Global warming is amplified in the Arctic. However, numerical models struggle to represent key processes that determine Arctic weather and climate. To collect data that help to constrain the models, the HALO–(𝒜𝒞)3 aircraft campaign was conducted over the Norwegian and Greenland seas, the Fram Strait, and the central Arctic Ocean in March and April 2022. The campaign focused on one specific challenge posed by the models, namely the reasonable representation of transformations of air masses during their meridional transport into and out of the Arctic via northward moist- and warm-air intrusions (WAIs) and southward marine cold-air outbreaks (CAOs). Observations were made over areas of open ocean, the marginal sea ice zone, and the central Arctic sea ice. Two low-flying and one long-range, high-altitude research aircraft were flown in colocated formation whenever possible. To follow the air mass transformations, a quasi-Lagrangian flight strategy using trajectory calculations was realized, enabling us to sample the same moving-air parcels twice along their trajectories. Seven distinct WAI and 12 CAO cases were probed. From the quasi-Lagrangian measurements, we have quantified the diabatic heating/cooling and moistening/drying of the transported air masses. During CAOs, maximum values of 3 K h−1 warming and 0.3 g kg−1 h−1 moistening were obtained below 1 km altitude. From the observations of WAIs, diabatic cooling rates of up to 0.4 K h−1 and a moisture loss of up to 0.1 g kg−1 h−1 from the ground to about 5.5 km altitude were derived. Furthermore, the development of cloud macrophysical (cloud-top height and horizontal cloud cover) and microphysical (liquid water path, precipitation, and ice index) properties along the southward pathways of the air masses were documented during CAOs, and the moisture budget during a specific WAI event was estimated. In addition, we discuss the statistical frequency of occurrence of the different thermodynamic phases of Arctic low-level clouds, the interaction of Arctic cirrus clouds with sea ice and water vapor, and the characteristics of microphysical and chemical properties of Arctic aerosol particles. Finally, we provide a proof of concept to measure mesoscale divergence and subsidence in the Arctic using data from dropsondes released during the flights.

Megacities and other major population centres (MPCs) worldwide are major sources of air pollution, both locally as well as downwind. The overall assessment and prediction of the impact of MPC pollution on tropospheric chemistry are challenging. The present work provides an overview of the highlights of a major new contribution to the understanding of this issue based on the data and analysis of the EMeRGe (Effect of Megacities on the transport and transformation of pollutants on the Regional to Global scales) international project. EMeRGe focuses on atmospheric chemistry, dynamics, and transport of local and regional pollution originating in MPCs. Airborne measurements, taking advantage of the long range capabilities of the High Altitude and LOng Range Research Aircraft (HALO, https://www.halo-spp.de, last access: 22 March 2022), are a central part of the project. The synergistic use and consistent interpretation of observational data sets of different spatial and temporal resolution (e.g. from ground-based networks, airborne campaigns, and satellite measurements) supported by modelling within EMeRGe provide unique insight to test the current understanding of MPC pollution outflows. In order to obtain an adequate set of measurements at different spatial scales, two field experiments were positioned in time and space to contrast situations when the photochemical transformation of plumes emerging from MPCs is large. These experiments were conducted in summer 2017 over Europe and in the inter-monsoon period over Asia in spring 2018. The intensive observational periods (IOPs) involved HALO airborne measurements of ozone and its precursors, volatile organic compounds, aerosol particles, and related species as well as coordinated ground-based ancillary observations at different sites. Perfluorocarbon (PFC) tracer releases and model forecasts supported the flight planning, the identification of pollution plumes, and the analysis of chemical transformations during transport. This paper describes the experimental deployment and scientific questions of the IOP in Europe. The MPC targets – London (United Kingdom; UK), the Benelux/Ruhr area (Belgium, the Netherlands, Luxembourg and Germany), Paris (France), Rome and the Po Valley (Italy), and Madrid and Barcelona (Spain) – were investigated during seven HALO research flights with an aircraft base in Germany for a total of 53 flight hours. An in-flight comparison of HALO with the collaborating UK-airborne platform Facility for Airborne Atmospheric Measurements (FAAM) took place to assure accuracy and comparability of the instrumentation on board. Overall, EMeRGe unites measurements of near- and far-field emissions and hence deals with complex air masses of local and distant sources. Regional transport of several European MPC outflows was successfully identified and measured. Chemical processing of the MPC emissions was inferred from airborne observations of primary and secondary pollutants and the ratios between species having different chemical lifetimes. Photochemical processing of aerosol and secondary formation or organic acids was evident during the transport of MPC plumes. Urban plumes mix efficiently with natural sources as mineral dust and with biomass burning emissions from vegetation and forest fires. This confirms the importance of wildland fire emissions in Europe and indicates an important but discontinuous contribution to the European emission budget that might be of relevance in the design of efficient mitigation strategies. The present work provides an overview of the most salient results in the European context, with these being addressed in more detail within additional dedicated EMeRGe studies. The deployment and results obtained in Asia will be the subject of separate publications.

In a companion article (Jimenez et al., 2020), we introduced a new lidar method to derive microphysical properties of liquid-water clouds (cloud extinction coefficient, droplet effective radius, liquid-water content, cloud droplet number concentration Nd) at a height of 50–100 m above the cloud base together with aerosol information (aerosol extinction coefficients, cloud condensation nuclei concentration NCCN) below the cloud layer so that detailed studies of the influence of given aerosol conditions on the evolution of liquid-water cloud layers with high temporal resolution solely based on lidar observations have become possible now. The novel cloud retrieval technique makes use of lidar observations of the volume linear depolarization ratio at two different receiver field of views (FOVs). In this article, Part 2, the new dual-FOV polarization lidar technique is applied to cloud measurements in pristine marine conditions at Punta Arenas in southern Chile. A multiwavelength polarization Raman lidar, upgraded by integrating a second polarization-sensitive channel to permit depolarization ratio observations at two FOVs, was used for these measurements at the southernmost tip of South America. Two case studies are presented to demonstrate the potential of the new lidar technique. Successful aerosol–cloud-interaction (ACI) studies based on measurements with the upgraded aerosol–cloud lidar in combination with a Doppler lidar of the vertical wind component could be carried out with 1 min temporal resolution at these pristine conditions. In a stratocumulus layer at the top of the convective boundary layer, we found values of Nd and NCCN (for 0.2 % water supersaturation) ranging from 15–100 and 75–200 cm−3, respectively, during updraft periods. The studies of the aerosol impact on cloud properties yielded ACI values close to 1. The impact of aerosol water uptake on the ACI studies was analyzed with the result that the highest ACI values were obtained when considering aerosol proxies (light-extinction coefficient αpar or NCCN) measured at heights about 500 m below the cloud base (and thus for dry aerosol conditions).

We present a new formalism to calibrate a three-signal polarization lidar and to measure highly accurate height profiles of the volume linear depolarization ratios under realistic experimental conditions. The methodology considers elliptically polarized laser light, angular misalignment of the receiver unit with respect to the main polarization plane of the laser pulses, and cross talk among the receiver channels. A case study of a liquid-water cloud observation demonstrates the potential of the new technique. Long-term observations of the calibration parameters corroborate the robustness of the method and the long-term stability of the three-signal polarization lidar. A comparison with a second polarization lidar shows excellent agreement regarding the derived volume linear polarization ratios in different scenarios: a biomass burning smoke event throughout the troposphere and the lower stratosphere up to 16 km in height, a dust case, and also a cirrus cloud case.

Since 2010, the Raman dual-FOV lidar system permits the retrieval of microphysical properties of liquid-water clouds during nighttime. A new robust lidar depolarization approach was recently introduced, which permits the retrieval of these properties as well, with high temporal resolution and during daytime. To implement this approach, the lidar system was upgraded, by adding a three channel depolarization receiver. The first preliminary retrieval results and a comparison between both methods is presented.

In this work, we have used a tunable VCSEL for high-speed optical data transmission. To obtain wide tunability, a MEMS-DBR is surface micromachined onto a short-cavity high-speed VCSEL operating at 1550 nm. Ultra-wide continuous tuning is realized with electro-thermal actuation of the MEMS with built-in stress gradient within SiOx/SiNy dielectric layers. The MEMS-VCSEL operates in single-mode with SMSR > 40 dB across the entire tuning range. Quasi-error-free transmission of direct-modulation at record 15 Gbps is reported for 20 nm tuning, showing the potential towards the standard requirements for the SFP+ modules in the tail-ends of the WDM transmission system.

Since 2010, the Lidar MARTHA at TROPOS permits the retrieval of microphysical properties of liquid-water clouds during nighttime by estimations of the multiple scattering effects with the so called dual-FOV Raman technique. A recent lidar single-FOV depolarization approach which permits the retrieval of these properties as well, was implemented in the MARTHA system. Additionally, a new simple dual-FOV depolarization approach was developed and tested in the lidar measurement for several cloud periods. The first preliminary retrieval results and a comparison between the three methods are presented.

For the first time, colocated dual-field of view (dual-FOV) Raman lidar and Doppler lidar observations (case studies) of aerosol and cloud optical and microphysical properties below and within thin layered liquid water clouds are presented together with an updraft and downdraft characterization at cloud base. The goal of this work is to investigate the relationship between aerosol load close to cloud base and cloud characteristics of warm (purely liquid) clouds and the study of the influence of vertical motions and turbulent mixing on this relationship. We further use this opportunity to illustrate the applicability of the novel dual-FOV Raman lidar in this field of research. The dual-FOV lidar combines the well-established multiwavelength Raman lidar technique for aerosol retrievals and the multiple-scattering Raman lidar technique for profiling of the single-scattering extinction coefficient, effective radius, number concentration of the cloud droplets, and liquid water content. Key findings of our 3 year observations are presented in several case studies of optically thin altocumulus layers occurring in the lower free troposphere between 2.5 and 4 km height over Leipzig, Germany, during clean and polluted situations. For the clouds that we observed, the most direct link between aerosol proxy (particle extinction coefficient) and cloud proxy (cloud droplet number concentration) was found at cloud base during updraft periods. Above cloud base, additional processes resulting from turbulent mixing and entrainment of dry air make it difficult to determine the direct impact of aerosols on cloud processes.

Dual-field-of-view Raman lidar measurements, detecting Raman-scattered light with two fields of view simultaneously, are used for the first time to retrieve cloud microphysical properties. The measurements are performed with the Multiwavelength Atmospheric Raman Lidar for Temperature, Humidity, and Aerosol Profiling (MARTHA) at the Leibniz Institute for Tropospheric Research in Leipzig, Germany. Light that is scattered in forward direction by cloud droplets and inelastically backscattered by N2 molecules is detected. A forward iterative algorithm uses the measured signals to derive profiles of the effective cloud droplet radius, extinction coefficient, and liquid-water content of the investigated clouds. The setup, algorithm, error analysis, and a measurement example are presented. The obtained liquid-water path is validated by observations with a microwave radiometer. With the capability to retrieve aerosol properties as well as cloud microphysical properties, the Raman lidar MARTHA is an ideal tool for studies of the aerosol indirect effect.

In the framework of regular European Aerosol Research Lidar Network (EARLINET) observations, aerosol layers have been monitored with a multiwavelength aerosol Raman lidar in the upper troposphere and lower stratosphere over Leipzig (51.4°N, 12.4°E), Germany, since the summer of 2008. The origins of these layers are eruptions of different volcanoes on the Aleutian Islands, Kamchatka, Alaska, and on the Kuril Islands. FLEXPART transport simulations show that the volcanic aerosol is advected from Alaska to central Europe within about 7 days. The aerosol layers typically occurred in the upper troposphere above 5 km height and in the lower stratosphere below 25 km height. The optical depths of the volcanic aerosol layers are mostly between 0.004 and 0.025 at 532 nm. The wavelength dependence of the backscatter coefficients and extinction coefficients indicate Ångström exponents from 1.0–2.0. Lidar ratios in the stratosphere are found in the range from 30–60 sr (355 nm) and 30–45 sr (532 nm). The estimation of the effective radius, surface‐area, and mass concentrations of a volcanic aerosol layer, observed well within the stratosphere at end of August 2009, reveals values of 0.1–0.2 μm, 5–10 μm2 cm−3, and 0.3–0.5 μg m−3, respectively.

From 16-24 April 2010 multiwavelength EARLINET Raman lidar and AERONET Sun photometer measurements were performed at the Leibniz Institute for Tropospheric Research (IfT) in Leipzig (51.3° N, 12.5° E), Germany, to monitor the ash layers originating from the eruptions of the Eyjafjallajokull volcano in southern Iceland. We observed the first ash plumes on 16 April 2010. They showed strong depolarization which indicates non-spherical particles. Extinction coefficients were as high as 500 Mm-1. We estimate ash mass concentrations of the order of 1000 μg/m3 in the main plume. For an aged ash plume on 19 April 2010 we observed much lower extinction coefficients of around 50 Mm-1 which lead to estimated ash mass concentrations of the order of 100 μg/m3.

An energy dispersive x-ray diffraction and fluorescence (EDXRD/XRF) system with no moving parts was developed to monitor in situ the initial stages of thin film growth. The EDXRD/XRF system utilized a low power 25 W microfocus x-ray source and collimating polycapillary optics manufactured by X-Ray Optical Systems (XOS). Metastable semiconductor thin film samples containing phase-separated inclusions of Sn were analyzed for simulation of early deposition stages. The time required to obtain sufficient diffraction data from these thin films was on the order of 60 seconds. Diffraction and fluorescence data were simultaneously obtained making it possible to simultaneously determine the crystal structure and composition of thin films while they are growing. This has the potential for revolutionizing how new materials are developed and commercialized, significantly cutting development and process control costs. An additional XRF system was developed that utilized a low power 20 W microfocus x-ray source and a focusing polycapillary optic. The Sn minimum detectable limit of this system (samples of interest were Ge1-xSnx) was on the order of nanograms using the Sn-Lα signal, which corresponds to picograms from a Sn-Kα signal. Such low levels are usually only possible with a rotating anode source 103 times more powerful than the low power sealed tube source used in this experiment. An 100nm thin Ge1-xSnx sample made by ion implantation was analyzed with this XRF system. In 300 s, a detectable signal was obtained, indicating the viability of this system for in situ, thin film, composition monitoring and characterization of the first several monolayers of thin film growth.