We explore kinetic-constraint induced thermodynamic phase transition in the cubic lattice, employing the Fredrikson-Anderson spin model with hyperparameter K=2 as a representative kinetic system. Each lattice site may flip its binary occupation state if at most one of its six nearest neighbors is currently occupied. The whole set of microscopic configurations that are kinetically connected with the fully empty one is described by an equilibrium partition function with a single global constraint, that is, the occupied sites do not form closed loops but instead organize into different tree components in the lattice. We discover a continuous thermodynamic gas–crystal phase transition in the cubic system and determine the critical chemical potential μ^* ≈ -3.252, at which the occupied sites of the equilibrium tree-packing configurations start to prefer one of the two nested cubic sublattices. This thermodynamic phase transition is absent in the two-dimensional square lattice.
It is widely accepted that the brain operates near a critical state, characterized by neural avalanches that follow power-law distributions. However, the functional rationale for why neural systems attain criticality remains unclear. Here, we present a theoretical framework that links efficient coding to criticality in neural populations. Using a Gaussian population coding model, we demonstrate that maximizing Fisher information under resource constraints naturally leads to the emergence of soft modes and diverging correlation lengths, which are hallmarks of criticality. By introducing spatial structure, we unify two distinct perspectives of criticality: statistical criticality with diverging correlation lengths and dynamical criticality with critical slowing down as well as bifurcation. Furthermore, this framework provides a natural explanation for the sloppiness observed in neural systems. Numerical simulations confirm that optimization results in power-law response, providing a mechanistic link between efficient coding, sloppiness and the critical brain hypothesis.
Fluctuation theorems show how coarse graining transforms microscopic symmetry into observable irreversibility. Here we ask whether an analogous symmetrybased diagnostic can be constructed for financial markets. At the microscopic level, each transaction pairs a buyer and a seller, whereas trading decisions are typically made from coarse-grained price histories. Using symmetric takeprofit and stop-loss rules, we compare the holding-time distributions of long and short trading ensembles generated from the same price series. Across equityindices, individual stocks and cryptocurrencies, the log-ratio of the two distributions shows a robust crossover. It remains nearly constant at short durations but becomes linear in the tail, implying an exponential directional asymmetry. The tail slope defines an effective market temperature, an operational measure of fluctuation intensity on the chosen observation scale. A Bachelier first-passage benchmark captures the exponential tails but not the asymmetry, because long and short positions share the same leading decay rate. By contrast, short-time correlations between overlapping positions provide a minimal mechanism for the asymmetry by generating direction-dependent subleading relaxation spectra in a coarse-grained Markov description. Together, these results establish a fluctuation-theorem-like diagnostic of irreversibility in financial markets and, more broadly, in complex systems accessible only through coarse-grained observables.
Cell phenotype transition (CPT) is crucial in development and other biological processes. Advances in single-cell sequencing reveal that CPT dynamics are confined to low-dimensional manifolds, yet current methods cannot directly quantify these manifolds. We present SCIM (single-cell information manifolds), a geometry-guided approach using information geometry. SCIM embeds single-cell gene expression profiles as Gaussian distributions, defining the Fisher metric naturally in this space. We compute each cell’s coarse Ricci curvature, finding that low-curvature cells mark critical transitions. By further calculating each cell’s information velocity from RNA velocity, we find that regions with high information velocity coincide with low curvature, suggesting that geometry guides cellular dynamics on CPT manifolds. SCIM uncovers invariant features of CPT manifolds and provides a general framework for quantifying dynamics on these manifolds. A record of this paper’s transparent peer-review process is included in the supplemental information.
The Fredrickson-Andersen model with hyperparameter K=1 is a severely constrained kinetic lattice spin system, such that any site is temporarily blocked from changing its packing state (empty or occupied) if there is one or more occupied nearest neighbors. Starting from a completely random initial configuration with a fraction ρ of sites being occupied, some of the sites may be permanently frozen to their initial state under this severe kinetic constraint. The remaining sites can switch states at least occasionally, and they form the unfrozen subsystem associated with the given initial configuration. In the present work we investigate thermodynamic phase transitions in such unfrozen subsystems of the two-dimensional square lattice and the three-dimensional cubic lattice by extensive numerical simulations. We demonstrate that the giant connected component of the unfrozen subsystem collapses at certain critical value ρ_c of initial packing density, with ρ_c = 0.2475 for the square lattice and ρ_c = 0.2809 for the cubic lattice. This phase transition belongs to the same universality class of the conventional site percolation. We also observe that the ground states (densest packing configurations) experience a continuous crystal-to-glass phase transition at the critical value ρ^* = 0.1423 of initial packing density for the cubic lattice. For the two-dimensional square lattice we argue that long-range crystalline order is destroyed in the ground states as long as the initial packing density ρ is positive.
Lateral predictive coding (LPC) is a simple theoretical framework to appreciate feature detection in biological neural circuits. Recent theoretical work (Huang et al., 2025) has successfully constructed optimal LPC networks capable of extracting non-Gaussian hidden input features by imposing the tradeoff between energetic cost and information robustness, but the resulting dynamical systems of recurrent interactions can be very slow in responding to external inputs. We investigate response-time reduction in the present paper. We find that the characteristic response time of the LPC system can be minimized to closely approaching the lower-bound value without compromising the mean predictive error (energetic cost) and the information robustness of signal transmission. We further demonstrate that optimal LPC networks taking a modular structural organization with extensively reduced number of lateral interactions are equally excellent as all-to-all completely connected networks, in terms of feature detection performance, response time, energetic cost and information robustness.
The stability of long-range order against quenched disorder is a central problem in statistical mechanics. This paper develops a generalized framework extending the Ding-Zhuang method and integrated with the Pirogov-Sinai framework, establishing a systematic scheme for studying phase transitions of long-range order in disordered systems. We axiomatize the Ding-Zhuang approach into a theoretical framework consisting of the Peierls condition and a local symmetry condition. For systems in dimensions d ≥ 3 satisfying these conditions, we prove the persistence of long-range order at low temperatures and under weak disorder, with multiple coexisting distinct Gibbs states. The framework's versatility is demonstrated for diverse models, providing a systematic extension of Peierls methods to disordered systems.
We introduce a planted vertex cover problem on regular random graphs and study it by the cavity method of statistical mechanics. Different from conventional Ising models, the equilibrium ferromagnetic phase transition of this binary-spin two-body interaction system is discontinuous, as the paramagnetic phase is separated from the ferromagnetic phase by an extensive free-energy barrier. The free-energy landscape can be distinguished into three different types depending on the two degree parameters of the planted graph. The critical inverse temperatures at which the paramagnetic phase becomes locally unstable towards the ferromagnetic phase (β_{pf}) and towards spin glass phases (β_{pg}) satisfy β_{pf}>β_{pg},β_{pf}<β_{pg}, and β_{pf}=β_{pg}, respectively, in these three landscapes. A locally stable antiferromagnetic phase emerges in the free-energy landscape if β_{pf}<β_{pg}. When exploring the free-energy landscape by stochastic local search dynamics, we find that in agreement with our theoretical prediction, the first-passage time from the paramagnetic phase to the ferromagnetic phase is nonmonotonic with the inverse temperature. The potential relevance of the planted vertex cover model to supercooled glass-forming liquids is briefly discussed.
The brain may adopt the strategy of lateral predictive coding (LPC) to construct optimal internal representations for salient features in input sensory signals, reducing the energetic cost of information transmission. Here we first consider the task of detecting one non-Gaussian signal by LPC from Gaussian background signals of the same magnitude, which is intractable by principal component decomposition. We study the emergence of the feature detection function from the perspective of tradeoff between energetic cost E and information robustness, and implement this tradeoff by a thermodynamic free energy. We define E as the mean L_{1}-norm of the internal state vectors, and quantify the level of information robustness by an entropy measure S. There are at least three types of optimal LPC matrices, one type with very weak synaptic weights and S≈0, and two functional types either with low energy E or with high entropy S in which one single unit selectively responds to the non-Gaussian input feature. The energy-information tradeoff induces two discontinuous phase transitions between these three types of optimal LPC networks. We then extend the discussion to detecting and distinguishing between two non-Gaussian input features and observe similar discontinuous phase transitions.
Lateral predictive coding is a recurrent neural network that creates energy-efficient internal representations by exploiting statistical regularity in sensory inputs. Here, we analytically investigate the trade-off between information robustness and energy in a linear model of lateral predictive coding and numerically minimize a free energy quantity. We observed several phase transitions in the synaptic weight matrix, particularly a continuous transition that breaks reciprocity and permutation symmetry and builds cyclic dominance and a discontinuous transition with the associated sudden emergence of tight balance between excitatory and inhibitory interactions. The optimal network follows an ideal gas law over an extended temperature range and saturates the efficiency upper bound of energy use. These results provide theoretical insights into the emergence and evolution of complex internal models in predictive processing systems.
Kinetically constrained spin systems are toy models of supercooled liquids and amorphous solids. In this perspective, we revisit the prototypical Fredrickson-Andersen (FA) kinetically constrained model from the viewpoint of K-core combinatorial optimization. Each kinetic cluster of the FA system, containing all the mutually visitable microscopic occupation configurations, is exactly the solution space of a specific instance of the K-core attack problem. The whole set of different jammed occupation patterns of the FA system is the configuration space of an equilibrium K-core problem. Based on recent theoretical results achieved on the K-core attack and equilibrium K-core problems, we discuss the thermodynamic spin glass phase transitions and the maximum occupation density of the fully unfrozen FA kinetic cluster, and the minimum occupation density and extreme vulnerability of the partially frozen (jammed) kinetic clusters. The equivalence between K-core attack and the fully unfrozen FA kinetic cluster also implies a new way of sampling K-core attack solutions.
We study the minimum dominating set problem as a representative combinatorial optimization challenge with a global topological constraint. The requirement that the backbone induced by the vertices of a dominating set should be a connected subgraph makes the problem rather nontrivial to investigate by statistical physics methods. Here we convert this global connectivity constraint into a set of local vertex constraints and build a spin glass model with only five coarse-grained vertex states. We derive a set of coarse-grained belief-propagation equations and obtain theoretical predictions on the relative sizes of minimum dominating sets for regular random and Erd\"os-R\'enyi random graph ensembles. We also implement an efficient message-passing algorithm to construct close-to-minimum connected dominating sets and backbone subgraphs for single random graph instances. Our theoretical strategy may also be inspiring for some other global topological constraints.
The K -core of a graph is the unique maximum subgraph within which each vertex connects to K or more other vertices. The optimal K -core attack problem asks to delete the minimum number of vertices from the K -core to induce its complete collapse. A hierarchical cycle-tree packing model is introduced here for this challenging combinatorial optimization problem. We convert the temporally long-range correlated K -core pruning dynamics into locally tree-like static patterns and analyze this model through the replica-symmetric cavity method of statistical physics. A set of coarse-grained belief propagation equations are derived to predict single vertex marginal probabilities efficiently. The associated hierarchical cycle-tree guided attack (hCTGA) algorithm is able to construct nearly optimal attack solutions for regular random graphs and Erdös-Rényi random graphs. Our cycle-tree packing model may also be helpful for constructing optimal initial conditions for other irreversible dynamical processes on sparse random graphs.
The criticality of the jamming transition responsible for amorphous solidification has been theoretically linked to the marginal stability of a thermodynamic Gardner phase. While the critical exponents of jamming appear independent of the preparation history, the pertinence of Gardner physics far from equilibrium is an open question. To fill this gap, we numerically study the nonequilibrium dynamics of hard disks compressed towards the jamming transition using a broad variety of protocols. We show that dynamic signatures of Gardner physics can be disentangled from the aging relaxation dynamics. We thus define a generic dynamic Gardner crossover regardless of the history. Our results show that the jamming transition is always accessed by exploring increasingly complex landscape, resulting in the anomalous microscopic relaxation dynamics that remains to be understood theoretically.
Predictive coding is a promising theoretical framework in neuroscience for understanding information transmission and perception. It posits that the brain perceives the external world through internal models and updates these models under the guidance of prediction errors. Previous studies on predictive coding emphasized top-down feedback interactions in hierarchical multi-layered networks but largely ignored lateral recurrent interactions. We perform analytical and numerical investigations in this work on the effects of single-layer lateral interactions. We consider a simple predictive response dynamics and run it on the MNIST dataset of hand-written digits. We find that learning will generally break the interaction symmetry between peer neurons, and that high input correlation between two neurons does not necessarily bring strong direct interactions between them. The optimized network responds to familiar input signals much faster than to novel or random inputs, and it significantly reduces the correlations between the output states of pairs of neurons.
Spatially distinct, self-sustained oscillations in artificial neural networks are fundamental to information encoding, storage, and processing in these systems. Here, we develop a method to induce a large variety of self-sustained oscillatory patterns in artificial neural networks and a controlling strategy to switch between different patterns. The basic principle is that, given a complex network, one can find a set of nodes-the minimum feedback vertex set (mFVS), whose removal or inhibition will result in a tree-like network without any loop structure. Reintroducing a few or even a single mFVS node into the tree-like artificial neural network can recover one or a few of the loops and lead to self-sustained oscillation patterns based on these loops. Reactivating various mFVS nodes or their combinations can then generate a large number of distinct neuronal firing patterns with a broad distribution of the oscillation period. When the system is near a critical state, chaos can arise, providing a natural platform for pattern switching with remarkable flexibility. With mFVS guided control, complex networks of artificial neurons can thus be exploited as potential prototypes for local, analog type of processing paradigms.
High-dimensional linear regression model is the most popular statistical model for high-dimensional data, but it is quite a challenging task to achieve a sparse set of regression coefficients. In this paper, we propose a simple heuristic algorithm to construct sparse high-dimensional linear regression models, which is adapted from the shortest-solution guided decimation algorithm and is referred to as ASSD. This algorithm constructs the support of regression coefficients under the guidance of the shortest least-squares solution of the recursively decimated linear models, and it applies an early-stopping criterion and a second-stage thresholding procedure to refine this support. Our extensive numerical results demonstrate that ASSD outperforms LASSO, adaptive LASSO, vector approximate message passing, and two other representative greedy algorithms in solution accuracy and robustness. ASSD is especially suitable for linear regression problems with highly correlated measurement matrices encountered in real-world applications.
Network dismantling aims at breaking a network into disconnected components, and attacking vertices that intersect with many loops has proven to be a most efficient strategy. But the existing loop-focusing methods treat the short loops within densely connected local clusters (e.g., cliques) as equally important as the long loops connecting different clusters. Here we propose for highly clustered artificial and real-world networks a bipartite factor-graph formulation that retains all the long loops while simplifies the local dense clusters as individual factor nodes. We develop a mean-field theory for the associated long-loop feedback vertex set problem and apply its message-passing equation as a solver for network dismantling. The proposed factor-graph loop algorithm outperforms the current state-of-the-art graph loop algorithms by a considerable margin on various real networks. Further improvement in dismantling performance is achievable by optimizing the choice of the local dense clusters.
Network dismantling aims at breaking a network into disconnected components and attacking vertices that intersect with many loops has proven to be a most efficient strategy. Yet existing loop-focusing methods do not distinguish the short loops within densely connected local clusters (e.g., cliques) from the long loops connecting different clusters, leading to lowered performance of these algorithms. Here we propose a new solution framework for network dismantling based on a two-scale bipartite factor-graph representation, in which long loops are maintained while local dense clusters are simplistically represented as individual factor nodes. A mean-field spin-glass theory is developed for the corresponding long-loop feedback vertex set problem. The framework allows for the advancement of various existing dismantling algorithms; we developed the new version of two benchmark algorithms BPD (which uses the message-passing equations of the spin-glass theory as the solver) and CoreHD (which is fastest among well-performing algorithms). New solvers outperform current state-of-the-art algorithms by a considerable margin on networks of various sorts. Further improvement in dismantling performance is achievable by opting flexibly the choice of local clusters.
The planted p-spin interaction model is a paradigm of random-graph systems possessing both a ferromagnetic phase and a disordered phase with the latter splitting into many spin-glass states at low temperatures. Conventional simulated annealing dynamics is easily blocked by these low-energy spin-glass states. Here we demonstrate that actually this planted system is exponentially dominated by a microcanonical polarized phase at intermediate energy densities. There is a discontinuous microcanonical spontaneous symmetry breaking transition from the paramagnetic phase to the microcanonical polarized phase. This transition can serve as a mechanism to avoid all the spin-glass traps, and it is accelerated by the restart strategy of microcanonical random walk. We also propose an unsupervised learning problem on microcanonically sampled configurations for inferring the planted ground state.
E. Aurell合作论文数Department of Computational Biology at KTH3