An effective action for NS5-branes coupled to supergravity is used to derive the full 10d form of horizon-free BPS solutions of fivebranes carrying momentum waves, including both transverse scalar and internal gauge excitations of the branes. When internal modes are highly excited, we find solutions that plausibly mediate the transition between the Coulomb phase of NS5-branes and the black hole phase. We also compute the two-point functions of fivebrane density fluctuations and of gravitons absorbed by the branes. Finally, we begin an exploration of near-BPS perturbations of the fivebrane ensemble, and propose the use of the brane+bulk effective action as a tool to explore the black hole phase, even in the AdS decoupling limit.

Effective field theories break down inside large black holes on macroscopic scales when tidal forces are string-sized. If r0 is the horizon radius and α′ is the square of the string scale, the 4D Schwarzschild interior is strongly curved at (r0α′)1/3. Infalling massless probes that reach this scale stretch and become excited strings. I generalize this picture for a wide class of black hole solutions in string theory. For the black hole dual to the large-N BFSS model in a thermal state, and denoting ℓP the Planck length, tidal forces are stringy at r_0(r_0/N^1/3ℓ_P)^3/11 , which is greater than the scale where string perturbation theory breaks down for sufficiently large r0/ℓP. For 4D Kerr, there is a range of spin parameters for which the inner horizon is to the future of the scale of stringy curvature. These results specify the portion of black hole interior solutions where effective field theory can be used; beyond these scales, one must resort to other methods.

We study ensembles of 1/2-BPS bound states of fundamental strings and NS-fivebranes (NS5-F1 states) in the AdS decoupling limit. We revisit a solution corresponding to an ensemble average of these bound states, and find that the appropriate duality frame for describing the near-source structure is the T-dual NS5-P frame, where the bound state is a collection of momentum waves on the fivebranes. We find that the fivebranes are generically well-separated; this property results in the applicability of perturbative string theory. The geometry sourced by the typical microstate is not close to that of an extremal non-rotating black hole; instead the fivebranes occupy a ball whose radius is parametrically much larger than the "stretched horizon" scale of the corresponding black hole. These microstates are thus better characterized as BPS fivebrane stars than as small black holes. When members of the ensemble spin with two fixed angular potentials about two orthogonal planes, we find that the spherical ball of the non-rotating ensemble average geometry deforms into an ellipsoid. This contrasts with ring structures obtained when fixing the angular momenta instead of the angular potentials; we trace this difference of ensembles to large fluctuations of the angular momentum in the ensemble of fixed angular potential.

In the context of the black hole/string transition, it is useful to produce Euclidean string backgrounds representing hot and self-gravitating strings. We utilise analytical and numerical methods to find a smooth, stationary rotating solution in the heterotic string theory at high temperatures. The solution describes a spinning winding-momentum condensate living in three non-compact dimensions, and its backreaction on the thermal cycle. At low temperatures, we expect a transition between our solution to an analytical continuation of an axionic Kerr black hole.

We investigate quantum fluctuations of metric components in coherent 1/2-BPS bound states of $n_1$ fundamental strings and $n_5$ NS5-branes. The leading order contribution in an expansion in $1/(n_1n_5)$ is calculated via a combination of analytical and numerical methods. We find that the fluctuations are small away from a tiny distance from the source, comparable to the 6d Planck scale. Comparing this result with an analysis in the literature of fluctuations in the maximally mixed state, we conclude that the large fluctuations previously found for the latter are statistical rather than quantum in nature, and that perturbative string theory provides an accurate description of these backgrounds.

Abstract We show that the entropy of strings that wind around the Euclidean time circle is proportional to the Noether charge associated with translations along the T-dual time direction. We consider an effective target-space field theory which includes a large class of terms in the action with various modes, interactions and α′ corrections. The entropy and the Noether charge are shown to depend only on the values of fields at the boundary of space. The classical entropy, which is proportional to the inverse of Newton’s constant, is then calculated by evaluating the appropriate boundary term for various geometries with and without a horizon. We verify, in our framework, that for higher-curvature pure gravity theories, the Wald entropy of static neutral black hole solutions is equal to the entropy derived from the Gibbons-Hawking boundary term. We then proceed to discuss horizonless geometries which contain, due to the back-reaction of the strings and branes, a second boundary in addition to the asymptotic boundary. Near this “punctured” boundary, the time-time component of the metric and the derivatives of its logarithm approach zero. Assuming that there are such non-singular solutions, we identify the entropy of the strings and branes in this geometry with the entropy of the solution to all orders in α′. If the asymptotic region of an α′-corrected neutral black hole is connected through the bulk to a puncture, then the black hole entropy is equal to the entropy of the strings and branes. Later, we discuss configurations similar to the charged black p-brane solutions of Horowitz and Strominger, with the second boundary, and show that, to leading order in the α′ expansion, the classical entropy of the strings and branes is equal exactly to the Bekenstein-Hawking entropy. This result is extended to a configuration that asymptotes to AdS.

In string theory, a thermal state is described by compactifying Euclidean time on a thermal circle $$ {S}_{\beta}^1 $$ , of fixed circumference. However, this circumference is a dynamical field which could vary in space, therefore thermal equilibrium is not guaranteed. We discuss a thermal state of type II string theory near and above the Hagedorn temperature and show that the circumference of the thermal circle can indeed be fixed and stabilized in the presence of a uniform isotropic flux. We solve the equations of motion derived from an action that reproduces the tree-level string S-matrix. We find solutions with the topologies of $$ {S}_{\beta}^1 $$ × S2 × $$ \mathcal{M} $$ d−2 at a fixed temperature, which include a space-filling winding-mode condensate and a uniform Neveu-Schwarz Neveu-Schwarz flux supported on $$ {S}_{\beta}^1 $$ × S2. The solutions that we find have either a linear dilaton or a constant dilaton, in which case, we find solutions with either a cosmological constant or a Ramond-Ramond flux. We then compare our solutions to the cigar and cylinder backgrounds associated with the SL(2, ℝ)/U(1) coset theory, which include a winding-mode condensate but without flux. We also compare and contrast our solutions with the non-uniform Horowitz-Polchinski solution, which also possesses a winding-mode condensate and is characterized by an approximate thermal equilibrium near the Hagedorn temperature.

A bstract We consider the backreaction of the winding condensate on the cigar background. We focus on the case of the SL(2 , ℝ) k / U(1) cigar associated with, e.g., the near-horizon limit of k NS5 black-branes. We solve the equations of motion numerically in the large k limit as a function of the amplitude, A , of the winding mode at infinity. We find that there is a critical amplitude, A c = exp(− γ/ 2), that admits a critical solution. In string theory, the exact SL(2 , ℝ) k / U(1) cigar CFT fixes completely the winding amplitude, A s , at infinity. We find that in the large k limit there is an exact agreement, A c = A s . The critical solution is a cigar with a puncture at its tip; consequently, the black-hole entropy is carried entirely by the winding condensate. We argue that, in the Lorentzian case, the information escapes the black hole through this puncture.

We discuss interacting, closed, bosonic and superstrings in thermal equilibrium at temperatures close to the Hagedorn temperature in flat space. We calculate S-matrix elements of the strings at the Hagedorn temperature and use them to construct a low-energy effective action for interacting strings near the Hagedorn temperature. We show, in particular, that the four-point amplitude of massless winding modes leads to a positive quartic interaction. Furthermore, the effective field theory has a generalized conformal structure, namely, it is conformally invariant when the temperature is assigned an appropriate scaling dimension. Then, we show that the equations of motion resulting from the effective action possess a winding-mode-condensate background solution above the Hagedorn temperature and present a worldsheet conformal field theory, similar to a Sine-Gordon theory, that corresponds to this solution. We find that the Hagedorn phase transition in our setup is second order, in contrast to a first-order transition that was found previously in different setups.

Abstract We calculate the entropy of an asymptotically Schwarzschild black hole, using an effective field theory of winding modes in type II string theory. In Euclidean signature, the geometry of the black hole contains a thermal cycle which shrinks towards the horizon. The light excitations thus include, in addition to the metric and the dilaton, also the winding modes around this cycle. The winding modes condense in the near-horizon region and source the geometry of the thermal cycle. Using the effective field theory action and standard thermodynamic relations, we show that the entropy, which is also sourced by the winding modes condensate, is exactly equal to the Bekenstein-Hawking entropy of the black hole. We then discuss some properties of the winding mode condensate and end with an application of our method to an asymptotically linear-dilaton black hole.

We show that the state of the Hawking radiation emitted from a large Schwarzschild black hole (BH) deviates significantly from a classical state, in spite of its apparent thermal nature. For this state, the occupation numbers of single modes of massless asymptotic fields, such as photons, gravitons and possibly neutrinos, are small and, as a result, their relative fluctuations are large. The occupation numbers of massive fields are much smaller and suppressed beyond even the expected Boltzmann suppression. It follows that this type of thermal state cannot be viewed as classical or even semiclassical. We substantiate this claim by showing that, in a state with low occupation numbers, physical observables have large quantum fluctuations and, as such, cannot be faithfully described by a mean-field or by a WKB-like semiclassical state. Since the evolution of the BH is unitary, our results imply that the state of the BH interior must also be non-classical when described in terms of the asymptotic fields. We show that such a non-classical interior cannot be described in terms of a semiclassical geometry, even though the average curvature is sub-Planckian.

The Sachdev-Ye-Kitaev (SYK) model can be used to describe black holes (BHs) in two-dimensional nearly anti-de Sitter gravity. We show that when such BHs are perturbed by a time-dependent negative-energy perturbation, their interior can be partially revealed. In the SYK model, a partial measurement of the state of the Majorana fermion pairs allows one to construct a matching time-dependent negative-energy perturbation of the BH geometry that shifts the state of the BH away from its equilibrium state. Kourkoulou and Maldacena showed that, if the perturbation is strong enough, the interior can be fully exposed and the BH disappears. Here, we show that when the perturbation is weaker than the threshold for full exposure, it effectively moves the horizon of the BH inwards, thus partially exposing the interior of the BH and leaving behind a smaller BH. The exposure is in proportion to the number of measured Majorana pairs and so also in proportion to the magnitude of the energy of the perturbation. From the boundary, the partial measurement is perceived as a burst of radiation whose strength and duration are proportional to the number of measured Majorana pairs.