Damages to buildings from pluvial flooding pose key risks to cities, impacting both economy and health, and drawing increased policy attention. While Swedish buildings are known to be at risk, most research focuses on homeowners and flood exposure. Despite municipal property companies owning a quarter of all apartments in Sweden, less is known about their buildings' risk and adaptation actions. This study addresses this gap by investigating: What do property company staff view as severe pluvial flood impacts? Which building characteristics contribute to pluvial flood risk, particularly severe impacts? What adaptation actions can property companies implement to reduce severe flood impact risk? The study involves collaboration with four Swedish municipal property companies, mapping 2,358 buildings, inspecting 604 buildings, and conducting nine expert workshops. The study suggests a severe impacts approach to guide adaptation to pluvial floods, reducing impacts on: Human lives or health, Critical operations, Evacuation, Critical technical installations, and High-value loss and damage. The study identifies a set of scalable property-level adaptation actions to reduce severe impacts and a typology of adaptation actions, emphasizing property owner responsibility and ability to act. Implementing the severe impacts approach, the typology and scalable actions will increase property companies' capacity to adapt.
Progressing with climate adaptation in dense urban built environments has proved challenging. Making adaptation multifunctional has been proposed as a promising approach, allowing effective use of limited urban space by simultaneously meeting important societal needs. However, there is still uncertainty about the extent to which multifunctionality is actively planned, designed, and implemented in urban areas and what factors influence implementation uptake. This paper analytically unpacks the practice and prospects of multifunctional adaptation in urban built environments, illustrating empirical lessons from ten Swedish cities. We conclude that multifunctional adaptation in practical examples tends to focus more on manifesting and effectively using existing green space for multiple functions instead of undoing and transforming traditional grey urban environments to enhance greening and adding new green qualities in the urban landscape. Moreover, city size proves important when considering both motivations and implementation uptake. Larger cities motivate multifunctional adaptation by political expectations and lack of available space, whereas in smaller cities motivations include their contribution to urban attractiveness and public acceptance of adaptation measures. Many factors identified in previous studies as influencing implementation uptake also prove valid for multifunctional urban built environment adaptation. However, there is evidence of substantial size-related differences in the analysis, with some factors being more manageable in smaller and others in larger cities. This suggests the importance of analytically distinguishing city size for the sake of research accuracy, policy evaluation and design, to be able to make the most of ongoing multifunctional adaptation in dense and complex urban built environments.
Climate change and urban development patterns amplify the risks of flooding and water pollution. While climate-robust stormwater management has the potential to reduce these risks, its implementation remains slow. Enhanced and new forms of collaboration between municipalities and property owners are proposed as the keys to advancing the volume and effectiveness of such measures. However, the practical outline of new collaborative practices between these actor categories within existing built urban environments is still in its early stages. This study uses the experiences and visions of respondents from eleven municipalities and six property companies in Sweden to start examining the challenges, needs, and requirements for such forms of collaboration. The study identifies current challenges, including ambiguous legislation, organizational differences, unclear roles and responsibilities, and weak economic incentives. Requirements for improved collaboration opportunities include overcoming perceived legal obstacles, assigning collaboration coordinators, establishing long-term collaborative forums, and clarifying financial principles and cost-sharing arrangements. Creating the conditions for collaboration thus requires changes in formal national frameworks, as well as changes in local organizational structures, norms, and traditions.
Pluvial floods are increasingly affecting urban areas worldwide. Despite growing media attention and clear owner responsibility for reducing climate-related risk for buildings in Swedish national adaptation policy, adaptation action remains slow. Understanding how different property owner categories view and act on flood risks is key for developing better incentive structures and support for accelerating adaptation action. While tenant-owned housing is a common form of housing tenure in Sweden, studies are lacking. This study enhances understanding of pluvial flood risk and adaptation views and actions by tenant-owned housing associations in two Swedish cities. It is based on assessments of 69 apartment buildings within eleven tenant-owned associations and semi-structured interviews with their eleven chairpersons. The study indicates that tenant-owned associations grossly underestimate their flood risks and responsibilities for climate adaptation, even though many buildings studied are at significant risk, and most associations have been impacted by floods, some severely and recurrently. The patronization of flood risk and responsibility for adaptation is attributed to several factors: underestimating risks and consequences, devaluing the benefit of one’s own adaptation actions, lacking knowledge about climate adaptation measures for buildings, and (overly) generous insurance terms. The findings confirm low adaptation action among housing associations, even those with recurring floods, which is concerning given the strong reliance on property-owner adaptation in national adaptation policy.
While climate adaptation planning and implementation is gradually increasing across the globe, there is a documented gap between what is done and what needs to be done. Researchers have documented climate adaptation efforts at the strategic policy-making level and in urban planning practices, but less is known about how cities navigate the intricacies of climate adaptation policy-progression in the existing built environment. Contributing to the analytical unpacking of how to reduce policy implementation gaps, this paper targets ten Swedish early adopter cities seeking to proactively and pragmatically progress with their climate adaptation efforts from policy-formation to implementation in the urban built environment. Qualitative analyses of interviews and policy-documents illustrate that the cities, despite their early adopter status, struggle with stepwise policy-progression and get stuck when approaching implementation. Ensuring appropriate climate adaptation in the existing urban built environment becomes problematic due to current legal distribution of responsibilities, diverse land-ownership patterns and path-dependent structures and configurations within cities that are dense, intricate and tightly developed over of time. We identify three pragmatic action-strategies adopted to create solution space and allowing the cities to proceed: event-driven, target-driven and opportunity-driven climate adaptation, each having their advantages and disadvantages for ensuring urban robustness, as well as different requirements for up-scaling. The analysis enables important lessons of climate adaptation policy-progression, the promise and pitfalls of stepwise adaptation and the necessity of pragmatic muddling that is required to make climate adaptation work in the existing urban built environment.
Klimatförändringar leder till ökade och nya risker i samhällen. Översvämningar från skyfall är en sådan risk som redan genererar stora skador, vilka förväntas öka markant i framtiden. Inte minst riskerar många villaägare att drabbas av översvämningar och de har också tillskrivits en central roll i Sveriges klimatanpassningsarbete. Trots detta har inga tidigare svenska studier undersökt specifikt hur villaägare påverkats av översvämningar bortom skadekostnader och ytterst få har undersökt hur de har hanterat eller ser på sitt ansvar att förebygga översvämningsrisker. Bristen på sådan kunskap kan leda till mindre informerade beslut om klimatanpassning. Genom intervjuer med villaägare som drabbats av översvämningar undersöker denna studie hur villaägare; ser på översvämningsrisker, har påverkats materiellt och hälsomässigt, har hanterat situationen, och ser på ansvar att förebygga nya skador. Studien påvisar tydliga effekter på villaägares välbefinnande, att få villaägare har implementerat åtgärder, tendenser att underskatta risker för översvämningar samt att ansvaret för förebyggande åtgärder skjuts över till andra aktörer.
Transformative adaptation is described as decisive to mitigating risks and to seizing opportunities from a changing climate, requiring new ways of governing, planning and collaborating, alongside technical innovations. Building municipal capacities for citizen participation in adaptation is important to enabling such transformational changes but remains challenging. By applying capacities distilled from the literature on Urban Transformative Capacity and Participatory Climate Governance in a Swedish municipal case, this study aims to disentangle key limits for, and innovations to strengthen, local capacities for citizen participation in transformative climate adaptation. Interviews with municipal officials, focus groups with citizens, and document analyses were employed to analyse how climate adaptation and citizen participation are governed, and how these policy areas are interacting and could be bridged. The study points at conditions that foremost prevent bridging established policies and practices on adaptation and citizen participation, stemming from the different logics and distribution of responsibility within, and lacking collaboration between, these separated policy areas. The analysis concludes that potential ways to enable citizen participation in adaptation involve: broadening the geographical boundaries of deliberations; redefining the target groups for participation; co-designing participation targets, approaches and evaluation; and developing new ways to analyse and act on the patterns in the citizen inputs received.
With climate change already underway, cities are looking for ways to deal with its effects. To balance urban waterfront development and climate adaptation, floating housing is presented as a promising solution—however it has not been studied sufficiently. This paper explores floating housing as urban climate experimentation, targeting vision/motivation, practice and upscaling in a national context where support mechanisms and traditions are absent. Interviews with innovation entrepreneurs and municipal planners involved with planning and building floating districts show that, with one exception, the Swedish initiatives are at odds with the theoretical assumptions behind urban climate experimentation. Initiatives are neither challenge-led in terms of climate risk nor inclusive and community-based. Rather, the small-scale private entrepreneurs are pioneers in offering unique living on water as one-off innovations. While allowing experimentation, municipal planners are less convinced by the effectiveness and appropriateness of upscaling. Floating housing may contribute to local identity building and place marketing, but are riddled with implementation challenges regarding shoreline protection, privatization/accessibility, limited market interest and urban development fit. While the floating houses themselves withstand flooding, thus safeguarding individual house owners, they do not protect the land-based city with its vulnerable waterfront development patterns. Results thus suggest the limitation of floating houses in shifting development pathways and strengthening urban climate proofing.
With global warming, heat waves are becoming more frequent and intense, particularly in northern latitudes, where the pace of warming is faster. Due to its northern location, Swedish society has been built primarily to manage a cold climate, and is less prepared to manage heat, which the 2018 heat wave demonstrated. While young children are recognized as vulnerable to heat, and are reliant on preschool care, few studies have examined how the young and vulnerable people are cared for during heat waves in the institutional preschool setting. This exploratory study demonstrates how children in preschool environments are vulnerable to heat, in order to identify management needs by assessing experienced impacts and responses to the 2018 heat wave in Sweden. Empirically, the study builds on a survey completed by 33 unit heads responsible for 77 preschools in the focused municipality, and qualitative interviews with five educators and five parents, as well as temperature measurements in three selected preschools. This study shows that: (i) children and educators are exposed to both high indoor and outdoor temperatures in the preschools; (ii) both children and educators were affected by the heat wave in the preschools, and their sensitivity is deeply intertwined due to their dependency relationship, rendering a form of double sensitivity to heat; and (iii) the preschool heads and educators were unprepared to sufficiently cope with the heat wave, and organizational strategies for managing heat were lacking, indicating weak adaptive capacity. The significant exposure to heat in preschool environments, the dual sensitivity of children and preschool educators, and the low organizational readiness resulting in uncoordinated responses to reduce heat stress suggest a pronounced vulnerability to heat waves in preschools.
Climate-proofing coastal cities is an important part of the current policy agenda for climate adaptation, particularly in a situation where waterfront redevelopment is accelerating. Cities call for innovative approaches integrating climate protection with urban attractiveness and waterfront endeavors. There is a lack of studies targeting policy processes for coastal protection, including the choice of adaptation strategies and impediments for implementation. Sweden is an interesting case due to the decentralized character of coastal adaptation. Consequently, this paper aims to analyze the status of and conditions for large-scale multifunctional coastal protection by means of qualitative analyses of policy documents and interviews with frontline practitioners in four Swedish coastal cities: Malmö, Gothenburg, Helsingborg and Landskrona. The analysis documents a predominant focus on envisioning/planning for coastal protection rather than implementation of adaptation measures. While waterfront development functions as a window of opportunity in the more populous cities it also risks creating fragmentation and social imbalances in coastal protection between cities and their various coastal areas. Key implementation determinants emphasize formal institutional aspects, where politics and political decision-making need to set the necessary terms ensuring implementation. Current public-private and national-local distribution of responsibilities, stepwise planning and limited funding-mechanisms create uncertainties in system robustness and coherency. The consequences of a system for coastal protection heavily reliant on decentralized action needs to be properly considered by adaptation policy-makers.
Climate change and urban densification pose major challenges to the built environment. In Swedish cities, fluvial and pluvial floods risk being aggravated, necessitating adaptation efforts to make the build environment more resilient. A recent governmental inquiry states that owners are primarily responsible for adapting their property, and that the existing built environment is particularly tricky. Property owners often lack tools and approaches to strategically adapt to climate risks. This paper presents and tests a structured approach intended for large property owners to assess and visualize flood vulnerability in both individual buildings and the property portfolio, and organizational adaptive responses. The approach was developed and tested using the municipal housing company Hyresbostäder in Norrköping, Sweden as case. The study builds on workshops with staff, a systematic flood vulnerability mapping of 575 buildings, and in-situ inspections of the 85 most vulnerable buildings. The vulnerability and need for adaptation of individual buildings were visualized on a map, and adaptive avenues were identified. The approach was found useful for identifying the most vulnerable buildings, concrete adaptation measures and five broad adaptation avenues: risk-focused adaptation investments, area-focused adaptation, regular inspection and maintenance, informed collaboration and tenant dialogues. The property owner’s transformative capacity was improved by creating a shared vision, empowerment and learning, innovation capacity, gaining overview supporting transformative leadership and external cooperation likely to contribute to meeting SDGs 13 and 11. In further studies the approach will be tested by other large property owners under limited research support.
Enhancing legitimacy and effectiveness of climate policy requires improved interactions between and within administrative levels, the latter including horizontal public–private coordination. In the heavily decentralized Swedish urban planning process, developer dialogues are used to enhance collaboration and thereby increase the climate-proofing of new housing districts. In practice, municipalities struggle with identifying what types of collaborative arrangements best support the realization of climate goals, in light of strong property developer interests and bargaining. Based on qualitative interviews with coordinating planners, this paper illustrates lessons from repeated collaborative practices in six Swedish municipalities. We analytically characterize a shift between first- and second-generation developer dialogues. In first-generation dialogues, coordinators attempted to ensure jointly agreed upon principles, priorities and commitments, which instead resulted in troublesome negotiations. In second-generation dialogues, coordinators used mixed approaches to ensure more competitive and climate-proof urban development by mechanisms of indirect command and control. Principles of collaborative interaction were abandoned to regain control over urban planning. This documented shift contrasts heavily with theoretical assumptions from the climate governance literature, where enhanced collaboration assumedly increase effectiveness of climate policy implementation. Acknowledging the practical implications of using developer dialogues to climate-proof urban planning in different settings is critical for improved policy implementation.
Transforming cities into low-carbon, resilient, and sustainable places will require action encompassing most segments of society. However, local governments struggle to overview and assess all ongoing climate activities in a city, constraining well-informed decision-making and transformative capacity. This paper proposes and tests an assessment framework developed to visualize the implementation of urban climate transition (UCT). Integrating key transition activities and process progression, the framework was applied to three Swedish cities. Climate coordinators and municipal councillors evaluated the visual UCT representations. Results indicate that their understanding of UCT actions and implementation bottlenecks became clearer, making transition more governable. To facilitate UCT, involving external actors and shifting priorities between areas were found to be key. The visual UCT representations improved system awareness and memory, building local transformative capacity. The study recommends systematic assessment and visualization of process progression as a promising method to facilitate UCT governance, but potentially also broader sustainability transitions.
It is increasingly expected that private actors play the role as entrepreneurs and frontrunners in implementing climate measures, whereas empirical studies of the position, role and engagement of private actors are scarce. Situated in the context of urban planning, a critical arena for triggering climate transitions, the aim of this paper is to explore how Swedish property developers respond to climate change. Qualitative analyses of corporate policy documents and semi-structured interviews with property developers reveal a vast divergence between the written policies, where leadership ambitions are high, and how the practice of property development is discussed in interviews. In the latter, there is little evidence of property developers pursuing a forward-looking or cutting-edge climate change agenda. Instead, they are critical of increased public regulation for climate-oriented measures. Explanations both confirm previous studies, highlighting lack of perceived customer demand, uncertainty of financial returns and limited innovations, and add new elements of place-dependency suggesting that innovative and front-runner practices can only be realized in the larger urban areas. Municipalities seeking to improve their climate-oriented profile in urban planning by involving private property developers need to develop strategies to maneuver the variance in responses to increase the effectiveness of implementation.
How to organize citizen participation in planning is continuously debated. The amount of Online Participatory Tools (OPTs) to facilitate inclusive and efficient participation has increased. While studies have assessed their functionality, usability and effectiveness in planning, they have rarely analyzed OPTs beyond single-cases, targeted tools that are widely used or assessed how OPTs affect broader values of participation. Targeting this absence, this study analyzes how ten applications of a widely used OPT, CityPlanner™, affect the normative, substantive and instrumental values of citizen participatory planning in Swedish cities. By analyzing 1,354 citizen proposals and interviewing urban planners, we find that citizens more extensively submit proposals and initiate debates on planning when using the OPT. Results suggest a more even age and gender distribution among proposal users than with conventional methods, facilitating normative values of participation. The OPT was generally applied early in planning and generated high-quality inputs. Our results, however, nuance previous analyses by also emphasizing the importance of place-specificity of OPT applications and of joint participation strategies among departments. Key for OPT development includes the need to improve their ability to analyze overarching trends among inputs.
While strengthening public–private interplay is expected to improve the climate profile of urban planning in terms of mitigation and adaptation, less is known about the practice of such new interactive modes of governing. The paper critically examines the role, benefits and limitations of extended public–private interplay in developing a new housing district in Sweden. The developer dialogue between municipal officials and property developers confirms mutual interests, shared understandings and the added value of interacting. However, the closer the dialogue comes to settling agreements, the more difficult it gets for municipal officials to steer the process and its outcomes in favor of climate proofing. Complications with adapting to the new interactive setting means that municipal officials balance between acting as facilitators and/or regulators and property developers between acting as partners, competitors and/or defenders. Refining steering-strategies for sustaining commitments and securing formal agreements are pertinent for using public–private interplay to climate-proof urban planning.
Putting climate change policy-integration into practice is challenged by problems of institutional misfit, due to, inter alia, deficient vertical administrative interplay. While most focus within the field of climate change research has targeted the national-local interplay, less is known about the interface of regional and local perspectives. Here, the aim is to study that interface with a specific focus on the relation between regional and local spatial planning actors, through a case-study of transport and coastal zone management in a Swedish municipality. The article is based on interviews (focus group and single in-depth) and official planning documents. The material reveals a tricky planning situation, replete with conflict. In practice, various institutional frameworks, claims and ambitions collide. The attempts to steer the local spatial planning initiatives from the regional level led to conflicts, which in turn seems to have hampered the overall work for climate change management through spatial planning. Furthermore, there are few traces of prospects of a smooth vertical institutional interplay able to support the overall aims related to integrating climate change mitigation and adaptation in spatial planning. (C) 2015 Elsevier Ltd. All rights reserved.
Attention is increasing in academia towards the governance of adaptation, specifically how state and non-state actors are defining the adaptation ‘problematique’ and crafting public policies to address it. Adaptation is the ‘adjustment in natural or human systems in response to actual or expected climatic stimuli or their effects, which moderates harm or exploits beneficial opportunities’. The challenge for governments is taking this rather vague concept and turning it into viable and implementable public policies. This implies that they have to make choices as to the types of polices to create, the sectors they should cover, ministerial jurisdictions and funding. This article contributes to the discussion on the adaptation governance by presenting a conceptual framework that outlines policy choices governors need to make, by applying this framework to a number of countries, and starting the debate on which choice or choices were particularly instrumental in shaping adaptation policy in particular countries as a whole. It focuses on four countries traditionally seen to be adaptation leaders: Germany, the Netherlands, Sweden and the United Kingdom.