Since the start of science operations in 1993, the twin 10-m W. M. Keck Observatory (WMKO) telescopes have continued to maximize their scientific impact and to produce transformative discoveries that keep the observing community on the frontiers of astronomical research. Upgraded capabilities and new instrumentation are provided through collaborative partnerships with Caltech, the University of California, and the University of Hawaii instrument development teams along with industry and other organizations. The observatory adapts and responds to the observers' evolving needs as defined in the observatory's strategic plan periodically refreshed in collaboration with the science community. This paper is an overview of the instrumentation projects that range from commissioning to early conceptual stages. An emphasis is placed on the detector, detector controllers, and capability needs that are driven by the desired future technology defined in the 2022 strategic plan.

HISPEC is a new, high-resolution near-infrared spectrograph being designed for the W.M. Keck II telescope. By offering single-shot, R=100,000 between 0.98 - 2.5 um, HISPEC will enable spectroscopy of transiting and non-transiting exoplanets in close orbits, direct high-contrast detection and spectroscopy of spatially separated substellar companions, and exoplanet dynamical mass and orbit measurements using precision radial velocity monitoring calibrated with a suite of state-of-the-art absolute and relative wavelength references. MODHIS is the counterpart to HISPEC for the Thirty Meter Telescope and is being developed in parallel with similar scientific goals. In this proceeding, we provide a brief overview of the current design of both instruments, and the requirements for the two spectrographs as guided by the scientific goals for each. We then outline the current science case for HISPEC and MODHIS, with focuses on the science enabled for exoplanet discovery and characterization. We also provide updated sensitivity curves for both instruments, in terms of both signal-to-noise ratio and predicted radial velocity precision.

We present the validation of a transiting low-density exoplanet orbiting the M2.5 dwarf TOI 620 discovered by the NASA Transiting Exoplanet Survey Satellite (TESS) mission. We utilize photometric data from both TESS and ground-based follow-up observations to validate the ephemerides of the 5.09 day transiting signal and vet false-positive scenarios. High-contrast imaging data are used to resolve the stellar host and exclude stellar companions at separations ≳0.″2. We obtain follow-up spectroscopy and corresponding precise radial velocities (RVs) with multiple precision radial velocity (PRV) spectrographs to confirm the planetary nature of the transiting exoplanet. We calculate a 5σ upper limit of M P < 7.1 M ⊕ and ρ P < 0.74 g cm−3, and we identify a nontransiting 17.7 day candidate. We also find evidence for a substellar (1–20 M J ) companion with a projected separation ≲20 au from a combined analysis of Gaia, adaptive optics imaging, and RVs. With the discovery of this outer companion, we carry out a detailed exploration of the possibilities that TOI 620 b might instead be a circum-secondary planet or a pair of eclipsing binary stars orbiting the host in a hierarchical triple system. We find, under scrutiny, that we can exclude both of these scenarios from the multiwavelength transit photometry, thus validating TOI 620 b as a low-density exoplanet transiting the central star in this system. The low density of TOI 620 b makes it one of the most amenable exoplanets for atmospheric characterization, such as with the James Webb Space Telescope and Ariel, validated or confirmed by the TESS mission to date.

EarthFinder is a NASA Astrophysics Probe mission concept selected for study as input to the 2020 Astrophysics National Academies Decadal Survey. The EarthFinder concept is based on a dramatic shift in our understanding of how PRV measurements should be made. We propose a new paradigm which brings the high precision, high cadence domain of transit photometry as demonstrated by Kepler and TESS to the challenges of PRV measurements at the cm/s level. This new paradigm takes advantage of: 1) broad wavelength coverage from the UV to NIR which is only possible from space to minimize the effects of stellar activity; 2) extremely compact, highly stable, highly efficient spectrometers (R>150,000) which require the diffraction-limited imaging possible only from space over a broad wavelength range; 3) the revolution in laser-based wavelength standards to ensure cm/s precision over many years; 4) a high cadence observing program which minimizes sampling-induced period aliases; 5) exploiting the absolute flux stability from space for continuum normalization for unprecedented line-by-line analysis not possible from the ground; and 6) focusing on the bright stars which will be the targets of future imaging missions so that EarthFinder can use a ~1.5 m telescope.

Precise Doppler radial-velocity (RV) instruments will continue to play an essential role in advancing our holistic understanding of exoplanetary systems. The combination of orbital parameters from transit surveys and follow-up RV measurements is vital to unlock mass and density estimates of detected planets, giving us insight into their environment and structure. However, the exoplanet field is reaching a critical juncture: the measurement sensitivity of existing radial-velocity instruments is becoming the limiting factor in further increasing our knowledge. Without improvement in delivered RV measurement precision, we will not be able to provide dynamical mass and density estimates for some of the most exciting (and consequently most challenging) discoveries expected from new transit missions including the Transiting Exoplanet Survey Satellite (TESS) (Plavchan et al. 2015, Ricker et al. 2014). RV precisions at the 10cm/s level are required to fully confirm earth-like analogues, provide masses and measure density to the 1-5 this RV capability will also be important to allow for efficient target selection for facilities such as the James Webb Space Telescope (JWST). A promising way forward to achieve this goal is to use single-mode fibers to inject light to a spectrograph. This mitigates many of the error terms facing current generation seeing-limited RV instruments while simultaneously offering the capability of high resolution spectroscopy within a small optical footprint (Schwab et al. 2012, Crepp 2014, Jovanovic et al. 2016a). We discuss the benefits of this technique, its challenges, and the current status of development.

Planets occur most frequently around cool dwarfs, but only a handful of specific examples are known to orbit the latest-type M stars. Using TESS photometry, we report the discovery of two planets transiting the low-mass star called LP 791-18 (identified by TESS as TOI 736). This star has spectral type M6V, effective temperature 2960 K, and radius 0.17 R_Sun, making it the third-coolest star known to host planets. The two planets straddle the radius gap seen for smaller exoplanets; they include a 1.1 R_Earth planet on a 0.95 day orbit and a 2.3 R_Earth planet on a 5 day orbit. Because the host star is small the loss of light during these planets' transits is fairly large (0.4% and 1.7%). This has allowed us to detect both planets' transits from ground-based photometry, refining their radii and orbital ephemerides. In the future, radial velocity observations and transmission spectroscopy can both probe these planets' bulk interior and atmospheric compositions, and additional photometric monitoring would be sensitive to even smaller transiting planets.

With the Transiting Exoplanet Survey Satellite (TESS) and ground-based surveys searching for rocky exoplanets around cooler, nearby stars, the number of Earth-sized exoplanets that are well suited for atmospheric follow-up studies will increase significantly. For atmospheric characterization, the James Webb Space Telescope will only be able to target a small fraction of the most interesting systems, and the usefulness of ground-based observatories will remain limited by a range of effects related to Earth's atmosphere. Here, we explore a new method for ground-based exoplanet atmospheric characterization that relies on simultaneous, differential, ultra-narrow-band photometry. The instrument uses a narrow-band interference filter and an optical design that enables simultaneous observing over two 0.3 nm wide bands spaced 1 nm apart. We consider the capabilities of this instrument in the case where one band is centered on an oxygen-free continuum region while the other band overlaps the 760 nm oxygen bandhead in the transmission spectrum of the exoplanet, which can be accessible from Earth in systems with large negative line-of-sight velocities. We find that M9 and M4 dwarfs that meet this radial velocity requirement will be the easiest targets but must be nearby (<8 pc) and will require the largest upcoming Extremely Large Telescopes. The oxyometer instrument design is simple and versatile and could be adapted to enable the study of a wide range of atmospheric species. We demonstrate this by building a prototype oxyometer and present its design and a detection of a 50 ppm simulated transit signal in the laboratory. We also present data from an on-sky test of a prototype oxyometer, demonstrating the ease of use of the compact instrument design.

The discovery and characterization of exoplanets around nearby stars are driven by profound scientific questions about the uniqueness of Earth and our solar system, and the conditions under which life could exist elsewhere in our galaxy. Doppler spectroscopy, or the radial velocity (RV) technique, has been used extensively to identify hundreds of exoplanets, but with notable challenges in detecting terrestrial mass planets orbiting within habitable zones. We describe infrared RV spectroscopy at the 10 m Hobby-Eberly Telescope that leverages a 30 GHz electro-optic laser frequency comb with a nanophotonic supercontinuum to calibrate the Habitable Zone Planet Finder spectrograph. Demonstrated instrument precision <10 cm/s and stellar RVs approaching 1 m/s open the path to discovery and confirmation of habitable-zone planets around M-dwarfs, the most ubiquitous type of stars in our galaxy. (c) 2019 Optical Society of America under the terms of the OSA Open Access Publishing Agreement

The fields of Astronomy and Astrophysics are technology limited, where the advent and application of new technologies to astronomy usher in a flood of discoveries altering our understanding of the Universe (e.g., recent cases include LIGO and the GRAVITY instrument at the VLTI). Currently, the field of astronomical spectroscopy is rapidly approaching an impasse: the size and cost of instruments, especially multi-object and integral field spectrographs for extremely large telescopes (ELTs), are pushing the limits of what is feasible, requiring optical components at the very edge of achievable size and performance. For these reasons, astronomers are increasingly looking for innovative solutions like photonic technologies that promote instrument miniaturization and simplification, while providing superior performance. Astronomers have long been aware of the potential of photonic technologies. The goal of this white paper is to draw attention to key photonic technologies and developments over the past two decades and demonstrate there is new momentum in this arena. We outline where the most critical efforts should be focused over the coming decade in order to move towards realizing a fully photonic instrument. A relatively small investment in this technology will advance astronomical photonics to a level where it can reliably be used to solve challenging instrument design limitations. For the benefit of both ground and space borne instruments alike, an endorsement from the National Academy of Sciences decadal survey will ensure that such solutions are set on a path to their full scientific exploitation, which may one day address a broad range of science cases outlined in the KSPs.

EarthFinder is a Probe Mission concept selected for study by NASA for input to the 2020 astronomy decadal survey. This study is currently active and a final white paper report is due to NASA at the end of calendar 2018. We are tasked with evaluating the scientific rationale for obtaining precise radial velocity (PRV) measurements in space, which is a two-part inquiry: What can be gained from going to space? What can't be done form the ground? These two questions flow down to these specific tasks for our study - Identify the velocity limit, if any, introduced from micro- and macro-telluric absorption in the Earth's atmosphere; Evaluate the unique advantages that a space-based platform provides to emable the identification and mitigation of stellar acitivity for multi-planet signal recovery.

The Keck Planet Finder (KPF) is a fiber-fed, high-resolution, high-stability spectrometer in development for the W.M. Keck Observatory. The instrument recently passed its preliminary design review and is currently in the detailed design phase. KPF is designed to characterize exoplanets using Doppler spectroscopy with a single measurement precision of 0.5 m s−1 or better; however, its resolution and stability will enable a wide variety of other astrophysical pursuits. KPF will have a 200 mm collimated beam diameter and a resolving power greater than 80,000. The design includes a green channel (445 nm to 600 nm) and red channel (600 nm to 870 nm). A novel design aspect of KPF is the use of a Zerodur optical bench, and Zerodur optics with integral mounts, to provide stability against thermal expansion and contraction effects.

We demonstrate a path to hitherto unachievable differential photometric precisions from the ground, both in the optical and near-infrared (NIR), using custom-fabricated beam-shaping diffusers produced using specialized nanofabrication techniques. Such diffusers mold the focal plane image of a star into a broad and stable top-hat shape, minimizing photometric errors due to non-uniform pixel response, atmospheric seeing effects, imperfect guiding, and telescope-induced variable aberrations seen in defocusing. This PSF reshaping significantly increases the achievable dynamic range of our observations, increasing our observing efficiency and thus better averages over scintillation. Diffusers work in both collimated and converging beams. We present diffuser-assisted optical observations demonstrating 62(-16)(+26) ppm precision in 30 minute bins on a nearby bright star 16 Cygni A (V = 5.95) using the ARC 3.5 m telescope-within a factor of similar to 2 of Kepler's photometric precision on the same star. We also show a transit of WASP-85-Ab (V = 11.2) and TRES-3b (V = 12.4), where the residuals bin down to 180(-41)(+66) ppm in 30 minute bins for WASP-85-Ab-a factor of similar to 4 of the precision achieved by the K2 mission on this target-and to 101 ppm for TRES-3b. In the NIR, where diffusers may provide even more significant improvements over the current state of the art, our preliminary tests demonstrated 137(-36)(+64) ppm precision for a K-S = 10.8 star on the 200 inch. Hale Telescope. These photometric precisions match or surpass the expected photometric precisions of TESS for the same magnitude range. This technology is inexpensive, scalable, easily adaptable, and can have an important and immediate impact on the observations of transits and secondary eclipses of exoplanets.

We have developed an optical design for a high resolution spectrograph in response to NASA’s call for an extreme precision Doppler spectrometer (EPDS) for the WIYN telescope. Our instrument covers a wavelength range of 380 to 930 nm using a single detector and with a resolution of 100,000. To deliver the most stable spectrum, we avoid the use of an image slicer, in favor of a large (195 mm diameter) beam footprint on a 1x2 mosaic R4 Echelle grating. The optical design is based on a classic white pupil layout, with a single parabolic mirror that is used as the main and transfer collimator. Cross dispersion is provided by a single large PBM2Y glass prism. The refractive camera consists of only four rotationally symmetric lenses made from i-Line glasses, yet delivers very high image quality over the full spectral bandpass. We present the optical design of the main spectrograph bench and discuss the design trade-offs and expected performance.

We present the design for a high resolution near-infrared spectrograph. It is fed by a single-mode fiber coupled to a high performance adaptive optics system, leading to an extremely stable instrument with high total efficiency. The optical design is a cross-dispersed Echelle spectrograph based on a white pupil layout. The instrument uses a R6 Echelle grating with 13.3 grooves per mm, enabling very high resolution with a small beam diameter. The optical design is diffraction limited to enable optimal performance; this leads to subtle differences compared to spectrographs with large input slits.

The Habitable-Zone Planet Finder is a stabilized, fiber-fed, NIR spectrograph being built for the 10m Hobby- Eberly telescope (HET) that will be capable of discovering low mass planets around M dwarfs. The optical design of the HPF is a white pupil spectrograph layout in a vacuum cryostat cooled to 180 K. The spectrograph uses gold-coated mirrors, a mosaic echelle grating, and a single Teledyne Hawaii-2RG (H2RG) NIR detector with a 1.7-micron cutoff covering parts of the information rich z, Y and J NIR bands at a spectral resolution of R∼50,000. The unique design of the HET requires attention to both near and far-field fiber scrambling, which we accomplish with double scramblers and octagonal fibers. In this paper we discuss and summarize the main requirements and challenges of precision RV measurements in the NIR with HPF and how we are overcoming these issues with technology, hardware and algorithm developments to achieve high RV precision and address stellar activity.

HPF is an ultra-stable, precision radial velocity near infrared spectrograph with a unique environmental control scheme. The spectrograph will operate at a mid-range temperature of 180K, approximately half way between room temperature and liquid nitrogen temperature; it will be stable to sub-milli-Kelvin(mK) levels over a calibration cycle and a few mK over months to years. HPF's sensor is a 1.7 micron H2RG device by Teledyne. The environmental control boundary is a 9 m(2) thermal enclosure that completely surrounds the optical train and produces a near blackbody cavity for all components. A large, pressure stabilized liquid nitrogen tank provides the heat sink for the system via thermal straps while a multichannel resistive heater control system provides the stabilizing heat source. High efficiency multi-layer insulation blanketing provides the outermost boundary of the thermal enclosure to largely isolate the environmental system from ambient conditions. The cryostat, a stainless steel shell derived from the APOGEE design, surrounds the thermal enclosure and provides a stable, high quality vacuum environment. The full instrument will be housed in a passive 'meat-locker' enclosure to add a degree of additional thermal stability and as well as protect the instrument. Effectiveness of this approach is being empirically demonstrated via long duration scale model testing. The full scale cryostat and environmental control system are being constructed for a 2016 delivery of the instrument to the Hobby-Eberly Telescope. This report describes the configuration of the hardware and the scale-model test results as well as projections for performance of the full system.

We present the scientific motivation and conceptual design for the recently funded Habitable-zone Planet Finder (HPF), a stabilized fiber-fed near-infrared (NIR) spectrograph for the 10 meter class Hobby-Eberly Telescope (HET) that will be capable of discovering low mass planets around M dwarfs. The HPF will cover the NIR Y & J bands to enable precise radial velocities to be obtained on mid M dwarfs, and enable the detection of low mass planets around these stars. The conceptual design is comprised of a cryostat cooled to 200K, a dual fiber-feed with a science and calibration fiber, a gold coated mosaic echelle grating, and a Teledyne Hawaii-2RG (H2RG)* NIR detector with a 1.7 mu m cutoff. A uranium-neon hollow-cathode lamp is the baseline wavelength calibration source, and we are actively testing laser frequency combs to enable even higher radial velocity precision. We will present the overall instrument system design and integration with the HET, and discuss major system challenges, key choices, and ongoing research and development projects to mitigate risk. We also discuss the ongoing process of target selection for the HPF survey.

We ask if Earth-like planets (terrestrial mass and habitable-zone orbit) can be detected in multi-planet systems, using astrometric and radial velocity observations. We report here the preliminary results of double-blind calculations designed to answer this question.