In this research short, we examine the potential of using GPT-4o, a state-of-the-art large language model (LLM) to undertake evidence synthesis and systematic assessment tasks. Traditional workflows for such tasks involve large groups of domain experts who manually review and synthesize vast amounts of literature. The exponential growth of scientific literature and recent advances in LLMs provide an opportunity to complementing these traditional workflows with new age tools. We assess the efficacy of GPT-4o to do these tasks on a sample from the dataset created by the Global Adaptation Mapping Initiative (GAMI) where we check the accuracy of climate change adaptation related feature extraction from the scientific literature across three levels of expertise. Our results indicate that while GPT-4o can achieve high accuracy in low-expertise tasks like geographic location identification, their performance in intermediate and high-expertise tasks, such as stakeholder identification and assessment of depth of the adaptation response, is less reliable. The findings motivate the need for designing assessment workflows that utilize the strengths of models like GPT-4o while also providing refinements to improve their performance on these tasks.
In India, forest rights of forest-dependent communities are democratized and decentralized under the Forest Rights Act of 2006 (FRA). This paper attempts to explain the weak performance of the community forest resource rights recognized under this legislation. We begin by discerning the enabling and impeding factors that have influenced the operationalization of the community forest resource rights. We found that support from civil society has been crucial in building collective action and social capital. Technical, financial and bureaucratic hindrances in addition to a conflicting regulatory framework were the major barriers. We conceptualized the framework of rights-based polycentrism by combining the rights-based approach and polycentrism, and using this lens analyzed the design of the community forest resource rights. We found that the legislation falls short of making the state accountable and repositioning the role of the forest department as a duty bearer. The Act assigns responsibilities of biodiversity conservation, protection of catchments, sustainable resource use and preservation from destructive practices to the local communities, without provisioning additional funds or functionaries. Also, the state has not played an enabling role by building agency, capacity and institutions, and continues to be substantially invested in local forest management decisions. We opine that unless these design gaps in the legislation are plugged, it will result in rights-based responsibilization and adversely impact the scaling up of decentralized forest governance. Other developing nations can also benefit from using the rights-based polycentrism lens to strengthen the design of their sustainable forest management policy.
An assessment of the global progress in climate change adaptation is urgently needed. Despite a rising awareness that adaptation should involve diverse societal actors and a shared sense of responsibility, little is known about the types of actors, such as state and non-state, and their roles in different types of adaptation responses as well as in different regions. Based on a large n -structured analysis of case studies, we show that, although individuals or households are the most prominent actors implementing adaptation, they are the least involved in institutional responses, particularly in the global south. Governments are most often involved in planning and civil society in coordinating responses. Adaptation of individuals or households is documented especially in rural areas, and governments in urban areas. Overall, understanding of institutional, multi-actor and transformational adaptation is still limited. These findings contribute to debates around ‘social contracts’ for adaptation, that is, an agreement on the distribution of roles and responsibilities, and inform future adaptation governance.
Abstract An assessment of the global progress in climate change adaptation is urgently needed. Despite a rising awareness that adaptation should involve diverse societal actors and a shared sense of responsibility, little is known about the types of actors involved and their roles—particularly between state and non-state actors and different regions. Based on a large n-structured analysis of case studies, we show that, although individuals or households are the most prominent actors implementing adaptation, they are the least involved in institutional responses, particularly in the Global South. Governments are most often involved in planning and civil society in coordinating responses. Our findings show that state actors often do not deliver the formal and institutional adaptation required to organise cross-actor collaboration and enable more transformative adaptation. Civil society organisations and individual actors may compensate for that lack, but with limited capacity. These findings should inform more effective future adaptation governance.
This article provides a stocktake of the adaptation literature between 2013 and 2019 to better understand how adaptation responses affect risk under the particularly challenging conditions of compound climate events. Across 39 countries, 45 response types to compound hazards display anticipatory (9%), reactive (33%), and maladaptive (41%) characteristics, as well as hard (18%) and soft (68%) limits to adaptation. Low income, food insecurity, and access to institutional resources and finance are the most prominent of 23 vulnerabilities observed to negatively affect responses. Risk for food security, health, livelihoods, and economic outputs are commonly associated risks driving responses. Narrow geographical and sectoral foci of the literature highlight important conceptual, sectoral, and geographic areas for future research to better understand the way responses shape risk. When responses are integrated within climate risk assessment and management, there is greater potential to advance the urgency of response and safeguards for the most vulnerable.
Islands are at the center of discourses on climate change. Yet despite extensive work on diverse island systems in a changing climate, we still lack an understanding of climate change-related responses amongst islands and what shifting from what might be called “tinkering” (perhaps heat warnings) to “transformational” adaptation (perhaps relocation) means for these vastly different landmasses which are often grouped together by default. Through a systematic review of the climate change adaptation scientific literature, this paper critically reflects on how considering islands as a homogenous ensemble and the use of buzzwords such as “transformational adaptation” may be problematic for diverse island realities under climate change. Our findings show that the adaptation evidence base actually provides literature on contrasting island types and cultural and political contexts, including Small Island Developing States as well as other island territories. This study finds research gaps with respect to regions (e.g., South America, Africa, and Mediterranean) and that there is overall both little evidence of and a lack of context-specific definitions of transformational adaptation in island contexts. The adaptation literature does not yet fully reflect the experiences or needs of islands regarding transitions and transformations throughout history.
Governments, businesses, and civil society organizations have diverse policy tools to incentivize adaptation. Policy tools can shape the type and extent of adaptation, and therefore, function either as barriers or enablers for reducing risk and vulnerability. Using data from a systematic review of academic literature on global adaptation responses to climate change (n = 1549 peer-reviewed articles), we categorize the types of policy tools used to shape climate adaptation. We apply qualitative and quantitative analyses to assess the contexts where particular tools are used, along with equity implications for groups targeted by the tools, and the tools’ relationships with transformational adaptation indicators such as the depth, scope, and speed of adaptation. We find diverse types of tools documented across sectors and geographic regions. We also identify a mismatch between the tools that consider equity and those that yield more transformational adaptations. Direct regulations, plans, and capacity building are associated with higher depth and scope of adaptation (thus transformational adaptation), while economic instruments, information provisioning, and networks are not; the latter tools, however, are more likely to target marginalized groups in their design and implementation. We identify multiple research gaps, including a need to assess instrument mixes rather than single tools and to assess adaptations that result from policy implementation.Key policy insights Information-based approaches, networks, and economic instruments are the most frequently documented adaptation policy tools worldwide.Direct regulations, plans, and capacity building are associated with higher depth and scope of adaptation, and thus more transformational adaptation.Capacity building, economic instruments, networks, and information provisioning approaches are more likely to target specific marginalized groups and thus equity challenges.There are many regions and sectors where certain tools are not widely documented (e.g. regulations and plans in Africa and Asia), representing a key research gap.
Food‐energy‐water (FEW) systems are increasingly vulnerable to natural hazards and climate change risks, yet humans depend on these systems for their daily needs, wellbeing, and survival. We investigated how adaptations related to FEW vulnerabilities are occurring and what the global community can learn about the interactions across these adaptations. We conducted a global analysis of a data set derived from scientific literature to present the first large scale assessment (n = 1,204) of evidence‐based FEW‐related climate adaptations. We found that the most frequently reported adaptations to FEW vulnerabilities by continent occurred in Africa (n = 495) and Asia (n = 492). Adaptations targeting food security were more robustly documented than those relevant to water and energy security, suggesting a greater global demand to address food security. Determining statistically significant associations, we found a network of connections between variables characterizing FEW‐related adaptations and showed interconnectedness between a variety of natural hazards, exposures, sectors, actors, cross‐cutting topics and geographic locations. Connectivity was found between the vulnerabilities food security, water, community sustainability, and response to sea level rise across cities, settlements, and key infrastructure sectors. Additionally, generalized linear regression models revealed potential synergies and tradeoffs among FEW adaptations, such as a necessity to synergistically adapt systems to protect food and water security and tradeoffs when simultaneously addressing exposures of consumption and production vs. poverty. Results from qualitative thematic coding showcased that adaptations documented as targeting multiple exposures are still limited in considering interconnectivity of systems and applying a nexus approach in their responses. These results suggest that adopting a nexus approach to future FEW‐related adaptations can have profound benefits in the management of scarce resources and with financial constraints.
Sustainable agriculture has the potential of addressing major social and environmental challenges affecting agriculture in India. One of the ways to promote sustainable agriculture is through certification. This refers to the broad family of voluntary standards set by third-party against which producers are independently audited and certified. An appropriate sustainability framework can guide more effective food procurement by accounting for context in the form of demand architecture and production systems. The study therefore presents a review of five different sustainability certifications prevalent in India with focus on spice certification. These have been analyzed against value drivers, impact pathways to different capitals, sustainability issues, and the stakeholders involved. The results indicate that these certifications cover most common issues with no evident differences indicating the possibility for a need for differentiation to allow consumers choose based on their preferred concerns. An evaluation framework is prepared to make a case for evaluating these certification initiatives to outline the differential parameters.
Growing evidence suggests that climate adaptation responses that do not incorporate equity considerations may worsen inequality and increase vulnerability. Using data from a systematic review of peer-reviewed empirical research on adaptation responses to climate change (n = 1,682), we present an assessment of how social equity is considered in adaptation across regions, sectors, and social groups. Roughly 60% of peer-reviewed literature on adaptation responses considers social equity by reporting on which marginalized groups were involved in planning or implementation. Articles on responses in Africa and Asia and those focusing on poverty reduction most frequently considered social equity. Equity was less likely to be considered in adaptation responses in Europe, Australasia, and North America, as well as in literature focused on cities. Income-based inequity was more frequently considered than gender, age, or Indigenous status. Ethnic and racial minorities, migrants, and people with disabilities were rarely considered. Attention to the levels and forms in which equity is integrated into adaptation research and practice is needed to ensure just adaptation.
Climate change adaptation responses are being developed and delivered in many parts of the world in the absence of detailed knowledge of their effects on public health. Here we present the results of a systematic review of peer-reviewed literature reporting the effects on health of climate change adaptation responses in low- and middle-income countries (LMICs). The review used the ‘Global Adaptation Mapping Initiative’ database (comprising 1682 publications related to climate change adaptation responses) that was constructed through systematic literature searches in Scopus, Web of Science and Google Scholar (2013–2020). For this study, further screening was performed to identify studies from LMICs reporting the effects on human health of climate change adaptation responses. Studies were categorised by study design and data were extracted on geographic region, population under investigation, type of adaptation response and reported health effects. The review identified 99 studies (1117 reported outcomes), reporting evidence from 66 LMICs. Only two studies were ex ante formal evaluations of climate change adaptation responses. Papers reported adaptation responses related to flooding, rainfall, drought and extreme heat, predominantly through behaviour change, and infrastructural and technological improvements. Reported (direct and intermediate) health outcomes included reduction in infectious disease incidence, improved access to water/sanitation and improved food security. All-cause mortality was rarely reported, and no papers were identified reporting on maternal and child health. Reported maladaptations were predominantly related to widening of inequalities and unforeseen co-harms. Reporting and publication-bias seems likely with only 3.5% of all 1117 health outcomes reported to be negative. Our review identified some evidence that climate change adaptation responses may have benefits for human health but the overall paucity of evidence is concerning and represents a major missed opportunity for learning. There is an urgent need for greater focus on the funding, design, evaluation and standardised reporting of the effects on health of climate change adaptation responses to enable evidence-based policy action.
We present the first systematic, global stocktake of the academic literature on human adaptation. We screen 48,316 documents and identify 1,682 articles that present empirical research documenting human efforts to reduce risk from climate change and associated hazards. Coding and synthesizing this literature highlights that the overall extent of adaptation across global regions and sectors is low. Adaptations are largely local and incremental rather than transformative. Behavioural adjustments by individuals and households are more prevalent than any other type of response, largely motivated by drought and precipitation variability. Local governments and civil society are engaging in risk reduction across all sectors and regions, particularly in response to flooding. Urban technological and infrastructural adaptations to flood risk are prevalent in Europe, while shifts in farming practices dominate reporting from Africa and Asia. Despite increasing evidence of adaptation responses, evidence that these responses are reducing risks (observed and projected) remains limited.
Over 1 billion people are living at the frontlines of climate change in mountain areas, where warming rates outpace the global average and are driving significant changes in environments and ecosystem services. These changes are exacerbating socioeconomic difficulties faced by many mountain communities, and are already intensifying vulnerabilities across mountain areas globally. The situation is indicative of pervasive and consequential deficits in adaptation, and calls attention to the need for a better understanding of existing adaptation efforts, as well as the prospects for increasing the quantity and quality of adaptation action in mountain regions. In response, this MountainAgenda article introduces a conceptual framework for adaptation gaps. It then uses data from 2 major global-scale adaptation reviews to shed light on the nature and true magnitude of the adaptation gap in mountains. It reveals shortcomings in available adaptation options, deficits in the uptake of existing adaptation support, and a general lack of coherence between existing adaptations and keystone global agreements relevant to climate change adaptation. These shortcomings are largely related to soft limits to adaptation that constrain responses across mountain areas. In this article, we provide recommendations for closing the adaptation gap in mountains and suggest that this will require deeply collaborative efforts that are rooted in local needs, aspirations, and ways of knowing, but that are also supported by external capacity building and implementation resources. In many instances, this will resemble a transformative approach to adaptation. The conceptual framework presented here is broadly applicable and can also be utilized to identify and close adaptation gaps in social-ecological contexts beyond mountains.
Constraints and limits to adaptation are critical to understanding the extent to which human and natural systems can successfully adapt to climate change. We conduct a systematic review of 1,682 academic studies on human adaptation responses to identify patterns in constraints and limits to adaptation for different regions, sectors, hazards, adaptation response types, and actors. Using definitions of constraints and limits provided by the Intergovernmental Panel on Climate Change (IPCC), we find that most literature identifies constraints to adaptation but that there is limited literature focused on limits to adaptation. Central and South America and Small Islands generally report greater constraints and both hard and soft limits to adaptation. Technological, infrastructural, and ecosystem-based adaptation suggest more evidence of constraints and hard limits than other types of responses. Individuals and households face economic and socio-cultural constraints which also inhibit behavioral adaptation responses and may lead to limits. Finance, governance, institutional, and policy constraints are most prevalent globally. These findings provide early signposts for boundaries of human adaptation and are of high relevance for guiding proactive adaptation financing and governance from local to global scales.
People affected by conflict are particularly vulnerable to climate shocks and climate change, yet little is known about climate change adaptation in fragile contexts. While climate events are one of the many contributing drivers of conflict, feedback from conflict increases vulnerability, thereby creating conditions for a vicious cycle of conflict. In this study, we carry out a systematic review of peer-reviewed literature, taking from the Global Adaptation Mapping Initiative (GAMI) dataset to documenting climate change adaptation occurring in 15 conflict-affected countries and compare the findings with records of climate adaptation finance flows and climate-related disasters in each country. Academic literature is sparse for most conflict-affected countries, and available studies tend to have a narrow focus, particularly on agriculture-related adaptation in rural contexts and adaptation by low-income actors. In contrast, multilateral and bilateral funding for climate change adaptation addresses a greater diversity of adaptation needs, including water systems, humanitarian programming, and urban areas. Even among the conflict-affected countries selected, we find disparity, with several countries being the focus of substantial research and funding, and others seeing little to none. Results indicate that people in conflict-affected contexts are adapting to climate change, but there is a pressing need for diverse scholarship across various sectors that documents a broader range of adaptation types and their results.
Assessing global progress on human adaptation to climate change is an urgent priority. Although the literature on adaptation to climate change is rapidly expanding, little is known about the actual extent of implementation. We systematically screened >48,000 articles using machine learning methods and a global network of 126 researchers. Our synthesis of the resulting 1,682 articles presents a systematic and comprehensive global stocktake of implemented human adaptation to climate change. Documented adaptations were largely fragmented, local and incremental, with limited evidence of transformational adaptation and negligible evidence of risk reduction outcomes. We identify eight priorities for global adaptation research: assess the effectiveness of adaptation responses, enhance the understanding of limits to adaptation, enable individuals and civil society to adapt, include missing places, scholars and scholarship, understand private sector responses, improve methods for synthesizing different forms of evidence, assess the adaptation at different temperature thresholds, and improve the inclusion of timescale and the dynamics of responses. Determining progress in adaptation to climate change is challenging, yet critical as climate change impacts increase. A stocktake of the scientific literature on implemented adaptation now shows that adaptation is mostly fragmented and incremental, with evidence lacking for its impact on reducing risk.
Abstract Extreme heat events impact people and ecosystems across the globe, and they are becoming more frequent and intense in a warming climate. Responses to heat span sectors and geographic boundaries. Prior research has documented technologies or options that can be deployed to manage extreme heat and examples of how individuals, communities, governments and other stakeholder groups are adapting to heat. However, a comprehensive understanding of the current state of implemented heat adaptations—where, why, how and to what extent they are occurring—has not been established. Here, we combine data from the Global Adaptation Mapping Initiative with a heat-specific systematic review to analyze the global extent and diversity of documented heat adaptation actions (n = 301 peer-reviewed articles). Data from 98 countries suggest that documented heat adaptations fundamentally differ by geographic region and national income. In high-income, developed countries, heat is overwhelmingly treated as a health issue, particularly in urban areas. However, in low- and middle-income, developing countries, heat adaptations focus on agricultural and livelihood-based impacts, primarily considering heat as a compound hazard with drought and other hydrological hazards. 63% of the heat-adaptation articles feature individuals or communities autonomously adapting, highlighting how responses to date have largely consisted of coping strategies. The current global status of responses to intensifying extreme heat, largely autonomous and incremental yet widespread, establishes a foundation for informed decision-making as heat impacts around the world continue to increase.