beams of hard x-rays, with geometrical cross-sections below 50×50 nm2, are a standard research tool for synchrotron users. With the advent of lower emittance sources, such as NSLSII, Petra III and Max IV, and planned upgraded lattices, such as APS-2, SPING8-II, ESRF II and DLS II, nanofocusing optics operating in transmission mode will become more competitive than they are currently. In general, they suffer from lower efficiency than reflective optics, however they often have easier set-up and alignment, combined with a smaller footprint. Fabrication and exploitation of ultra-short focal refractive lenses has not witnessed the same progress in the last decade as other optics, such as multilayer mirrors and multilayer Laue lenses. This paper reports on current status of high-resolution lithography for fabricating silicon lenses and on proposed designs for a new class of refractive lenses with zero aberrations and good efficiency. The new designs are created with geometrical parameters matching the spatial resolution achieved by modern lithography and silicon etch technology.
The short wavelength of X-rays makes them an excellent choice for probing materials on the nanometer scale and for crystallography of sub-micrometer crystallites. The objective of nanofocusing optics is to produce a small, focused beam size in order to obtain the highest X-ray flux on a small sample or as a fine spatial probe. Achieving nanometer-scale focused X-ray beam sizes puts great demands on the optical elements in an X-ray beamline—the optics must balance the requirements to de-magnify the electron beam X-ray source, to reduce the diffraction-limited focus size, and to minimize the contribution to the focus of aberrations in the optics while collecting the maximum X-ray flux into the focused beam. These requirements dictate that an extreme demagnifying geometry should be employed and that high-specification optical elements must be used. Nanofocusing optics has often been added as an upgrade to existing beamlines at Diamond, extending the range of science that can be carried out. Extreme nanofocusing also forms the basis of new beamlines at Diamond, such as the nanoprobe beamline (I14), which aims to provide sub-30-nm-dimension focused X-ray beams for mapping samples at high spatial resolution. The demand for nanometer-scale diffraction-limited X-ray beams is expected to grow at Diamond and requires corresponding advances in X-ray optics to exploit the present source and future lower emittance storage ring sources; for example, the proposed Diamond II upgrade, projected to give a factor 20 emittance reduction.
Grazing incidence mirrors are used on most X-ray synchrotron beamlines to focus, collimate or suppress harmonics. Increasingly beamline users are demanding variable beam shapes and sizes at the sample position. We have now developed a new concept to rapidly vary the beam size and shape of a focused X-ray beam. The surface of an elliptically figured mirror is divided into a number of laterally separated lanes, each of which is given an additional longitudinal height profile calculated to shape the X-ray beam to a top-hat profile in the focal plane. We have now fabricated two prototype mirrors and present the results of metrology tests and measurements made with one of the mirrors focusing the X-rays on a synchrotron beamline. We envisage that such mirrors could be widely applied to rapid beam-size switching on many synchrotron beamlines.
We treat the problem of defining the ideal x-ray refractive lens design for point focusing of low emittance x-ray beams at third- and fourth-generation synchrotron sources. The task is accomplished by using Fermat's principle to define a lens shape that is completely free from geometrical aberrations. Current microfabrication resolution limits are identified, and a design that tolerates the inherent fabrication imperfections is proposed. The refractive lens design delivers nanometer-sized focused x-ray beams and is compatible with current microfabrication techniques.
Grazing incidence mirrors are a standard optic for focusing X-rays. Active mirrors, whose surface profile can be finely adjusted, allow control of beam shape and size at the sample. However, progress towards their routine use for beam shaping has been hampered by the strong striations in reflected beams away from the focal plane. Re-entrant (partly concave and partly convex) surface modifications are proposed for shaping X-ray beams to a top-hat in the focal plane while reducing the striations caused by unavoidable polishing errors. A method for constructing such surfaces with continuous height and slope (but only piecewise continuous curvature) will be provided. Ray tracing and wave propagation calculations confirm its effectiveness. A mirror system is proposed allowing vertical beam sizes in the range 0.5 to 10μm. A prototype will be fabricated and is expected to have applications on many synchrotron X-ray beamlines.