We analyse warping corrections to the scalar potential in flux compactifications of Type IIB string theory, focusing on their effect on F-term de Sitter uplifting in Calabi-Yau orientifold models. A systematic inverse-volume expansion allows us to derive the four-dimensional off-shell potential in the presence of warping and non-ISD 3-form fluxes. This corresponds to integrating out all massive Kaluza-Klein modes using the ten-dimensional equations of motion. We further propose a warped Kähler potential in four-dimensional 𝒩 = 1 supergravity, and show that it is consistent with our ten-dimensional results. In the KKLT framework, we find that classical warping corrections, as well as mixed corrections involving non-ISD fluxes and quantum effects, are dominant, rendering the scenario effectively uncontrollable with current methods. By contrast, in LVS-like constructions these corrections are suppressed by inverse powers of the volume, specifically 𝒱1/2 or 𝒱1/6, depending on the concrete model.
The Review summarizes much of particle physics and cosmology. Using data from previous editions, plus 3,200 new measurements from 903 papers, we list, evaluate, and average measured properties of gauge bosons and the recently discovered Higgs boson, leptons, quarks, mesons, and baryons. We summarize searches for hypothetical particles such as supersymmetric particles, heavy bosons, axions, dark photons, etc. Particle properties and search limits are listed in Summary Tables. We give numerous tables, figures, formulae, and reviews of topics such as Higgs Boson Physics, Supersymmetry, Grand Unified Theories, Neutrino Mixing, Dark Energy, Dark Matter, Cosmology, Particle Detectors, Colliders, Probability and Statistics. Most of the 118 reviews are updated, including many that are heavily revised. The Review is divided into two volumes. Volume 1 includes the Summary Tables and 96 review articles. Volume 2 consists of the Particle Listings and contains also 22 reviews that address specific aspects of the data presented in the Listings. The complete Review (both volumes) is published online on the website of the Particle Data Group ( pdg.lbl.gov ) and in a journal. Volume 1 is available in print as the PDG Book. A Particle Physics Booklet with the Summary Tables and essential tables, figures, and equations from selected review articles is available in print, as a web version optimized for use on phones, and as an Android app. The PDG API (Application Programming Interface) provides access to the data published in the Review in machine-readable format.
String theory compactifications come with numerous U(1) factors, implying the presence of many hidden photons in the low-energy EFT. One may call this the “string photoverse”. We argue that, generically, these hidden photons are massless and do not couple to any light dark current such that, naively, kinetic mixing with the Standard Model is unobservable. The leading interactions of these “superhidden” photons are then dimension-6 dipole operators which couple them to quarks or leptons and the Higgs field. This induces magnetic and electric dipole moments with respect to both the superhidden photons as well as, through kinetic mixing, to the Standard Model photon. We derive these couplings by dimensionally reducing the fermionic action of 7-branes realizing the Standard Model: in the first step to 6d theories on intersection curves and then, in the presence of fluxes, to our 4d chiral EFT. We analyze how experiments and observations can employ this effect to place lower bounds on the string scale, which is relevant for compactifications with very large volumes. Finally, we briefly discuss how supersymmetry implies the presence of relatively light photinos and hence an accompanying “photinoverse”, which may be observed via renormalizable mixing effects.
It is widely believed that Coleman–De Luccia (CDL) instantons characterize tunneling transitions in a de Sitter multiverse. Their most naive interpretation uses analytic continuation to Lorentzian de Sitter at the minimal size of the spatial three-sphere. However, what one really wants is a geometry where a small bubble of new vacuum forms within the huge spatial sphere of an old parent de Sitter. Even by applying de Sitter isometries to the original CDL solutions, this cannot in general be achieved. In particular, it fails in the gravity-dominated regime, i.e. for up-tunneling and for transitions with heavy domain walls. These cases remain pathological in that the whole multiverse is in the causal future of every single up-tunneling event. To solve this problem, we develop a Hamiltonian description of how a small off-shell bubble grows and eventually goes on shell within the large spatial sphere of late-time de Sitter. We provide the corresponding WKB analysis, recovering the CDL rate. We explain that our tunneling process and that of CDL are described by two different analytic continuations of a unique on-shell trajectory in the Hamiltonian treatment. Our analysis has crucial implications for the Larfors–Johnson problem, which questions the standard mechanism for populating the string-theoretic flux landscape on the basis of an instability of the relevant domain walls.
Making cosmological predictions in a multiverse is a fundamental theoretical challenge. Assuming that (quasi-)de Sitter vacua are quantum mechanically described by a finite-dimensional Hilbert space, we develop a detailed framework for making explicit anthropic predictions. A key challenge which we attempt to overcome arises because, almost unavoidably, cosmologies that asymptote to Minkowski space exist. We then apply our framework to predicting the scale of inflation. We find that, even if eternal inflation is allowed, our predictions depend on creation rates of universes from nothing. These, in turn, are highly sensitive to the existence of end-of-the-world branes. The rates for the creation of universes from nothing are the dominant ingredient for `Swampy Landscapes', which may have no metastable de Sitter vacua but only slow-roll solutions. In `Rocky Landscapes', where long-lived de Sitter vacua are abundant, tunneling rates between such vacua represent a further key factor for deriving predictions.
Jackiw-Teitelboim (JT) gravity in two-dimensional de Sitter space is an intriguing model for cosmological “wave functions of the universe”. Its minisuperspace version already contains all physical information. The size of compact slices is parametrized by a scale factor h > 0. The dilaton ϕ is chosen to have positive values and interpreted as size of an additional compact slice in a higher-dimensional theory. At the boundaries h = 0, ϕ = 0, where the volume of the universe vanishes, the curvature is generically singular. According to a conjecture by DeWitt, solutions of the Wheeler-DeWitt (WDW) equation should vanish at singular loci. Recently, the behaviour of JT wave functions at large field values h, ϕ has been obtained by means of a path integral over Schwarzian degrees of freedom of a boundary curve. We systematically analyze solutions of the WDW equation with Schwarzian asymptotic behaviour. We find real analytic solutions that vanish on the entire boundary, in agreement with DeWitt’s conjecture. Projection to expanding and contracting branches may lead to singularities, which can however be avoided by an appropriate superposition of solutions. Our analysis also illustrates the limitations of semiclassical wave functions.
Realizing de Sitter-like solutions in string theory remains challenging, prompting speculation about which specific feature might be responsible for their inconsistency in quantum gravity. In this work, we focus on the `Horizon Criterion', which identifies spacetimes as problematic if they exhibit cosmological horizons. In particular, we study the implications for spacetimes with dynamical boundaries. We argue that requiring inertial observers localized on an end-of-the-world (ETW) brane to be in causal contact with every other observer is too restrictive as there exist string-theoretic solutions without this property. Hence, if one does not want to abandon the idea of cosmological horizons being the fundamental issue with de Sitter, a refined condition is needed. The requirement that inertial, boundary-localized observers should be in causal contact with all other observers on the same ETW brane is such an appropriate refinement. We explore the consequences of this criterion for ETW branes whose energy density is governed by a scalar field, considering two cases: First, with a scalar field confined to the ETW brane, and second, with a bulk modulus subject to a brane-localized potential.
The Review summarizes much of particle physics and cosmology. Using data from previous editions, plus 2,717 new measurements from 869 papers, we list, evaluate, and average measured properties of gauge bosons and the recently discovered Higgs boson, leptons, quarks, mesons, and baryons. We summarize searches for hypothetical particles such as supersymmetric particles, heavy bosons, axions, dark photons, etc. Particle properties and search limits are listed in Summary Tables. We give numerous tables, figures, formulae, and reviews of topics such as Higgs Boson Physics, Supersymmetry, Grand Unified Theories, Neutrino Mixing, Dark Energy, Dark Matter, Cosmology, Particle Detectors, Colliders, Probability and Statistics. Most of the 120 reviews are updated, including many that are heavily revised. The Review is divided into two volumes. Volume 1 includes the Summary Tables and 97 review articles. Volume 2 consists of the Particle Listings and contains also 23 reviews that address specific aspects of the data presented in the Listings. The complete Review (both volumes) is published online on the website of the Particle Data Group (pdg.lbl.gov) and in a journal. Volume 1 is available in print as the PDG Book. A Particle Physics Booklet with the Summary Tables and essential tables, figures, and equations from selected review articles is available in print, as a web version optimized for use on phones, and as an Android app.
One of the leading ideas for the beginning of the Universe is the Hartle-Hawking `No-Boundary Proposal.' Since the Cobordism Conjecture claims that any spacetime allows for a dynamical boundary, we suggest that one may equally well consider a `Boundary Proposal'. Specifically, the corresponding euclidean instanton is a sphere with two holes around north and south pole cut out. Analogously to the Hartle-Hawking proposal, the sphere is then cut in two at the equator and half of it is dropped. The equator is glued to an expanding Lorentzian de Sitter space, implementing a beginning of the Universe with a spacelike spherical boundary at its earliest moment. This process is in principle on equal footing with the one based on the no-boundary instanton. In fact, if the Linde-Vilenkin sign choice is used, this `Boundary' creation process may even dominate. An intriguing implication arises if tensionless end-of-the-world branes, as familiar from type-IIA or M-theory, are available: Analogously to the Boundary Proposal, one may then be able to create a compact, flat torus universe from nothing, without any exponential suppression or enhancement factors.
Abstract Kinetic mixing between gauge fields of different U(1) factors is a well-studied phenomenon in 4d EFT. In string compactifications with U(1)s from sequestered D-brane sectors, kinetic mixing becomes a key target for the UV prediction of a phenomenologically important EFT operator. Surprisingly, in many cases kinetic mixing is absent due to a non-trivial cancellation. In particular, D3-D3 kinetic mixing in type-IIB vanishes while D3-anti-D3 mixing does not. This follows both from exact CFT calculations on tori as well as from a leading-order 10d supergravity analysis, where the key cancellation is between the C 2 and B 2 contribution. We take the latter approach, which is the only one available in realistic Calabi-Yau settings, to a higher level of precision by including sub-leading terms of the brane action and allowing for non-vanishing C 0. The exact cancellation persists, which we argue to be the result of $${\text{SL}}\left(2,{\mathbb{R}}\right)$$ self-duality. We note that a B 2 C 2 term on the D3-brane, which is often missing in the recent literature, is essential to obtain the correct zero result. Finally, allowing for $${\text{SL}}\left(2,{\mathbb{R}}\right)$$ -breaking fluxes, kinetic mixing between D3-branes arises at a volume-suppressed level. We provide basic explicit formulae, both for kinetic as well as magnetic mixing, leaving the study of phenomenologically relevant, more complex situations for the future. We also note that describing our result in 4d supergravity appears to require higher-derivative terms — an issue which deserves further study.
Abstract We present a new model of string inflation driven by a blow-up Kähler modulus of type IIb compactifications with a potential generated by string loops. Slow-roll is naturally realized thanks to the fact that the blow-up mode is a leading-order flat direction lifted by string loops which are unavoidable and generate a plateau at large field values. We check that throughout the whole inflationary dynamics the effective field theory is under control. We perform a phenomenological analysis determining the exact number of efoldings by studying the post-inflationary evolution. We determine the values of the microscopic parameters which lead to agreement with CMB data, together with the prediction of a tensor-to-scalar ratio of order r ∼ 10−5.
We study bubble of nothing decays and their reverse processes, the creation of vacua through `bubbles of something', in models of the Universe based on string theory. From the four-dimensional perspective, the corresponding gravitational instantons contain an end-of-the-world (ETW) boundary or brane, realized by the internal manifold shrinking to zero size. The existence of such ETW branes is predicted by the Cobordism Conjecture. We develop the 4d EFT description of such boundaries at three levels: First, by generalizing the Witten bubble through an additional defect. Second, by replacing the compact $S^1$ with a Calabi-Yau orientifold and allowing it to shrink and disappear through a postulated defect. Third, we describe an ETW brane construction for type IIB Calabi-Yau orientifold compactifications with O3/O7 planes through an appropriate additional O5 orientifolding. Our 4d EFT formalism allows us to compute the decay/creation rates for bubbles of anything depending on two parameters: The size of the relevant defect and its tension a.k.a. the induced (generalized) deficit angle.
According to the ‘Cosmological Central Dogma’, de Sitter space can be viewed as a quantum mechanical system with a finite number of degrees of freedom, set by the horizon area. We use this assumption together with the Wheeler-DeWitt (WDW) equation to approach the measure problem of eternal inflation. Thus, our goal is to find a time-independent wave function of the universe on a total Hilbert space defined as the direct sum of a variety of subspaces: A finite-dimensional subspace for each de Sitter vacuum and an infinite-dimensional subspace for each terminal Minkowski or AdS vacuum. We argue that, to be consistent with semiclassical intuition, such a solution requires the presence of sources. These are implemented as an inhomogenous term in the WDW equation, induced by the Hartle-Hawking no-boundary or the Linde/Vilenkin tunneling proposal. Taken together, these steps unambiguously lead to what we would like to think of as a ‘Local WDW measure,’ where ‘local’ refers to the fact that the dS part of the resulting wave function describes a superposition of static patches. The global 3-sphere spatial section of the entire multiverse makes no appearance.
There has recently been considerable interest in the question whether and under which conditions accelerated cosmological expansion can arise in the asymptotic regions of field space of a d-dimensional EFT. We conjecture that such acceleration is impossible unless there exist metastable de Sitter vacua in more than d dimensions. That is, we conjecture that `Asymptotic Acceleration Implies de Sitter' (AA⇒DS). Phrased negatively, we argue that the d-dimensional `No Asymptotic Acceleration' conjecture (a.k.a. the `strong asymptotic dS conjecture') follows from the de Sitter conjecture in more than d dimensions. The key idea is that the relevant field-space asymptotics almost always correspond to decompactification and that the only positive energy contribution which decays sufficiently slowly in this regime is the vacuum energy of a higher-dimensional metastable vacuum. This result is in agreement with recent Swampland bounds on the potential in the asymptotics in field space from e.g. the species bound, but is significantly more constraining. We further note that for our asymptotic decompactification limits based on higher-dimensional de Sitter, the Kaluza-Klein scale always falls below the Hubble scale asymptotically. In fact, this occurs whenever |V'|/V ≤ 2 √((d+k-2)/k(d-2)) asymptotically, with k the number of decompactifying internal directions. This is steeper than what is needed for accelerated expansion.
Abstract It is widely believed that string theory easily allows for a QCD axion in the cosmologically favored mass range. The required small decay constant, f a ≪ M P , can be implemented by using a large compactification volume. This points to the Large Volume Scenario which in turn makes certain cosmological predictions: first, the closed string axion behaves similarly to a field-theoretic axion in the pre-inflationary scenario, i.e. the initial value can be tuned but one is constrained by isocurvature fluctuations. In addition, the volume represents a long-lived modulus that may lead to an early matter-dominated phase. Finally, the decay of the volume modulus to its own axion tends to overproduce dark radiation. In this paper we aim to carefully analyze the cosmology by studying models that not only allow for a QCD axion but also include inflation. Quite generally, limits on isocurvature fluctuations restrict us to relatively low-scale inflation, which in the present stringy context points to Kähler moduli inflation. As a novel feature we find that the lightest (volume) modulus couples strongly to the Higgs. It hence quickly decays to the SM, thus resolving the original dark radiation problem. This decay is much faster than that of the inflaton, implying that reheating is determined by the inflaton decay. The inflaton could potentially reintroduce a dark radiation problem since it decays to lighter moduli and their axions with equal rates. However, due its mixing with the QCD-saxion, the inflaton has also a direct decay rate to the SM, enhanced by the number of SM gauge bosons. This results in an amount of dark radiation that is consistent with present limits but potentially detectable in future measurements.
The large volume scenario (LVS) for de Sitter compactifications of the type IIB string is, at least in principle, well protected from various unknown corrections. The reason is that, by construction, the Calabi-Yau volume is exponentially large. However, as has recently been emphasised, in practice the most explicit models are rather on the border of parametric control. We identify and quantify parametrically what we believe to be the main issue behind this difficulty. Namely, a large volume implies a shallow AdS minimum and hence a small uplift. The latter, if it relies on an anti-D3 in a throat, requires a large negative tadpole. As our main result, we provide a simple and explicit formula for what this tadpole has to be in order to control the most dangerous corrections. The fundamental ingredients are parameters specifying the desired quality of control. We comment on the interplay between our constraint and the tadpole conjecture. We also discuss directions for future work which could lead to LVS constructions satisfying the tadpole constraint with better control, as well as further challenges that may exist for the LVS. Our formula then represents a very concrete challenge for future searches for and the understanding of relevant geometries.
Abstract We consider α′2 curvature corrections to the action of an NS5-brane which plays the key role in the metastability analysis of warped anti-D3-brane uplifts by Kachru, Pearson and Verlinde (KPV). Such corrections can dramatically alter the KPV analysis. We find that for the α′2-corrections to be sufficiently small to recover essentially the leading-order KPV potential one needs a surprisingly large S 3 radius, corresponding to g s M > 20. In the context of the Large Volume Scenario (LVS) this implies a D3-tadpole of at least (103–104). However, large α′2-corrections do not necessarily spoil the uplift in KPV. Rather, as the curvature corrections lower the tension of the brane, a novel uplifting mechanism suggests itself where the smallness of the uplift is achieved by a tuning of curvature corrections. A key underlying assumption is the existence of a dense discretuum of g s . This new mechanism does not require a deep warped throat, thereby sidestepping the main difficulty in uplifting KKLT and LVS. However, all of the above has to be treated as a preliminary exploration of possibilities since, at the moment, not all relevant corrections at the order α′2 are known.
To establish metastable de Sitter vacua or even just scale-separated AdS, control over perturbative corrections to the string-derived leading-order 4d lagrangian is crucial. Such corrections can be classified in three types: first, there are genuine loop effects, insensitive to the UV completion of the 10d theory. Second, there are local alpha ' corrections or, equivalently, 10d higher-dimension operators which may or may not be related to loop-effects. Third, warping corrections affect the 4d Kahler potential but are expected not to violate the 4d no-scale structure. With this classification in mind, we attempt to derive the Berg-Haack-Pajer conjecture for Kahler corrections in type-IIB Calabi-Yau orientifolds and extend it to include further terms. This is crucial since the interesting applications of this conjecture are in the context of generic Calabi-Yau geometries rather than in the torus-based models from which the main motivation originally stems. As an important by-product, we resolve a known apparent inconsistency between the parametric behaviour of string loop results and field-theoretic expectations. Our findings lead to some interesting new statements concerning loop effects associated with blowup-cycles, loop corrections in fibre inflation, and possible logarithmic effects in the Kahler and scalar potential.
The existence of a field-theoretic target space action and its fundamental relation to the worldsheet definition of the theory has already been discussed in the context of the bosonic string. All that was said there remains true. In particular, there are always the 10d graviton and B 2 field, coupling to the worldsheet (except in the case of the unoriented type I string, where it falls victim to the projection taking us from type IIB to type I). There is also always the dilaton, governing the convergence of perturbation theory. Together, dilaton, graviton and B 2 form the NS–NS sector (see above). As a novelty, one has the C p+1 (or RR) form fields and the corresponding Dp-branes. These are dynamical objects, just like the string itself, but with different dimensionalities and (at weak string coupling) larger tensions. This analysis would be slightly different in the heterotic case, where there are no C-forms but rather gauge fields. Crucially, there are now also fermionic partners for all the fields above.
What we have achieved so far is not entirely satisfactory: Supersymmetry (more precisely, the broader framework of supergravity) offers a partial solution to the weak-scale hierarchy problem. Partial refers to the fact that SUSY partners have not been discovered (yet?) and hence some fine-tuning is probably needed after all. Supergravity is needed to combine this with general relativity, but it does not help with the cosmological constant problem, which unavoidably shows up in this context. Technically, the cosmological constant can be anything in supergravity: It can be negative due to the − 3|W|2 term, or positive due to a dominant |DW|2 term (with SUSY spontaneously broken). It is also affected by UV divergences since (in spite of the non-renormalisation theorems for W), the Kahler potential K is loop corrected. Moreover, the UV problems of gravity (all operators being generated at the scale M P—i.e. formal ‘non-renormalisability’) are not resolved by the prefix ‘super’.